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ASSOCIATED BANC-CORP — Director's Dealing 2013
Jan 24, 2013
31126_dirs_2013-01-24_ba7b9c6f-f85b-47b5-b0e5-7731dc8d5d13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22
Reporting Person: FLYNN PHILIP B (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock $0.01 Par Value | A | 37892 | — | Acquired | 80842 | Direct |
| 2013-01-22 | Common Stock $0.01 Par Value | A | 18946 | — | Acquired | 99788 | Direct |
| 2013-01-23 | Common Stock $0.01 Par Value | J | 81919 | — | Acquired | 181707 | Direct |
| 2013-01-23 | Common Stock $.01 Par Value - Restricted Stock Unit | J | 81919 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-22 | Non-qualified Stock Option (Right to Buy) | $14.02 | A | 139747 | Acquired | 2023-01-22 | Common Stock $0.01 Par Value (139747) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 331131 | Indirect |
| Perpetual Preferred Stock Series B (ABW pr B) | 40000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | Common Stock $0.01 Par Value (208214) | 208214 | Direct |
Footnotes
F1: Total has been adjusted since Insider's last reporting to reflect the transfer of shares into the Insider's Trust account registration.
F2: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F3: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.
F4: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.
F5: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.