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ASSOCIATED BANC-CORP Director's Dealing 2013

Jan 24, 2013

31126_dirs_2013-01-24_993c8776-1f98-4aee-8dba-f9eacf047de6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2013-01-22

Reporting Person: Stein David L (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-22 Common Stock $0.01 Par Value A 6597 Acquired 80228 Direct
2013-01-22 Common Stock $0.01 Par Value A 3298 Acquired 83526 Direct
2013-01-23 Common Stock $.01 Par Value - Restricted Stock Unit J 14013 Disposed 0 Direct
2013-01-23 Common Stock $0.01 Par Value J 14013 Acquired 97539 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-22 Non-qualified Stock Option (Right to Buy) $14.02 A 24332 Acquired 2023-01-22 Common Stock $0.01 Par Value (24332) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 2642.29 Indirect
Common Stock $0.01 Par Value 400 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified Stock Option (Right to Buy) $33.89 2017-01-24 Common Stock $0.01 Par Value (10000) 10000 Direct
Non-qualified Stock Option (Right to Buy) $24.89 2018-01-23 Common Stock $0.01 Par Value (15000) 15000 Direct
Non-qualified Stock Option (Right to Buy) $18.82 2018-07-23 Common Stock $0.01 Par Value (7000) 7000 Direct
Non-qualified Stock Option (Right to Buy) $17.26 2019-01-28 Common Stock $0.01 Par Value (11500) 11500 Direct
Non-qualified Stock Option (Right to Buy) $12.97 2022-01-23 Common Stock $0.01 Par Value (35617) 35617 Direct
Non-qualified Stock Option (Right to Buy) $33.07 2015-01-26 Common Stock $0.01 Par Value (25000) 25000 Direct
Non-qualified Stock Option (Right to Buy) $32.82 2015-12-13 Common Stock $0.01 Par Value (14000) 14000 Direct

Footnotes

F1: Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

F2: Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.

F3: Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.

F4: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.