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Assertio Holdings, Inc. — Director's Dealing 2022
Feb 14, 2022
34279_dirs_2022-02-14_7a992c04-18d8-4df5-86ab-4b2e819afb56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2022-02-11
Reporting Person: Patel Ajay (SVP and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-11 | Common Stock | M | 47349 | — | Acquired | 74389 | Direct |
| 2022-02-11 | Common Stock | F | 21612 | $2.52 | Disposed | 52777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-11 | Restricted Stock Units | $0.0 | M | 47349 | Disposed | 2024-02-11 | Common Stock (47349.0) | Direct |
Footnotes
F1: Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2: Includes 1500 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F4: One-third of these restricted stock units are scheduled to vest on each of February 11, 2022, 2023 and 2024, assuming continued employment through the applicable vesting date.
F5: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.