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Assertio Holdings, Inc. — Director's Dealing 2022
Mar 1, 2022
34279_dirs_2022-03-01_6037f538-e0c8-4a2c-89a9-e08a2d074c14.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2022-03-01
Reporting Person: Schlessinger Sam (SVP, General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16632 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.31 | 2031-12-01 | Common Stock (235000.0) | Direct | |
| Restricted Stock Units | $0.0 | 2024-10-01 | Common Stock (58212.0) | Direct | |
| Restricted Stock Units | $0.0 | 2024-02-11 | Common Stock (37878.0) | Direct | |
| Restricted Stock Units | $0.0 | 2023-08-05 | Common Stock (14270.0) | Direct |
Footnotes
F1: One-third of these stock options are scheduled to vest on each of December 1, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F2: One-third of these restricted stock units are scheduled to vest on each of October 1, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F3: One-third of these restricted stock units are scheduled to vest on each of February 11, 2022, 2023, and 2024, assuming continued employment through the applicable vesting date.
F4: One-third of these restricted stock units are scheduled to vest on each of August 5, 2021, 2022, and 2023, assuming continued employment through the applicable vesting date.