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ASSOCIATED BANC-CORP — Director's Dealing 2012
Jan 25, 2012
31126_dirs_2012-01-25_a66aca79-5047-4285-a337-0baa547eff09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2012-01-23
Reporting Person: Stein David L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-23 | Common Stock $.01 Par Value - Restricted Stock Unit | A | 14013 | — | Acquired | 14013 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-23 | Non-qualified Stock Option (Right to Buy) | $12.97 | A | 35617 | Acquired | 2022-01-23 | Common Stock $0.01 Par Value (35617) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $33.89 | 2017-01-24 | Common Stock $0.01 Par Value (10000) | 10000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $24.89 | 2018-01-23 | Common Stock $0.01 Par Value (15000) | 15000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $18.82 | 2018-07-23 | Common Stock $0.01 Par Value (7000) | 7000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $17.26 | 2019-01-28 | Common Stock $0.01 Par Value (11500) | 11500 | Direct |
| Non-qualified Stock Option (Right to Buy) | $33.07 | 2015-01-26 | Common Stock $0.01 Par Value (25000) | 25000 | Direct |
| Non-qualified Stock Option (Right to Buy) | $32.82 | 2015-12-13 | Common Stock $0.01 Par Value (14000) | 14000 | Direct |
Footnotes
F1: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F2: Performance-based restricted stock unit represents contingent right to receive one share of common stock; any dividend equivalents to be paid will be settled in cash upon vesting. Vesting is subject to the determination by the Compensation and Benefits Committee of satisfaction of 2012 performance criteria set forth in the grant agreement.
F3: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.