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ASSEMBLY BIOSCIENCES, INC. — Director's Dealing 2010
Dec 15, 2010
33081_dirs_2010-12-15_de79f0b8-e8f7-405e-a7f3-a3decccdcf1e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: VENTRUS BIOSCIENCES INC (VTUS)
CIK: 0001426800
Period of Report: 2010-12-15
Reporting Person: Felder Joseph (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $ | 2020-05-11 | Common Stock (2016) | Direct | |
| Stock Options (right to buy) | $ | 2020-11-10 | Common Stock (35000) | Direct |
Footnotes
F1: The price is equal to the lowest price paid in the issuer's next qualified equity financing (as defined in the issuer's
existing 2010 Convertible Promissory Notes).
F2: The options vested 1/3 on 5/28/2008 and the remaining 2/3 will vest in equal installments on the first, second and third
anniversaries after 05/28/2008.
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