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Assertio Holdings, Inc. — Director's Dealing 2020
Aug 18, 2020
34279_dirs_2020-08-17_a3b13e54-9e52-424a-81d8-3cee5026b01b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2020-08-15
Reporting Person: Peisert Daniel A. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-15 | Common Stock | M | 1814 | — | Acquired | 105022 | Direct |
| 2020-08-15 | Common Stock | F | 531 | $0.81 | Disposed | 104491 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-15 | Restricted Stock Units | $ | M | 1814 | Disposed | 2021-08-15 | Common Stock (1814.0) | Direct |
Footnotes
F1: Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F3: These restricted stock units are scheduled to vest 33.33% on August 15, 2019, 33.33% on August 15, 2020 and 33.33% on August 15, 2021.
F4: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.