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ASSOCIATED BANC-CORP — Director's Dealing 2013
Jan 24, 2013
31126_dirs_2013-01-24_ab691276-cb8f-4684-b749-4ce37df30211.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22
Reporting Person: Docter Judith M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock $0.01 Par Value | A | 5670 | — | Acquired | 73165.738 | Direct |
| 2013-01-22 | Common Stock $0.01 Par Value | A | 2835 | — | Acquired | 76000.738 | Direct |
| 2013-01-23 | Common Stock $.01 Par Value - Restricted Stock Unit | J | 11515 | — | Disposed | 0 | Direct |
| 2013-01-23 | Common Stock $0.01 Par Value | J | 11515 | — | Acquired | 87515.738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-22 | Non-qualified Stock Option (Right to Buy) | $14.02 | A | 20912 | Acquired | 2023-01-22 | Common Stock $0.01 Par Value (20912) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 8065.75 | Indirect |
| Perpetual Preferred Stock Series B (ABW pr B) | 200 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $29.08 | 2014-01-28 | Common Stock $0.01 Par Value (2250) | 2250 | Direct |
| Non-qualified Stock Option (Right to Buy) | $33.89 | 2017-01-24 | Common Stock $0.01 Par Value (18000) | 18000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $24.89 | 2018-01-23 | Common Stock $0.01 Par Value (20000) | 20000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $17.26 | 2019-01-28 | Common Stock $0.01 Par Value (10000) | 10000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | Common Stock $0.01 Par Value (29267) | 29267 | Direct |
| Non-qualified Stock Option (Right to Buy) | $33.07 | 2015-01-26 | Common Stock $0.01 Par Value (2500) | 2500 | Direct |
| Non-qualified Stock Option (Right to Buy) | $32.82 | 2015-12-13 | Common Stock $0.01 Par Value (14600) | 14600 | Direct |
Footnotes
F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.
F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.
F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.