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Assertio Holdings, Inc. — Director's Dealing 2021
Mar 22, 2021
34279_dirs_2021-03-22_2495df14-4f77-439e-9f44-a8f9765dd193.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2021-03-11
Reporting Person: Schwichtenberg Paul (SVP and CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 55121 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2021-04-17 | Common Stock (22831.0) | Direct | |
| Restricted Stock Units | $0.0 | 2022-02-12 | Common Stock (19736.0) | Direct | |
| Restricted Stock Units | $0.0 | 2023-02-04 | Common Stock (79730.0) | Direct | |
| Restricted Stock Units | $0.0 | 2024-02-11 | Common Stock (568182.0) | Direct |
Footnotes
F1: One-third of these restricted stock units are scheduled to vest on each of April 17, 2019, 2020 and 2021, assuming continued employment through the applicable vesting date.
F2: One-third of these restricted stock units are scheduled to vest on each of February 12, 2020, 2021 and 2022, assuming continued employment through the applicable vesting date.
F3: One-third of these restricted stock units are scheduled to vest on each of February 4, 2021, 2022 and 2023, assuming continued employment through the applicable vesting date.
F4: One-third of these restricted stock units are scheduled to vest on each of February 11, 2022, 2023 and 2024, assuming continued employment through the applicable vesting date.