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ASSOCIATED BANC-CORP — Director's Dealing 2013
Jan 24, 2013
31126_dirs_2013-01-24_007b5b8c-aa11-41b6-91d3-f66d229f6150.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22
Reporting Person: Erickson Randall J. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock $0.01 Par Value | A | 7275 | — | Acquired | 13003 | Direct |
| 2013-01-22 | Common Stock $0.01 Par Value | A | 3637 | — | Acquired | 16640 | Direct |
| 2013-01-23 | Common Stock $.01 Par Value - Restricted Stock Unit | J | 10067 | — | Disposed | 0 | Direct |
| 2013-01-23 | Common Stock $0.01 Par Value | J | 10067 | — | Acquired | 26707 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-22 | Non-qualified Stock Option (Right to Buy) | $14.02 | A | 26831 | Acquired | 2023-01-22 | Common Stock $0.01 Par Value (26831) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $13.41 | 2022-04-19 | Common Stock $0.01 Par Value (25359) | 25359 | Direct |
Footnotes
F1: Shares of restricted stock will vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.
F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.
F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.