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Assertio Holdings, Inc. — Director's Dealing 2021
Aug 17, 2021
34279_dirs_2021-08-17_c4da7c8f-bbb7-42ba-a2d6-18dfd072ffa6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2021-08-15
Reporting Person: Peisert Daniel A. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-15 | Common Stock | M | 453 | — | Acquired | 90108 | Direct |
| 2021-08-15 | Common Stock | F | 132 | $1.21 | Disposed | 89976 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-15 | Restricted Stock Units | $ | M | 453 | Disposed | 2021-08-15 | Common Stock (453.0) | Direct |
Footnotes
F1: Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F3: These restricted stock units are scheduled to vest 33.33% on August 15, 2019, 33.33% on August 15, 2020 and 33.33% on August 15, 2021.
F4: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.