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ASSOCIATED BANC-CORP Director's Dealing 2013

Jan 24, 2013

31126_dirs_2013-01-24_c2faf81e-5467-4ecb-96ef-89d66de1f467.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22

Reporting Person: Lau Timothy J (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-22 Common Stock $0.01 Par Value A 5402 Acquired 32980.141 Direct
2013-01-22 Common Stock $0.01 Par Value A 2701 Acquired 35681.141 Direct
2013-01-23 Common Stock $.01 Par Value - Restricted Stock Unit J 11507 Disposed 0 Direct
2013-01-23 Common Stock $0.01 Par Value J 11507 Acquired 47188.141 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-22 Non-qualified Stock Option (Right to Buy) $14.02 A 19926 Acquired 2023-01-22 Common Stock $0.01 Par Value (19926) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 1251.86 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $29.08 2014-01-28 Common Stock $0.01 Par Value (2625) 2625 Direct
Non-qualified Stock Option (Right to Buy) $33.89 2017-01-24 Common Stock $0.01 Par Value (6000) 6000 Direct
Non-qualified Stock Option (Right to Buy) $24.89 2018-01-23 Common Stock $0.01 Par Value (6000) 6000 Direct
Non-qualified Stock Option (Right to Buy) $17.26 2019-01-28 Common Stock $0.01 Par Value (5000) 5000 Direct
Non-qualified Stock Option (Right to Buy) $13.16 2020-01-27 Common Stock $0.01 Par Value (12000) 12000 Direct
Non-qualified Stock Option (Right to Buy) $12.97 2022-01-23 Common Stock $0.01 Par Value (29248) 29248 Direct
Non-qualified Stock Option (Right to Buy) $33.07 2015-01-26 Common Stock $0.01 Par Value (3000) 3000 Direct
Non-qualified Stock Option (Right to Buy) $32.82 2015-12-13 Common Stock $0.01 Par Value (3500) 3500 Direct

Footnotes

F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.

F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.

F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.