AI assistant
ASSOCIATED BANC-CORP — Director's Dealing 2013
Jan 24, 2013
31126_dirs_2013-01-24_c2faf81e-5467-4ecb-96ef-89d66de1f467.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22
Reporting Person: Lau Timothy J (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock $0.01 Par Value | A | 5402 | — | Acquired | 32980.141 | Direct |
| 2013-01-22 | Common Stock $0.01 Par Value | A | 2701 | — | Acquired | 35681.141 | Direct |
| 2013-01-23 | Common Stock $.01 Par Value - Restricted Stock Unit | J | 11507 | — | Disposed | 0 | Direct |
| 2013-01-23 | Common Stock $0.01 Par Value | J | 11507 | — | Acquired | 47188.141 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-22 | Non-qualified Stock Option (Right to Buy) | $14.02 | A | 19926 | Acquired | 2023-01-22 | Common Stock $0.01 Par Value (19926) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 1251.86 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $29.08 | 2014-01-28 | Common Stock $0.01 Par Value (2625) | 2625 | Direct |
| Non-qualified Stock Option (Right to Buy) | $33.89 | 2017-01-24 | Common Stock $0.01 Par Value (6000) | 6000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $24.89 | 2018-01-23 | Common Stock $0.01 Par Value (6000) | 6000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $17.26 | 2019-01-28 | Common Stock $0.01 Par Value (5000) | 5000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $13.16 | 2020-01-27 | Common Stock $0.01 Par Value (12000) | 12000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | Common Stock $0.01 Par Value (29248) | 29248 | Direct |
| Non-qualified Stock Option (Right to Buy) | $33.07 | 2015-01-26 | Common Stock $0.01 Par Value (3000) | 3000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $32.82 | 2015-12-13 | Common Stock $0.01 Par Value (3500) | 3500 | Direct |
Footnotes
F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.
F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.
F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.