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ASSOCIATED BANC-CORP — Director's Dealing 2013
Jan 2, 2013
31126_dirs_2013-01-02_ec84b275-820f-4986-9029-7160b0a724f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2012-12-28
Reporting Person: QUICK J DOUGLAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-28 | Common Stock $0.01 Par Value | J | 56295.096 | — | Disposed | 0 | Direct |
| 2012-12-28 | Common Stock $0.01 Par Value | J | 56295.096 | — | Acquired | 56295.096 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Perpetual Preferred Stock Series B (ABW pr B) | 4000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Unit | $0 | Common Stock $0.01 Par Value (18942.164) | 18942.164 | Direct |
Footnotes
F1: Insider transferred shares into a family Trust, for which he maintains investment control.
F2: Stock units are 100% vested at the time of acquisition.
F3: Phantom stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file.
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