Assertio Holdings, Inc. — Director's Dealing 2020

Dec 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2020-12-05

Reporting Person: HIGGINS ARTHUR J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-05	Common Stock	M	73529	—	Acquired	564239	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-05	Restricted Stock Units	$	M	73529	Disposed	2020-12-05	Common Stock (73529.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	175000	Indirect
Common Stock	3000	Indirect

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F2: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.