Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ASSOCIATED BANC-CORP Director's Dealing 2013

Jan 24, 2013

31126_dirs_2013-01-24_ca4d1164-e7e1-46f3-8c57-6606efea9738.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22

Reporting Person: Smith Donna N. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-22 Common Stock $0.01 Par Value A 6401 Acquired 41528 Direct
2013-01-22 Common Stock $0.01 Par Value A 3200 Acquired 44728 Direct
2013-01-23 Common Stock $0.01 Par Value J 13627 Acquired 58355 Direct
2013-01-23 Common Stock $.01 Par Value - Restricted Stock Unit J 13627 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-22 Non-qualified Stock Option (Right to Buy) $14.02 A 23609 Acquired 2023-01-22 Common Stock $0.01 Par Value (23609) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Perpetual Preferred Stock Series B (ABW pr B) 1600 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified Stock Option (Right to Buy) $12.97 2022-01-23 Common Stock $0.01 Par Value (34637) 34637 Direct

Footnotes

F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.

F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.

F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.