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Assertio Holdings, Inc. — Director's Dealing 2023
Feb 7, 2023
34279_dirs_2023-02-07_81c5c979-7f17-4bcd-ae49-12db18cbbcdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2023-02-04
Reporting Person: Peisert Daniel A. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-04 | Common Stock | M | 30968 | — | Acquired | 189370 | Direct |
| 2023-02-04 | Common Stock | F | 10464 | $4.10 | Disposed | 178906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-04 | Restricted Stock Units | $0.0 | M | 30968 | Disposed | 2023-02-04 | Common Stock (30968.0) | Direct |
Footnotes
F1: Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F3: One-third of these restricted stock units are scheduled to vest on each of February 4, 2021, 2022 and 2023, assuming continued employment through the applicable vesting date.
F4: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.