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ASSOCIATED BANC-CORP — Director's Dealing 2003
Oct 28, 2003
31126_dirs_2003-10-28_76005f35-7424-4873-9a42-247480f87390.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASBC)
CIK: 0000007789
Period of Report: 2003-10-24
Reporting Person: GALLAGHER ROBERT C (Director, Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-10-24 | Phantom Stock Unit | $0 | A | 5.069 | Acquired | 2015-12-31 | Common Stock $.01 Par Value (5.069) | Direct |
Footnotes
F1: "Share units" were based on a NAV of $39.76 per share as of October 24, 2003.
Change in amount reflects "change" in shares due to fluctuations in market value from one valuation date to the next.
Share "units" are converted, for reporting and communication purposes, to "shares" of stock. The number of "shares" reported under this Plan are based on the NAV at valuation end, divided by the share price. However, there is also a cash component to the stock fund, which varies throughout the year. Due to this NAV and cash variation from valuation to valuation, the number of shares will appear to change because of the accounting procedures used to valuate the Plan.