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Assertio Holdings, Inc. — Director's Dealing 2024
Nov 13, 2024
34279_dirs_2024-11-12_fa2d0c91-964b-47d3-8f4d-dbe90c88ec6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2024-11-07
Reporting Person: Stark David Matthew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-07 | Common Stock | A | 53750 | — | Acquired | 53750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-07 | Stock Option (right to buy) | $1.01 | A | 81225 | Acquired | 2034-11-07 | Common Stock (81225) | Direct |
Footnotes
F1: Restricted stock units were granted on the date of Mr. Stark's initial appointment to the Issuer's Board of Directors in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy. One-third of these restricted stock units are scheduled to vest on each of November 7, 2025, 2026 and 2027, assuming continued service through the applicable vesting date.
F2: Stock options were granted on the date of Mr. Stark's initial appointment to the Issuer's Board of Directors in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy. One-third of these stock options are scheduled to vest on each of November 7, 2025, 2026 and 2027, assuming continued service through the applicable vesting date.
F3: These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.