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ASSOCIATED BANC-CORP — Director's Dealing 2012
Oct 1, 2012
31126_dirs_2012-10-01_649331a7-36f0-41b9-b074-b9fb95d69817.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2012-09-28
Reporting Person: CROWLEY RUTH M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | Phantom Stock Unit | $0 | A | 89.286 | Acquired | Common Stock $0.01 Par Value (89.286) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 3290.656 | Direct |
Footnotes
F1: Stock units are 100% vested at the time of the acquisition.
F2: Phantom stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file.
F3: "Share units" were based on a share price of $13.16 per share as of September 28, 2012. "Share units" are converted, for reporting and communication purposes, to "shares" of stock. The number of "shares" reported under this Plan are based on the NAV of the stock fund at valuation end, divided by the share price. There is also a cash component to the stock fund, which varies throughout the year.