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Assertio Holdings, Inc. — Director's Dealing 2020
Dec 30, 2020
34279_dirs_2020-12-29_4489377f-3956-45c8-818c-fe36dc20e114.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2020-12-23
Reporting Person: CR Group L.P. (10% Owner)
Reporting Person: CRG Partners III - Parallel Fund (A) L.P. (10% Owner)
Reporting Person: CRG Partners III - Parallel Fund B (Cayman) L.P. (10% Owner)
Reporting Person: CRG Partners III (Cayman) Lev AIV I L.P. (10% Owner)
Reporting Person: CRG Partners III (Cayman) Unlev AIV I L.P. (10% Owner)
Reporting Person: CRG Partners III L.P. (10% Owner)
Reporting Person: Loan Security Holdings I LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-23 | Common Stock | S | 6784334 | $0.3745 | Disposed | 2182851 | Indirect |
| 2020-12-24 | Common Stock | S | 1982851 | $0.3682 | Disposed | 200000 | Indirect |
Footnotes
F1: The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3428 to $0.3967. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The securities are held by Loan Security Holdings I LLC, a wholly owned LLC held by CRG Partners III - Parallel Fund "A" L.P., CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., and CRG Partners III L.P. (collectively, the "CRG Entities"). CRG Entities collectively hold all of the issued and outstanding shares of Loan Security Holdings I LLC. CR Group L.P. may be deemed to beneficially own the Shares by virtue of its position as the investment manager for the CRG Entities.
F3: The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3510 to $0.41. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.