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Assertio Holdings, Inc. — Director's Dealing 2023
Nov 17, 2023
34279_dirs_2023-11-16_ed2ea7e4-4c18-4c10-96e7-2b5d70e3f1c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2023-11-14
Reporting Person: Emany Sravan Kumar (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-14 | Common Stock | A | 177570 | — | Acquired | 177570 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-14 | Stock Option (right to buy) | $1.07 | A | 26308 | Acquired | 2023-11-14 | Common Stock (26308) | Direct |
Footnotes
F1: Restricted stock units were granted in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy on the effective date the Issuer appointed the Reporting Person to serve on its Board of Directors. One-third of these restricted stock units are scheduled to vest on each of November 14, 2024, 2025 and 2026, assuming continued service through the applicable vesting date.
F2: Stock options were granted in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy on the effective date the Issuer appointed the Reporting Person to serve on its Board of Directors. One-third of these stock options are scheduled to vest on each of November 14, 2024, 2025 and 2026, assuming continued service through the applicable vesting date.
F3: These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.