AI assistant
ASSOCIATED BANC-CORP — Director's Dealing 2013
Jan 24, 2013
31126_dirs_2013-01-24_c8d31db6-a508-40b6-be92-9a16813d9b2a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22
Reporting Person: Hickey Scott (Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock $0.01 Par Value | A | 6990 | — | Acquired | 100869 | Direct |
| 2013-01-22 | Common Stock $0.01 Par Value | A | 3495 | — | Acquired | 104364 | Direct |
| 2013-01-23 | Common Stock $0.01 Par Value | J | 14822 | — | Acquired | 119186 | Direct |
| 2013-01-23 | Common Stock $.01 Par Value - Restricted Stock Unit | J | 14822 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-22 | Non-qualified Stock Option (Right to Buy) | $14.02 | A | 25779 | Acquired | 2023-01-22 | Common Stock $0.01 Par Value (25779) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Perpetual Preferred Stock Series B (ABW pr B) | 2000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $19.50 | 2018-10-22 | Common Stock $0.01 Par Value (20000) | 20000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $17.26 | 2019-01-28 | Common Stock $0.01 Par Value (30000) | 30000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | Common Stock $0.01 Par Value (37674) | 37674 | Direct |
Footnotes
F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.
F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.
F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.