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ASSEMBLY BIOSCIENCES, INC. Director's Dealing 2021

May 24, 2021

33081_dirs_2021-05-24_c8030239-ace3-42c3-afef-f7bc8eeb82e0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSEMBLY BIOSCIENCES, INC. (ASMB)
CIK: 0001426800
Period of Report: 2021-05-20

Reporting Person: Johnson-Pratt Lisa (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-20 Stock Option (right to buy) $4.03 A 30000 Acquired 2031-05-20 Common Stock (30000) Direct

Footnotes

F1: Grant of stock options. The stock options vest in three equal installments, assuming continuous service on each vesting date, as follows: May 20, 2022; May 20, 2023; and May 20, 2024.