Assertio Holdings, Inc. — Director's Dealing 2021

May 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2021-05-19

Reporting Person: Peisert Daniel A. (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-19	Common Stock	M	25000	—	Acquired	81071	Direct
2021-05-19	Common Stock	F	7325	$1.56	Disposed	73746	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-19	Restricted Stock Units	$	M	25000	Disposed	2021-05-19	Common Stock (25000.0)	Direct

Footnotes

F1: On May 18, 2021 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2: Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.

F3: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4: This award was granted on May 19, 2020 and vested in full on May 19, 2021. All share amounts have been adjusted to reflect the Reverse Stock Split.

F5: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.