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Assertio Holdings, Inc. — Director's Dealing 2024
Jan 5, 2024
34279_dirs_2024-01-04_4cc95ca4-d7d4-486f-874e-b0abe3632f2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2024-01-02
Reporting Person: Mason Heather L (Director, Interim CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-02 | Stock Option (Right to Buy) | $1.14 | A | 550000 | Acquired | 2034-01-02 | Common Stock (550000) | Direct |
Footnotes
F1: The stock option vests (a) as to 50% in 12 equal monthly installments following January 2, 2024, subject to the reporting person's continued service to the registrant through each applicable vesting date, and (b) as to 50% upon the date a permanent Chief Executive Officer who is hired during the reporting person's service as interim CEO commences employment with the registrant and remains employed for a period of 30 days.
F2: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.