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Assertio Holdings, Inc. — Director's Dealing 2022
Feb 18, 2022
34279_dirs_2022-02-18_07238c88-0da8-4a38-a22e-d09c25fa1f8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2022-02-18
Reporting Person: Mason Heather L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-18 | Common Stock | M | 3598 | — | Acquired | 159455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-18 | Restricted Stock Units | $ | M | 3598 | Disposed | 2022-02-18 | Common Stock (3598.0) | Direct |
Footnotes
F1: On May 18, 2021 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
F2: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F3: One-third of these restricted stock units are scheduled to vest on each of February 18, 2020, 2021 and 2022, assuming continued service through the applicable vesting date.
F4: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.