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ASSOCIATED BANC-CORP — Director's Dealing 2013
Jan 24, 2013
31126_dirs_2013-01-24_993c8776-1f98-4aee-8dba-f9eacf047de6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22
Reporting Person: Stein David L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock $0.01 Par Value | A | 6597 | — | Acquired | 80228 | Direct |
| 2013-01-22 | Common Stock $0.01 Par Value | A | 3298 | — | Acquired | 83526 | Direct |
| 2013-01-23 | Common Stock $.01 Par Value - Restricted Stock Unit | J | 14013 | — | Disposed | 0 | Direct |
| 2013-01-23 | Common Stock $0.01 Par Value | J | 14013 | — | Acquired | 97539 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-22 | Non-qualified Stock Option (Right to Buy) | $14.02 | A | 24332 | Acquired | 2023-01-22 | Common Stock $0.01 Par Value (24332) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 2642.29 | Indirect |
| Common Stock $0.01 Par Value | 400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $33.89 | 2017-01-24 | Common Stock $0.01 Par Value (10000) | 10000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $24.89 | 2018-01-23 | Common Stock $0.01 Par Value (15000) | 15000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $18.82 | 2018-07-23 | Common Stock $0.01 Par Value (7000) | 7000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $17.26 | 2019-01-28 | Common Stock $0.01 Par Value (11500) | 11500 | Direct |
| Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | Common Stock $0.01 Par Value (35617) | 35617 | Direct |
| Non-qualified Stock Option (Right to Buy) | $33.07 | 2015-01-26 | Common Stock $0.01 Par Value (25000) | 25000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $32.82 | 2015-12-13 | Common Stock $0.01 Par Value (14000) | 14000 | Direct |
Footnotes
F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.
F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.
F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.