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Assertio Holdings, Inc. Director's Dealing 2022

May 17, 2022

34279_dirs_2022-05-16_ddf576d6-a0b8-403c-90a7-a305081ed59b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2022-05-12

Reporting Person: Tyree James L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-12 Common Stock S 44643 $2.3558 Disposed 210451 Direct

Footnotes

F1: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2022 to cover taxes upon the May 11, 2022 vesting of restricted stock units.

F2: The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 12, 2022 at prices ranging from $2.19 to $2.53 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.