AI assistant
Assertio Holdings, Inc. — Director's Dealing 2021
Mar 22, 2021
34279_dirs_2021-03-22_ceca9128-c0d2-4157-96ad-676acf8400dd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2021-03-11
Reporting Person: Patel Ajay (SVP and CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34123 | Direct |
| Common Stock | 6000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2022-07-31 | Common Stock (64480.0) | Direct | |
| Restricted Stock Units | $0.0 | 2023-02-04 | Common Stock (39864.0) | Direct | |
| Restricted Stock Units | $0.0 | 2024-02-11 | Common Stock (568182.0) | Direct |
Footnotes
F1: Shares purchased pursuant to the Issuer's Employee Stock Purchase Plan (the "Plan"). In accordance with the Plan, 3,000 shares were purchased on May 31, 2020 at $0.65 per share and 3,000 shares were purchased on November 30, 2020 at $0.36 per share.
F2: One-third of these restricted stock units are scheduled to vest on each of July 31, 2020, 2021 and 2022, assuming continued employment through the applicable vesting date.
F3: One-third of these restricted stock units are scheduled to vest on each of February 4, 2021, 2022 and 2023, assuming continued employment through the applicable vesting date.
F4: One-third of these restricted stock units are scheduled to vest on each of February 11, 2022, 2023 and 2024, assuming continued employment through the applicable vesting date.