Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ASSOCIATED BANC-CORP Director's Dealing 2013

Jan 24, 2013

31126_dirs_2013-01-24_ab691276-cb8f-4684-b749-4ce37df30211.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22

Reporting Person: Docter Judith M (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-22 Common Stock $0.01 Par Value A 5670 Acquired 73165.738 Direct
2013-01-22 Common Stock $0.01 Par Value A 2835 Acquired 76000.738 Direct
2013-01-23 Common Stock $.01 Par Value - Restricted Stock Unit J 11515 Disposed 0 Direct
2013-01-23 Common Stock $0.01 Par Value J 11515 Acquired 87515.738 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-22 Non-qualified Stock Option (Right to Buy) $14.02 A 20912 Acquired 2023-01-22 Common Stock $0.01 Par Value (20912) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 8065.75 Indirect
Perpetual Preferred Stock Series B (ABW pr B) 200 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $29.08 2014-01-28 Common Stock $0.01 Par Value (2250) 2250 Direct
Non-qualified Stock Option (Right to Buy) $33.89 2017-01-24 Common Stock $0.01 Par Value (18000) 18000 Direct
Non-qualified Stock Option (Right to Buy) $24.89 2018-01-23 Common Stock $0.01 Par Value (20000) 20000 Direct
Non-qualified Stock Option (Right to Buy) $17.26 2019-01-28 Common Stock $0.01 Par Value (10000) 10000 Direct
Non-qualified Stock Option (Right to Buy) $12.97 2022-01-23 Common Stock $0.01 Par Value (29267) 29267 Direct
Non-qualified Stock Option (Right to Buy) $33.07 2015-01-26 Common Stock $0.01 Par Value (2500) 2500 Direct
Non-qualified Stock Option (Right to Buy) $32.82 2015-12-13 Common Stock $0.01 Par Value (14600) 14600 Direct

Footnotes

F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.

F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.

F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.