Assertio Holdings, Inc. — Director's Dealing 2022

Feb 8, 2022

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2021-12-31

Reporting Person: Schwichtenberg Paul (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-17	Common Stock	M	5707	—	Acquired	29237	Direct
2021-04-17	Common Stock	F	1672	$1.92	Disposed	27565	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-17	Restricted Stock Units	$0.0	M	5707	Disposed	2021-04-17	Common Stock (5707.0)	Direct

Footnotes

F1: Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.

F2: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.

F3: One-third of these restricted stock units vested on each of April 17, 2019, 2020 and 2021.

F4: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.