Asset Plus Limited — Major Shareholding Notification 2018

Sep 6, 2018

Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both	Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both	Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both	Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both
Sections 277 and	278, Financial Markets Conduct Act		2013
To NZX Limited
and
To Asset Plus Limited
Relevant event being disclosed: Movement of 1% or more in	substantial holding
Date of relevant event: 6 September 2018
Date this disclosure made: 6 September 2018
Date last disclosure made: 23 March 2018
Substantial product holder(s) giving disclosure
Full name(s):
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited,		and ANZ Custodial Services New Zealand Limited
Summary of substantial holding
Class of quoted voting products: Common Stock - APL
Summary for:
ANZ New Zealand Investments Limited, ANZ Bank New		Zealand Limited, and ANZ
Custodial Services New Zealand Limited (aggregated as related bodies corporate)
For this disclosure,—
(a) total number held in class:	8,479,450
161,920,000 (b) total in class:
(c) total percentage held in class:	5.237%
For last disclosure,—
10,221,785 (a) total number held in class:
161,920,000 (b) total in class:
(c) total percentage held in class:	6.313%
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand		Limited (which is set out below), so that these are
not double-counted in the aggregated related bodies disclosure.
Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New			Zealand Limited, and ANZ Custodial
Services New Zealand Limited are as follows.
Summary for: ANZ New Zealand Investments Limited

Summary for:	ANZ New Zealand Investments Limited	ANZ New Zealand Investments Limited
For this disclosure,—
(a) total number held in class:		8,459,450
(b) total in class:		161,920,000
(c) total percentage held in class:		5.224%
For last disclosure,—
(a) total number held in class:		10,201,785
(b) total in class:		161,920,000
(c) total percentage held in class:		6.301%
Summary for:	ANZ Bank New Zealand Limited
For this disclosure,—
(a) total number held in class:		20,000
(b) total in class:		161,920,000
(c) total percentage held in class:		0.012%
For last disclosure,—
(a) total number held in class:		20,000
(b) total in class:		161,920,000
(c) total percentage held in class:		0.012%
Summary for:	ANZ Custodial Services New Zealand Limited

For this disclosure,—

(a) total number held in class:	20,000
(b) total in class:	161,920,000
(c) total percentage held in class:	0.012%
For last disclosure,—
(a) total number held in class:	20,000
(b) total in class:	161,920,000
(c) total percentage held in class:	0.012%
Details of transactions and events giving	rise to relevant event
Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:

On-market trades

Transaction Type	Period	Shares	Consideration (NZD)
On-market Purchases	23/03/2018-06/09/2018	-	-
On-market Sales	23/03/2018-06/09/2018	(1,742,335.00)	1,030,150.60
		(1,742,335.00)	1,030,150.60

Details after relevant event

Details for: ANZ New Zealand Investments Limited

Nature of relevant interest(s):

ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed investment schemes. ANZ Investments has a relevant interest in the financial products arising only from the powers of investment contained in the investment management contracts as it has:

• a qualified power to control the exercise of the right to vote attached to the financial products; and

• a qualified power to acquire or dispose of the financial products.

The investment management contracts are not attached to this notice pursuant to regulation 142 of the Financial Markets Conduct Regulations 2014 (Regulations).

For that relevant interest,—

(a) number held in class:	8,459,450
(b) percentage held in class:	5.224%
(c) registered holder(s) once transfers are registered: The New Zealand Guardian Trust Company Limited 7,366,354, and ANZ Custodial
Services Limited 20,000, or MFL Mutual Fund Limited 1,093,096
(d) registered holder(s) once transfers registered: Unknown
ANZ Investments also has a relevant interest in the holdings of ANZ Custodial Services Limited as disclosed in this notice, because these
companies are related bodies corporate.

Details for:

ANZ Bank New Zealand Limited

Nature of relevant interest:

ANZ Bank New Zealand Limited (ANZ Bank) provides a trading and custody service in respect of individual client investment portfolios under a trading service client agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained in the trading service client agreement as it has:

• a qualified power to control the exercise of the right to vote attached to the financial products; and

• a conditional power to dispose of the financial products.

The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.

For that relevant interest,—

• (a) number held in class: 20,000 (b) percentage held in class: 0.012% (c) current registered holder(s) of securities: Unknown

• (d) registered holder(s) of securities once transfers registered: ANZ Custodial Services New Zealand Limited

ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited, and ANZ Custodial Services New Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.

Details for:

Nature of relevant interest:

ANZ Custodial Services New Zealand Limited

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ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for ANZ Bank New Zealand Limited's trading and custody service under a custody agreement.

ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.

The custody agreements are not attached to this notice pursuant to regulation 141 of the Regulations.

For that relevant interest,—

(a) number held in class:	20,000
(b) percentage held in class:	0.012%
(c) current registered holder(s):	Unknown

(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited

ANZCS also has a relevant interest in the holdings of ANZ Bank New Zealand Limited, and ANZ New Zealand Investments Limited, as disclosed in this notice, because all of these companies are related bodies corporate.

Additional information

Address of substantial product holder(s):

ANZ Investments, ANZ Bank, and ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010

Contact details: Emily Hong, 0800 269 296, Emily.Hong@anz.com

Nature of connection between substantial security holders:

ANZ Investments, ANZ Bank, and ANZCS are related bodies corporate under section 237(d) of the Financial Markets Conduct Act 2013.

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: None

Certification

I, Emily Hong , certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.