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Assertio Holdings, Inc. Director's Dealing 2026

Feb 10, 2026

34279_dirs_2026-02-10_7d19f62b-e229-4312-86ef-c4b5e7350d99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2026-02-07

Reporting Person: Schlessinger Sam (EVP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-02-07 Common Stock M 1389 Acquired 13185 Direct
2026-02-07 Common Stock F 619 $12.74 Disposed 12566 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-02-07 Restricted Stock Units $0.0 M 1389 Disposed 2027-02-07 Common Stock (1389) Direct

Footnotes

F1: On December 26, 2025, the Issuer effected a 1-for-15 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2: Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.

F3: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4: One-third of these restricted stock units vests on each of February 7, 2025, 2026 and 2027, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the Reverse Stock Split.

F5: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.