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Assertio Holdings, Inc. — Director's Dealing 2023
Feb 24, 2023
34279_dirs_2023-02-23_d3b0e980-22ee-4b38-ba1c-e35cbc8a8511.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2023-02-21
Reporting Person: Schlessinger Sam (SVP, General Counsel)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-21 | Restricted Stock Units | $0.0 | A | 51451 | Acquired | 2026-02-21 | Common Stock (51451.0) | Direct |
| 2023-02-21 | Stock Option (right to buy) | $5.18 | A | 56623 | Acquired | 2029-02-21 | Common Stock (56623.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F2: One-third of these restricted stock units and stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date.
F3: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.