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ASPEN GROUP — Major Shareholding Notification 2016
Jun 30, 2016
64404_rns_2016-06-30_11c37380-c909-45c2-9006-1bc5201ae24c.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme ASPEN GROUP (APZ) ACN/ARSN ACN 004 160 927
1. Details of substantial holder(1)
Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B ’
ACN/ARSN (if applicable) ACN 007 457 141 The holder ceased to be a substantial holder on 29/06/2016 The previous notice was given to the company on 15/01/2015 The previous notice was dated 13/01/2015
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 29/06/2016 | WBC & its Associates Asgard Capital Management Limited, BT Funds Management Limited, Westpac Financial Services Group Limited, BT Investment Management (Institutional) Limited, BT Investment Management (Fund Services)Limited |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Page 1 of 15
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Westpac Financial Services Group Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW 2000 |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW 2000 |
| ASPEN GROUP (APZ) | The Company Secretary, ASPEN GROUP (APZ) Level 18 9 Hunter Street SYDNEY NSW 2000 Tel: +61 2 9151 7500 Fax: +61 2 9151 7599 |
Signature
| Print name Sign here |
Tim Hartin Capacity CompanySecretary |
|---|---|
| Date 01/07/2016 |
Page 2 of 15
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
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(3) See the definition of “associate” in section 9 of the Corporations Act 2001.
-
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
-
(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Page 3 of 15
ANNEXURE A
This is annexure ‘A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary, Westpac Banking Corporation – 01/07/2016
Sales & Purchases for the period : 14/01/2015 to 29/06/2016
| Sales & Purchases for the period : 14/01/2015 to 29/06/2016 | |||||
|---|---|---|---|---|---|
| SECURITY: APZ | |||||
| Asgard Capital Management Limited | |||||
| Date Registered Company |
Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
| 14/01/2015 Asgard Capital Management Limited | Sale | -200 | 0 | Ordinary | 200 |
| 30/01/2015 Asgard Capital Management Limited | Purchase | 200 | 0 | Ordinary | 200 |
| 30/01/2015 Asgard Capital Management Limited | Sale | -200 | -248 | Ordinary | 200 |
| 8/06/2016 Asgard Capital Management Limited | Sale | -12,000 | -14,400.00 | Ordinary | 12,000 |
| Total | -12,200 | -14,648.00 | |||
| Asgard Capital Management Limited Total : | -12,200 | -14,648.00 | |||
| BT Funds Management Limited | |||||
| Date Registered Company |
Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
| 26/05/2015 Asgard Capital Management Limited | Sale | -3,922 | -5,177.04 | Ordinary | 3,922 |
| 27/05/2015 Asgard Capital Management Limited | Sale | -10,078 | -13,101.40 | Ordinary | 10,078 |
| 15/06/2015 Asgard Capital Management Limited | Sale | -3,759 | -4,924.29 | Ordinary | 3,759 |
| 16/06/2015 Asgard Capital Management Limited | Sale | -8,241 | -10,795.71 | Ordinary | 8,241 |
| 31/07/2015 Asgard Capital Management Limited | Sale | -12,000 | -16,200.00 | Ordinary | 12,000 |
| 1/06/2016 Asgard Capital Management Limited | Purchase | 8,000 | 9,440.00 | Ordinary | 8,000 |
| 16/06/2016 Asgard Capital Management Limited | Sale | -8,000 | -9,600.00 | Ordinary | 8,000 |
| Total | -38,000 | -50,358.44 | |||
| Date Registered Company |
Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
| 30/01/2015 BT Portfolio Services Limited | Sale | -170 | -210.17 | Ordinary | 170 |
| 30/01/2015 BT Portfolio Services Limited | Sale | -129 | -159.48 | Ordinary | 129 |
| 30/01/2015 BT Portfolio Services Limited | Sale | -28 | -34.62 | Ordinary | 28 |
| 3/02/2015 BT Portfolio Services Limited | Sale | -1,165 | -1,411.28 | Ordinary | 1,165 |
| 5/02/2015 BT Portfolio Services Limited | Purchase | 3,250 | 4,127.50 | Ordinary | 3,250 |
| 5/02/2015 BT Portfolio Services Limited | Sale | -3,250 | -4,127.50 | Ordinary | 3,250 |
| 19/02/2015 BT Portfolio Services Limited | Purchase | 3,000 | 3,810.00 | Ordinary | 3,000 |
| 19/02/2015 BT Portfolio Services Limited | Sale | -3,000 | -3,810.00 | Ordinary | 3,000 |
| 20/02/2015 BT Portfolio Services Limited | Sale | -2,465 | -2,983.39 | Ordinary | 2,465 |
| 22/04/2015 BT Portfolio Services Limited | Sale | -3,030 | -3,781.44 | Ordinary | 3,030 |
| 29/04/2015 BT Portfolio Services Limited | Purchase | 4,628 | 5,890.98 | Ordinary | 4,628 |
| 30/04/2015 BT Portfolio Services Limited | Purchase | 872 | 1,103.08 | Ordinary | 872 |
| 30/04/2015 BT Portfolio Services Limited | Sale | -7,100 | -8,909.79 | Ordinary | 7,100 |
| 11/05/2015 BT Portfolio Services Limited | Sale | -828 | -991.45 | Ordinary | 828 |
| 19/05/2015 BT Portfolio Services Limited | Purchase | 4,000 | 5,162.00 | Ordinary | 4,000 |
| 19/05/2015 BT Portfolio Services Limited | Purchase | 15,000 | 19,621.50 | Ordinary | 15,000 |
Page 4 of 15
22/05/2015 BT Portfolio Services Limited 15/06/2015 BT Portfolio Services Limited 16/06/2015 BT Portfolio Services Limited 9/07/2015 BT Portfolio Services Limited 9/07/2015 BT Portfolio Services Limited 30/07/2015 BT Portfolio Services Limited 11/08/2015 BT Portfolio Services Limited 11/08/2015 BT Portfolio Services Limited 12/08/2015 BT Portfolio Services Limited 14/08/2015 BT Portfolio Services Limited 26/08/2015 BT Portfolio Services Limited 27/08/2015 BT Portfolio Services Limited 1/09/2015 BT Portfolio Services Limited 3/09/2015 BT Portfolio Services Limited 3/09/2015 BT Portfolio Services Limited 3/09/2015 BT Portfolio Services Limited 4/09/2015 BT Portfolio Services Limited 7/09/2015 BT Portfolio Services Limited 8/09/2015 BT Portfolio Services Limited 11/09/2015 BT Portfolio Services Limited 21/09/2015 BT Portfolio Services Limited 22/09/2015 BT Portfolio Services Limited 23/11/2015 BT Portfolio Services Limited 30/11/2015 BT Portfolio Services Limited 30/11/2015 BT Portfolio Services Limited 14/01/2016 BT Portfolio Services Limited 4/02/2016 BT Portfolio Services Limited 29/02/2016 BT Portfolio Services Limited 4/03/2016 BT Portfolio Services Limited 16/03/2016 BT Portfolio Services Limited 16/03/2016 BT Portfolio Services Limited 16/03/2016 BT Portfolio Services Limited 16/03/2016 BT Portfolio Services Limited 16/03/2016 BT Portfolio Services Limited 16/03/2016 BT Portfolio Services Limited 23/03/2016 BT Portfolio Services Limited 24/05/2016 BT Portfolio Services Limited 8/06/2016 BT Portfolio Services Limited 8/06/2016 BT Portfolio Services Limited
Total
BT Funds Management Limited Total :
| Purchase | 9,500 | 12,771.80 | Ordinary | 9,500 |
|---|---|---|---|---|
| Purchase | 3,553 | 4,642.71 | Ordinary | 3,553 |
| Purchase | 1,447 | 1,913.51 | Ordinary | 1,447 |
| Purchase | 4,000 | 5,440.00 | Ordinary | 4,000 |
| Sale | -4,000 | -5,440.00 | Ordinary | 4,000 |
| Purchase | 7,500 | 10,158.75 | Ordinary | 7,500 |
| Sale | -2,000 | -2,603.60 | Ordinary | 2,000 |
| Sale | -19,638 | -26,483.81 | Ordinary | 19,638 |
| Sale | -5 | -6.74 | Ordinary | 5 |
| Sale | -357 | -467.21 | Ordinary | 357 |
| Purchase | 8,000 | 10,436.00 | Ordinary | 8,000 |
| Purchase | 7,800 | 10,093.20 | Ordinary | 7,800 |
| Purchase | 3,900 | 4,963.14 | Ordinary | 3,900 |
| Purchase | 7,965 | 9,964.22 | Ordinary | 7,965 |
| Purchase | 8,000 | 10,008.00 | Ordinary | 8,000 |
| Purchase | 8,000 | 10,008.00 | Ordinary | 8,000 |
| Purchase | 35 | 43.4 | Ordinary | 35 |
| Purchase | 5,426 | 6,761.88 | Ordinary | 5,426 |
| Purchase | 2,574 | 3,186.35 | Ordinary | 2,574 |
| Purchase | 16,200 | 20,036.16 | Ordinary | 16,200 |
| Purchase | 3,224 | 4,537.14 | Ordinary | 3,224 |
| Purchase | 3,976 | 5,486.88 | Ordinary | 3,976 |
| Purchase | 14,200 | 20,060.34 | Ordinary | 14,200 |
| Purchase | 3,250 | 4,468.75 | Ordinary | 3,250 |
| Sale | -3,250 | -4,468.75 | Ordinary | 3,250 |
| Purchase | 7,000 | 8,296.40 | Ordinary | 7,000 |
| Purchase | 3,500 | 4,026.40 | Ordinary | 3,500 |
| Sale | -4,416 | -5,211.32 | Ordinary | 4,416 |
| Sale | -7,800 | -8,972.34 | Ordinary | 7,800 |
| Purchase | 5,000 | 5,586.50 | Ordinary | 5,000 |
| Purchase | 4,500 | 5,031.45 | Ordinary | 4,500 |
| Purchase | 5,000 | 5,586.50 | Ordinary | 5,000 |
| Purchase | 4,000 | 4,476.40 | Ordinary | 4,000 |
| Purchase | 6,000 | 6,696.60 | Ordinary | 6,000 |
| Purchase | 3,500 | 3,921.40 | Ordinary | 3,500 |
| Purchase | 9,000 | 10,044.90 | Ordinary | 9,000 |
| Sale | -1,200 | -1,353.00 | Ordinary | 1,200 |
| Sale | -3,584 | -4,300.80 | Ordinary | 3,584 |
| Sale | -8,000 | -9,512.00 | Ordinary | 8,000 |
| 121,385 | 153,123.15 | |||
| 83,385 | 102,764.71 |
BT Funds Management (NZ) Limited
Date Registered Company
4/02/2015 Guardian Nominees No.2 Ltd 10/02/2015 Guardian Nominees No.2 Ltd 13/02/2015 Guardian Nominees No.2 Ltd 24/02/2015 Guardian Nominees No.2 Ltd 26/02/2015 Guardian Nominees No.2 Ltd
| Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|
| Sale | -128,320 | -170,922.24 | Ordinary | 128,320 |
| Sale | -3,422 | -4,541.34 | Ordinary | 3,422 |
| Sale | -769 | -1,021.77 | Ordinary | 769 |
| Sale | -60,063 | -78,418.25 | Ordinary | 60,063 |
| Sale | -80,785 | -105,537.52 | Ordinary | 80,785 |
Page 5 of 15
| 27/02/2015 Guardian Nominees No.2 Ltd | Sale | -59,152 | -77,092.80 | Ordinary | 59,152 |
|---|---|---|---|---|---|
| 2/03/2015 Guardian Nominees No.2 Ltd | Sale | -58,000 | -75,591.40 | Ordinary | 58,000 |
| 3/03/2015 Guardian Nominees No.2 Ltd | Sale | -100,000 | -131,610.00 | Ordinary | 100,000 |
| 10/03/2015 Guardian Nominees No.2 Ltd | Sale | -18,956 | -25,084.47 | Ordinary | 18,956 |
| 12/03/2015 Guardian Nominees No.2 Ltd | Sale | -35,000 | -45,885.00 | Ordinary | 35,000 |
| 16/03/2015 Guardian Nominees No.2 Ltd | Sale | -21,814 | -28,478.18 | Ordinary | 21,814 |
| 30/04/2015 Guardian Nominees No.2 Ltd | Sale | -57,129 | -74,867.55 | Ordinary | 57,129 |
| 15/05/2015 Guardian Nominees No.2 Ltd | Sale | -231,282 | -316,486.29 | Ordinary | 231,282 |
| 18/05/2015 Guardian Nominees No.2 Ltd | Sale | -267,734 | -369,660.33 | Ordinary | 267,734 |
| Total | -1,122,426 | -1,505,197.15 | |||
| BT Funds Management (NZ) Limited Total : | -1,122,426 | -1,505,197.15 | |||
| BT Investment Management (Fund Services) Limited |
Date Registered Company
14/01/2015 HSBC Custody Nominees (Australia) Limited. 14/01/2015 HSBC Custody Nominees (Australia) Limited. 14/01/2015 HSBC Custody Nominees (Australia) Limited. 14/01/2015 HSBC Custody Nominees (Australia) Limited. 14/01/2015 HSBC Custody Nominees (Australia) Limited. 14/01/2015 HSBC Custody Nominees (Australia) Limited. 22/01/2015 HSBC Custody Nominees (Australia) Limited. 22/01/2015 HSBC Custody Nominees (Australia) Limited. 22/01/2015 HSBC Custody Nominees (Australia) Limited. 23/01/2015 HSBC Custody Nominees (Australia) Limited. 23/01/2015 HSBC Custody Nominees (Australia) Limited. 23/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 27/01/2015 HSBC Custody Nominees (Australia) Limited. 2/02/2015 HSBC Custody Nominees (Australia) Limited. 2/02/2015 HSBC Custody Nominees (Australia) Limited. 2/02/2015 HSBC Custody Nominees (Australia) Limited. 13/02/2015 HSBC Custody Nominees (Australia) Limited. 13/02/2015 HSBC Custody Nominees (Australia) Limited. 13/02/2015 HSBC Custody Nominees (Australia) Limited. 16/02/2015 HSBC Custody Nominees (Australia) Limited. 16/02/2015 HSBC Custody Nominees (Australia) Limited. 16/02/2015 HSBC Custody Nominees (Australia) Limited. 23/02/2015 HSBC Custody Nominees (Australia) Limited. 23/02/2015 HSBC Custody Nominees (Australia) Limited.
| Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|
| Sale | -1,115 | -1,393.75 | Ordinary | 1,115 |
| Sale | -1,787 | -2,233.75 | Ordinary | 1,787 |
| Sale | -1,115 | -1,393.75 | Ordinary | 1,115 |
| Purchase | 1,115 | 1,393.75 | Ordinary | 1,115 |
| Sale | -1,787 | -2,233.75 | Ordinary | 1,787 |
| Purchase | 1,787 | 2,233.75 | Ordinary | 1,787 |
| Sale | -18,394 | -22,992.50 | Ordinary | 18,394 |
| Sale | -18,394 | -22,992.50 | Ordinary | 18,394 |
| Purchase | 18,394 | 22,992.50 | Ordinary | 18,394 |
| Sale | -6,611 | -8,131.53 | Ordinary | 6,611 |
| Sale | -6,611 | -8,131.53 | Ordinary | 6,611 |
| Purchase | 6,611 | 8,131.53 | Ordinary | 6,611 |
| Sale | -21,167 | -25,612.07 | Ordinary | 21,167 |
| Sale | -28,683 | -35,280.09 | Ordinary | 28,683 |
| Sale | -19,892 | -24,069.32 | Ordinary | 19,892 |
| Sale | -3,941 | -4,768.61 | Ordinary | 3,941 |
| Sale | -28,683 | -35,280.09 | Ordinary | 28,683 |
| Purchase | 3,941 | 4,768.61 | Ordinary | 3,941 |
| Sale | -3,941 | -4,768.61 | Ordinary | 3,941 |
| Purchase | 28,683 | 35,280.09 | Ordinary | 28,683 |
| Purchase | 19,892 | 24,069.32 | Ordinary | 19,892 |
| Purchase | 21,167 | 25,612.07 | Ordinary | 21,167 |
| Sale | -19,892 | -24,069.32 | Ordinary | 19,892 |
| Sale | -21,167 | -25,612.07 | Ordinary | 21,167 |
| Sale | -1,890 | -2,362.50 | Ordinary | 1,890 |
| Purchase | 1,890 | 2,362.50 | Ordinary | 1,890 |
| Sale | -1,890 | -2,362.50 | Ordinary | 1,890 |
| Sale | -4,448 | -5,604.48 | Ordinary | 4,448 |
| Purchase | 4,448 | 5,604.48 | Ordinary | 4,448 |
| Sale | -4,448 | -5,604.48 | Ordinary | 4,448 |
| Sale | -46,000 | -56,120.00 | Ordinary | 46,000 |
| Sale | -46,000 | -56,120.00 | Ordinary | 46,000 |
| Purchase | 46,000 | 56,120.00 | Ordinary | 46,000 |
| Sale | -32,568 | -39,732.96 | Ordinary | 32,568 |
| Purchase | 32,568 | 39,732.96 | Ordinary | 32,568 |
Page 6 of 15
23/02/2015 HSBC Custody Nominees (Australia) Limited. 27/02/2015 HSBC Custody Nominees (Australia) Limited. 27/02/2015 HSBC Custody Nominees (Australia) Limited. 18/03/2015 HSBC Custody Nominees (Australia) Limited. 24/03/2015 HSBC Custody Nominees (Australia) Limited. 24/03/2015 HSBC Custody Nominees (Australia) Limited. 27/03/2015 HSBC Custody Nominees (Australia) Limited. 27/03/2015 HSBC Custody Nominees (Australia) Limited. 30/03/2015 HSBC Custody Nominees (Australia) Limited. 30/03/2015 HSBC Custody Nominees (Australia) Limited. 7/04/2015 HSBC Custody Nominees (Australia) Limited. 7/04/2015 HSBC Custody Nominees (Australia) Limited. 8/04/2015 HSBC Custody Nominees (Australia) Limited. 8/04/2015 HSBC Custody Nominees (Australia) Limited. 10/04/2015 HSBC Custody Nominees (Australia) Limited. 10/04/2015 HSBC Custody Nominees (Australia) Limited. 13/04/2015 HSBC Custody Nominees (Australia) Limited. 13/04/2015 HSBC Custody Nominees (Australia) Limited. 14/04/2015 HSBC Custody Nominees (Australia) Limited. 14/04/2015 HSBC Custody Nominees (Australia) Limited. 7/05/2015 HSBC Custody Nominees (Australia) Limited. 19/06/2015 HSBC Custody Nominees (Australia) Limited. 19/06/2015 HSBC Custody Nominees (Australia) Limited. 19/06/2015 HSBC Custody Nominees (Australia) Limited. 8/09/2015 HSBC Custody Nominees (Australia) Limited. 9/09/2015 HSBC Custody Nominees (Australia) Limited. 9/09/2015 HSBC Custody Nominees (Australia) Limited. 11/09/2015 HSBC Custody Nominees (Australia) Limited. 11/09/2015 HSBC Custody Nominees (Australia) Limited. 14/09/2015 HSBC Custody Nominees (Australia) Limited. 14/09/2015 HSBC Custody Nominees (Australia) Limited. 15/09/2015 HSBC Custody Nominees (Australia) Limited. 15/09/2015 HSBC Custody Nominees (Australia) Limited. 30/09/2015 HSBC Custody Nominees (Australia) Limited. 26/10/2015 HSBC Custody Nominees (Australia) Limited. 26/10/2015 HSBC Custody Nominees (Australia) Limited. 26/10/2015 HSBC Custody Nominees (Australia) Limited. 9/11/2015 HSBC Custody Nominees (Australia) Limited. 11/11/2015 HSBC Custody Nominees (Australia) Limited. 11/11/2015 HSBC Custody Nominees (Australia) Limited. 11/11/2015 HSBC Custody Nominees (Australia) Limited. 11/11/2015 HSBC Custody Nominees (Australia) Limited. 23/11/2015 HSBC Custody Nominees (Australia) Limited. 1/12/2015 HSBC Custody Nominees (Australia) Limited. 2/12/2015 HSBC Custody Nominees (Australia) Limited. 21/01/2016 HSBC Custody Nominees (Australia) Limited. 1/02/2016 HSBC Custody Nominees (Australia) Limited. 10/02/2016 HSBC Custody Nominees (Australia) Limited. 10/02/2016 HSBC Custody Nominees (Australia) Limited. 23/02/2016 HSBC Custody Nominees (Australia) Limited. 23/02/2016 HSBC Custody Nominees (Australia) Limited. 25/02/2016 HSBC Custody Nominees (Australia) Limited.
| Sale | -32,568 | -39,732.96 | Ordinary | 32,568 |
|---|---|---|---|---|
| Purchase | 1,438 | 1,855.02 | Ordinary | 1,438 |
| Purchase | 1,288 | 1,661.52 | Ordinary | 1,288 |
| Purchase | 9,059 | 11,233.16 | Ordinary | 9,059 |
| Purchase | 4,574 | 5,717.50 | Ordinary | 4,574 |
| Purchase | 4,624 | 5,780.00 | Ordinary | 4,624 |
| Purchase | 2,932 | 3,694.32 | Ordinary | 2,932 |
| Purchase | 2,963 | 3,733.38 | Ordinary | 2,963 |
| Purchase | 30,612 | 38,571.12 | Ordinary | 30,612 |
| Purchase | 30,946 | 38,991.96 | Ordinary | 30,946 |
| Purchase | 15,247 | 19,211.22 | Ordinary | 15,247 |
| Purchase | 15,414 | 19,421.64 | Ordinary | 15,414 |
| Purchase | 21,991 | 27,708.66 | Ordinary | 21,991 |
| Purchase | 22,231 | 28,011.06 | Ordinary | 22,231 |
| Purchase | 356 | 448.56 | Ordinary | 356 |
| Purchase | 360 | 453.6 | Ordinary | 360 |
| Purchase | 47,557 | 60,397.39 | Ordinary | 47,557 |
| Purchase | 48,075 | 61,055.25 | Ordinary | 48,075 |
| Purchase | 67,205 | 85,350.35 | Ordinary | 67,205 |
| Purchase | 67,937 | 86,279.99 | Ordinary | 67,937 |
| Purchase | 4,038 | 5,087.88 | Ordinary | 4,038 |
| Sale | -35,500 | -46,150.00 | Ordinary | 35,500 |
| Sale | -35,500 | -46,150.00 | Ordinary | 35,500 |
| Purchase | 35,500 | 46,150.00 | Ordinary | 35,500 |
| Purchase | 70,000 | 85,400.00 | Ordinary | 70,000 |
| Purchase | 2,907 | 3,575.61 | Ordinary | 2,907 |
| Purchase | 3,360 | 4,132.80 | Ordinary | 3,360 |
| Purchase | 1,327 | 1,632.21 | Ordinary | 1,327 |
| Purchase | 1,534 | 1,886.82 | Ordinary | 1,534 |
| Purchase | 51,981 | 71,733.78 | Ordinary | 51,981 |
| Purchase | 60,076 | 82,904.88 | Ordinary | 60,076 |
| Purchase | 14,420 | 19,899.60 | Ordinary | 14,420 |
| Purchase | 16,666 | 22,999.08 | Ordinary | 16,666 |
| Purchase | 5,000 | 6,750.00 | Ordinary | 5,000 |
| Purchase | 417,209 | 575,748.42 | Ordinary | 417,209 |
| Purchase | 49,761 | 70,163.01 | Ordinary | 49,761 |
| Purchase | 19,880 | 27,633.20 | Ordinary | 19,880 |
| Purchase | 8,326 | 12,239.22 | Ordinary | 8,326 |
| Purchase | 47,877 | 70,379.19 | Ordinary | 47,877 |
| Sale | -24,480 | -35,985.60 | Ordinary | 24,480 |
| Sale | -21,695 | -31,891.65 | Ordinary | 21,695 |
| Sale | -1,702 | -2,501.94 | Ordinary | 1,702 |
| Sale | -49,500 | -69,300.00 | Ordinary | 49,500 |
| Sale | -65 | -89.7 | Ordinary | 65 |
| Sale | -2,994 | -4,131.72 | Ordinary | 2,994 |
| Sale | -22,686 | -27,223.20 | Ordinary | 22,686 |
| Purchase | 2,898 | 3,419.64 | Ordinary | 2,898 |
| Purchase | 9,457 | 10,497.27 | Ordinary | 9,457 |
| Purchase | 9,457 | 10,497.27 | Ordinary | 9,457 |
| Purchase | 6,886 | 7,987.76 | Ordinary | 6,886 |
| Purchase | 8,021 | 9,304.36 | Ordinary | 8,021 |
| Sale | -14,283 | -16,853.94 | Ordinary | 14,283 |
Page 7 of 15
| 25/02/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,367 | -2,793.06 | Ordinary | 2,367 |
|---|---|---|---|---|---|---|
| 4/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 9,765 | 11,425.05 | Ordinary | 9,765 |
| 7/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 22,409 | 26,218.53 | Ordinary | 22,409 |
| 12/04/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -32,650 | -36,241.50 | Ordinary | 32,650 |
| 22/04/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 100 | 111 | Ordinary | 100 |
| 6/05/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 10,613 | 11,674.30 | Ordinary | 10,613 |
| 26/05/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 7,934 | 9,282.78 | Ordinary | 7,934 |
| 24/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -48,696 | -59,409.12 | Ordinary | 48,696 |
| 27/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -43,250 | -52,765.00 | Ordinary | 43,250 |
| 28/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -44,250 | -53,985.00 | Ordinary | 44,250 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -46,248 | -54,572.64 | Ordinary | 46,248 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -60,000 | -70,800.00 | Ordinary | 60,000 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -1,267 | -1,495.06 | Ordinary | 1,267 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -60,000 | -70,800.00 | Ordinary | 60,000 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -73,250 | -86,435.00 | Ordinary | 73,250 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -807,993 | -953,431.74 | Ordinary | 807,993 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -24,425 | -28,821.50 | Ordinary | 24,425 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -75,000 | -88,500.00 | Ordinary | 75,000 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -3,071 | -3,623.78 | Ordinary | 3,071 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -9,608 | -11,337.44 | Ordinary | 9,608 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,244 | -7,367.92 | Ordinary | 6,244 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -61,388 | -72,437.84 | Ordinary | 61,388 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -16,503 | -19,473.54 | Ordinary | 16,503 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -76,524 | -90,298.32 | Ordinary | 76,524 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -323,822 | -382,109.96 | Ordinary | 323,822 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -47,877 | -56,494.86 | Ordinary | 47,877 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -30,792 | -36,334.56 | Ordinary | 30,792 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -32 | -37.76 | Ordinary | 32 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -37,500 | -44,250.00 | Ordinary | 37,500 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,331 | -2,750.58 | Ordinary | 2,331 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -27,573 | -32,536.14 | Ordinary | 27,573 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -35,830 | -42,279.40 | Ordinary | 35,830 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -49,761 | -58,717.98 | Ordinary | 49,761 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -8,326 | -9,824.68 | Ordinary | 8,326 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -1,506 | -1,777.08 | Ordinary | 1,506 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -1,221,185 | -1,440,998.30 | Ordinary | 1,221,185 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -179,384 | -211,673.12 | Ordinary | 179,384 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -417,209 | -492,306.62 | Ordinary | 417,209 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -16,666 | -19,665.88 | Ordinary | 16,666 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -90,000 | -106,200.00 | Ordinary | 90,000 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -60,076 | -70,889.68 | Ordinary | 60,076 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -33,217 | -39,196.06 | Ordinary | 33,217 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -24,425 | -28,821.50 | Ordinary | 24,425 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -21,126 | -24,928.68 | Ordinary | 21,126 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,511 | -2,962.98 | Ordinary | 2,511 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -19,880 | -23,458.40 | Ordinary | 19,880 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -5,000 | -5,900.00 | Ordinary | 5,000 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,985 | -5,882.30 | Ordinary | 4,985 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -32,782 | -38,682.76 | Ordinary | 32,782 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -28,351 | -33,454.18 | Ordinary | 28,351 |
| Total | -3,317,571 | -3,776,991.87 |
Page 8 of 15
BT Investment Management (Fund Services) Limited Total : -3,317,571 -3,776,991.87
BT Investment Management (Institutional) Limited
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 14/01/2015 | Citicorp Nominees Pty Limited | Sale | -338 | -422.5 | Ordinary | 338 |
| 14/01/2015 | Citicorp Nominees Pty Limited | Sale | -338 | -422.5 | Ordinary | 338 |
| 14/01/2015 | Citicorp Nominees Pty Limited | Purchase | 338 | 422.5 | Ordinary | 338 |
| 16/02/2015 | Citicorp Nominees Pty Limited | Sale | -31,000 | -37,820.00 | Ordinary | 31,000 |
| 16/02/2015 | Citicorp Nominees Pty Limited | Purchase | 31,000 | 37,820.00 | Ordinary | 31,000 |
| 16/02/2015 | Citicorp Nominees Pty Limited | Sale | -31,000 | -37,820.00 | Ordinary | 31,000 |
| 27/02/2015 | Citicorp Nominees Pty Limited | Purchase | 1,582 | 2,040.78 | Ordinary | 1,582 |
| 24/03/2015 | Citicorp Nominees Pty Limited | Purchase | 4,175 | 5,218.75 | Ordinary | 4,175 |
| 27/03/2015 | Citicorp Nominees Pty Limited | Purchase | 2,676 | 3,371.76 | Ordinary | 2,676 |
| 30/03/2015 | Citicorp Nominees Pty Limited | Purchase | 27,940 | 35,204.40 | Ordinary | 27,940 |
| 7/04/2015 | Citicorp Nominees Pty Limited | Purchase | 13,916 | 17,534.16 | Ordinary | 13,916 |
| 8/04/2015 | Citicorp Nominees Pty Limited | Purchase | 20,071 | 25,289.46 | Ordinary | 20,071 |
| 10/04/2015 | Citicorp Nominees Pty Limited | Purchase | 325 | 409.5 | Ordinary | 325 |
| 13/04/2015 | Citicorp Nominees Pty Limited | Purchase | 43,405 | 55,124.35 | Ordinary | 43,405 |
| 14/04/2015 | Citicorp Nominees Pty Limited | Purchase | 61,337 | 77,897.99 | Ordinary | 61,337 |
| 19/05/2015 | Citicorp Nominees Pty Limited | Sale | -33,190 | -42,815.10 | Ordinary | 33,190 |
| 19/05/2015 | Citicorp Nominees Pty Limited | Sale | -33,190 | -42,815.10 | Ordinary | 33,190 |
| 19/05/2015 | Citicorp Nominees Pty Limited | Purchase | 33,190 | 42,815.10 | Ordinary | 33,190 |
| 9/09/2015 | Citicorp Nominees Pty Limited | Purchase | 3,249 | 3,996.27 | Ordinary | 3,249 |
| 11/09/2015 | Citicorp Nominees Pty Limited | Purchase | 1,483 | 1,824.09 | Ordinary | 1,483 |
| 14/09/2015 | Citicorp Nominees Pty Limited | Purchase | 58,103 | 80,182.14 | Ordinary | 58,103 |
| 15/09/2015 | Citicorp Nominees Pty Limited | Purchase | 16,118 | 22,242.84 | Ordinary | 16,118 |
| 15/10/2015 | Citicorp Nominees Pty Limited | Purchase | 20,127 | 27,976.53 | Ordinary | 20,127 |
| 16/10/2015 | Citicorp Nominees Pty Limited | Purchase | 6,291 | 8,744.49 | Ordinary | 6,291 |
| 20/10/2015 | Citicorp Nominees Pty Limited | Purchase | 51,582 | 71,698.98 | Ordinary | 51,582 |
| 21/10/2015 | Citicorp Nominees Pty Limited | Purchase | 8,744 | 12,154.16 | Ordinary | 8,744 |
| 22/10/2015 | Citicorp Nominees Pty Limited | Purchase | 4,000 | 5,560.00 | Ordinary | 4,000 |
| 26/10/2015 | Citicorp Nominees Pty Limited | Purchase | 16,076 | 22,345.64 | Ordinary | 16,076 |
| 26/10/2015 | Citicorp Nominees Pty Limited | Purchase | 40,239 | 56,736.99 | Ordinary | 40,239 |
| 26/10/2015 | Citicorp Nominees Pty Limited | Purchase | 337,371 | 465,571.98 | Ordinary | 337,371 |
| 9/11/2015 | Citicorp Nominees Pty Limited | Purchase | 6,674 | 9,810.78 | Ordinary | 6,674 |
| 9/12/2015 | Citicorp Nominees Pty Limited | Purchase | 4,082 | 5,347.42 | Ordinary | 4,082 |
| 11/12/2015 | Citicorp Nominees Pty Limited | Purchase | 4,062 | 5,239.98 | Ordinary | 4,062 |
| 21/01/2016 | Citicorp Nominees Pty Limited | Purchase | 22,686 | 27,223.20 | Ordinary | 22,686 |
| 1/02/2016 | Citicorp Nominees Pty Limited | Purchase | 2,102 | 2,480.36 | Ordinary | 2,102 |
| 10/02/2016 | Citicorp Nominees Pty Limited | Purchase | 9,457 | 10,497.27 | Ordinary | 9,457 |
| 17/02/2016 | Citicorp Nominees Pty Limited | Sale | -1,806 | -2,076.90 | Ordinary | 1,806 |
| 23/02/2016 | Citicorp Nominees Pty Limited | Purchase | 10,818 | 12,548.88 | Ordinary | 10,818 |
| 7/03/2016 | Citicorp Nominees Pty Limited | Sale | -22,409 | -26,218.53 | Ordinary | 22,409 |
| 18/05/2016 | Citicorp Nominees Pty Limited | Sale | -382 | -439.3 | Ordinary | 382 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -19,923 | -23,509.14 | Ordinary | 19,923 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -14,081 | -16,615.58 | Ordinary | 14,081 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -21,648 | -25,544.64 | Ordinary | 21,648 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -23,500 | -27,730.00 | Ordinary | 23,500 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -862 | -1,017.16 | Ordinary | 862 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -23,984 | -28,301.12 | Ordinary | 23,984 |
Date Registered Company
Page 9 of 15
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -42,488 | -50,135.84 | Ordinary | 42,488 |
|---|---|---|---|---|---|---|
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -34,423 | -40,619.14 | Ordinary | 34,423 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -65,963 | -77,836.34 | Ordinary | 65,963 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -2,379 | -2,807.22 | Ordinary | 2,379 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -24,041 | -28,368.38 | Ordinary | 24,041 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -3,623 | -4,275.14 | Ordinary | 3,623 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -3,619 | -4,270.42 | Ordinary | 3,619 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -23,194 | -27,368.92 | Ordinary | 23,194 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -809 | -954.62 | Ordinary | 809 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -143,246 | -169,030.28 | Ordinary | 143,246 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -16,410 | -19,363.80 | Ordinary | 16,410 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -14,020 | -16,543.60 | Ordinary | 14,020 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -25,363 | -29,928.34 | Ordinary | 25,363 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -8,671 | -10,231.78 | Ordinary | 8,671 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -55,802 | -65,846.36 | Ordinary | 55,802 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -17,153 | -20,240.54 | Ordinary | 17,153 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -4,985 | -5,882.30 | Ordinary | 4,985 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -7,537 | -8,893.66 | Ordinary | 7,537 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -100,000 | -118,000.00 | Ordinary | 100,000 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -2,299 | -2,712.82 | Ordinary | 2,299 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -18,757 | -22,133.26 | Ordinary | 18,757 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -57,160 | -67,448.80 | Ordinary | 57,160 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -7,508 | -8,859.44 | Ordinary | 7,508 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -20,000 | -23,600.00 | Ordinary | 20,000 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -97,000 | -114,460.00 | Ordinary | 97,000 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -13,548 | -15,986.64 | Ordinary | 13,548 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -5,790 | -6,832.20 | Ordinary | 5,790 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -30,367 | -35,833.06 | Ordinary | 30,367 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -135,117 | -159,438.06 | Ordinary | 135,117 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -58,507 | -69,038.26 | Ordinary | 58,507 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -4,972 | -5,866.96 | Ordinary | 4,972 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -60,672 | -71,592.96 | Ordinary | 60,672 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -77,894 | -91,914.92 | Ordinary | 77,894 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -2,642 | -3,117.56 | Ordinary | 2,642 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -53,183 | -62,755.94 | Ordinary | 53,183 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -46,012 | -54,294.16 | Ordinary | 46,012 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -81 | -95.58 | Ordinary | 81 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -1,299 | -1,532.82 | Ordinary | 1,299 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -3,620 | -4,271.60 | Ordinary | 3,620 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -31,401 | -37,053.18 | Ordinary | 31,401 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -10,000 | -11,800.00 | Ordinary | 10,000 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -14,041 | -16,568.38 | Ordinary | 14,041 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -2,158 | -2,546.44 | Ordinary | 2,158 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -13,798 | -16,281.64 | Ordinary | 13,798 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -9,106 | -10,745.08 | Ordinary | 9,106 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -24,425 | -28,821.50 | Ordinary | 24,425 |
| 29/06/2016 | Citicorp Nominees Pty Limited | Sale | -26,388 | -31,137.84 | Ordinary | 26,388 |
| Total | -815,903 | -835,572.60 | ||||
| BT Investment Management (Institutional) Limited Total : | -815,903 | -835,572.60 |
Page 10 of 15
Westpac Financial Services Group Limited
Date Registered Company
14/01/2015 HSBC Custody Nominees (Australia) Limited. 14/01/2015 HSBC Custody Nominees (Australia) Limited. 14/01/2015 HSBC Custody Nominees (Australia) Limited. 12/02/2015 HSBC Custody Nominees (Australia) Limited. 12/02/2015 HSBC Custody Nominees (Australia) Limited. 12/02/2015 HSBC Custody Nominees (Australia) Limited. 27/02/2015 HSBC Custody Nominees (Australia) Limited. 18/03/2015 HSBC Custody Nominees (Australia) Limited. 18/03/2015 HSBC Custody Nominees (Australia) Limited. 18/03/2015 HSBC Custody Nominees (Australia) Limited. 24/03/2015 HSBC Custody Nominees (Australia) Limited. 27/03/2015 HSBC Custody Nominees (Australia) Limited. 30/03/2015 HSBC Custody Nominees (Australia) Limited. 7/04/2015 HSBC Custody Nominees (Australia) Limited. 8/04/2015 HSBC Custody Nominees (Australia) Limited. 10/04/2015 HSBC Custody Nominees (Australia) Limited. 13/04/2015 HSBC Custody Nominees (Australia) Limited. 14/04/2015 HSBC Custody Nominees (Australia) Limited. 21/04/2015 HSBC Custody Nominees (Australia) Limited. 21/04/2015 HSBC Custody Nominees (Australia) Limited. 21/04/2015 HSBC Custody Nominees (Australia) Limited. 7/05/2015 HSBC Custody Nominees (Australia) Limited. 7/05/2015 HSBC Custody Nominees (Australia) Limited. 7/05/2015 HSBC Custody Nominees (Australia) Limited. 9/09/2015 HSBC Custody Nominees (Australia) Limited. 11/09/2015 HSBC Custody Nominees (Australia) Limited. 14/09/2015 HSBC Custody Nominees (Australia) Limited. 15/09/2015 HSBC Custody Nominees (Australia) Limited. 9/12/2015 HSBC Custody Nominees (Australia) Limited. 11/12/2015 HSBC Custody Nominees (Australia) Limited. 14/12/2015 HSBC Custody Nominees (Australia) Limited. 20/01/2016 HSBC Custody Nominees (Australia) Limited. 10/02/2016 HSBC Custody Nominees (Australia) Limited. 23/02/2016 HSBC Custody Nominees (Australia) Limited. 4/03/2016 HSBC Custody Nominees (Australia) Limited. 6/05/2016 HSBC Custody Nominees (Australia) Limited. 26/05/2016 HSBC Custody Nominees (Australia) Limited. 24/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited. 29/06/2016 HSBC Custody Nominees (Australia) Limited.
| Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|
| Sale | -150 | -187.5 | Ordinary | 150 |
| Sale | -150 | -187.5 | Ordinary | 150 |
| Purchase | 150 | 187.5 | Ordinary | 150 |
| Sale | -36,500 | -45,260.00 | Ordinary | 36,500 |
| Purchase | 36,500 | 45,260.00 | Ordinary | 36,500 |
| Sale | -36,500 | -45,260.00 | Ordinary | 36,500 |
| Purchase | 614 | 792.06 | Ordinary | 614 |
| Sale | -9,059 | -11,233.16 | Ordinary | 9,059 |
| Sale | -9,059 | -11,233.16 | Ordinary | 9,059 |
| Purchase | 9,059 | 11,233.16 | Ordinary | 9,059 |
| Purchase | 1,627 | 2,033.75 | Ordinary | 1,627 |
| Purchase | 1,043 | 1,314.18 | Ordinary | 1,043 |
| Purchase | 10,888 | 13,718.88 | Ordinary | 10,888 |
| Purchase | 5,423 | 6,832.98 | Ordinary | 5,423 |
| Purchase | 7,821 | 9,854.46 | Ordinary | 7,821 |
| Purchase | 126 | 158.76 | Ordinary | 126 |
| Purchase | 16,914 | 21,480.78 | Ordinary | 16,914 |
| Purchase | 23,903 | 30,356.81 | Ordinary | 23,903 |
| Sale | -6,100 | -7,686.00 | Ordinary | 6,100 |
| Purchase | 6,100 | 7,686.00 | Ordinary | 6,100 |
| Sale | -6,100 | -7,686.00 | Ordinary | 6,100 |
| Sale | -4,038 | -5,087.88 | Ordinary | 4,038 |
| Sale | -4,038 | -5,087.88 | Ordinary | 4,038 |
| Purchase | 4,038 | 5,087.88 | Ordinary | 4,038 |
| Purchase | 534 | 656.82 | Ordinary | 534 |
| Purchase | 244 | 300.12 | Ordinary | 244 |
| Purchase | 9,552 | 13,181.76 | Ordinary | 9,552 |
| Purchase | 2,650 | 3,657.00 | Ordinary | 2,650 |
| Sale | -4,082 | -5,347.42 | Ordinary | 4,082 |
| Sale | -4,062 | -5,239.98 | Ordinary | 4,062 |
| Sale | -181 | -244.35 | Ordinary | 181 |
| Sale | -8,080 | -9,857.60 | Ordinary | 8,080 |
| Purchase | 9,457 | 10,497.27 | Ordinary | 9,457 |
| Purchase | 4,274 | 4,957.84 | Ordinary | 4,274 |
| Sale | -9,765 | -11,425.05 | Ordinary | 9,765 |
| Sale | -10,613 | -11,674.30 | Ordinary | 10,613 |
| Sale | -7,934 | -9,282.78 | Ordinary | 7,934 |
| Sale | -11,837 | -14,441.14 | Ordinary | 11,837 |
| Sale | -25,000 | -29,500.00 | Ordinary | 25,000 |
| Sale | -6,397 | -7,548.46 | Ordinary | 6,397 |
| Sale | -23,903 | -28,205.54 | Ordinary | 23,903 |
| Sale | -24,424 | -28,820.32 | Ordinary | 24,424 |
| Sale | -2,650 | -3,127.00 | Ordinary | 2,650 |
| Sale | -201,413 | -237,667.34 | Ordinary | 201,413 |
| Sale | -1,822 | -2,149.96 | Ordinary | 1,822 |
| Sale | -1,715 | -2,023.70 | Ordinary | 1,715 |
| Sale | -7,671 | -9,051.78 | Ordinary | 7,671 |
Page 11 of 15
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,985 | -5,882.30 | Ordinary | 4,985 |
|---|---|---|---|---|---|---|
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -9,552 | -11,271.36 | Ordinary | 9,552 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -614 | -724.52 | Ordinary | 614 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -39,646 | -46,782.28 | Ordinary | 39,646 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -76,584 | -90,369.12 | Ordinary | 76,584 |
| 29/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -12,500 | -14,750.00 | Ordinary | 12,500 |
| Total | -456,207 | -535,047.37 | ||||
| Westpac Financial Services Group Limited Total : | -456,207 | -535,047.37 |
Page 12 of 15
ANNEXURE B
This is annexure ‘B ’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary Westpac Banking Corporation – 01/07/2016
| Westpac Banking Corporation | Australia | Series 2011-2 WST Trust | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Series 2011-3 WST Trust | Australia |
| 1925 (Industrial) Pty Limited | Australia | Series 2012-1 WST Trust | Australia |
| 1925 Advances Pty Limited | Australia | Series 2013-1 WST Trust | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea | Series 2013-2 WST Trust | Australia |
| Advance Asset Management Limited | Australia | Series 2014-1 WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2014-2 WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2015-1 WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | SIE-Lease (Australia) Pty Limited | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| Ascalon Capital Managers Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | St.George Business Finance Pty Limited | Australia |
| Asgard Capital Management Limited | Australia | St.George Custodial Pty Limited | Australia |
| Asgard Wealth Solutions Limited | Australia | St.George Equity Finance Limited | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | St.George Finance Holdings Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Finance Limited | Australia |
| Belliston Pty Limited | Australia | St.George Life Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Australia Pty Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Financial Group (NZ) Limited | New Zealand | Tavarua Funding Trust IV | USA |
| BT Financial Group Pty Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Funds Management (NZ) Limited | New Zealand | The Mortgage Company Pty Limited | Australia |
| BT Funds Management Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | W2 Investments Pty Limited | Australia |
| BT Long Term Income Fund | Australia | Waratah Receivables Corp Pty Limited | Australia |
| BT Portfolio Services Limited | Australia | Waratah Securities Australia Limited | Australia |
| BT Private Nominees Pty Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| BT Securities Limited | Australia | Westpac Administration Pty Limited | Australia |
| BT Short Term Income Fund | Australia | Westpac Administration 2 Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Westpac Administration 3 Limited | Australia |
| Capital Corporate Finance Limited | Australia | Westpac Administration 4 Limited | Australia |
| Capital Finance (NZ) Limited | Australia | Westpac Altitude Rewards Trust | Australia |
| Capital Finance Australia Limited | Australia | Westpac Americas Inc. | USA |
| Capital Finance New Zealand Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| Papua New | |||
| Capital Fleetlease Limited | Australia | Westpac Bank-PNG-Limited | Guinea |
| Capital Motor Finance Limited | Australia | Westpac Capital Holdings Inc. | USA |
| Capital Rent Group Limited | New Zealand | Westpac Capital Markets Holding Corp. | USA |
| CBA Limited | Australia | Westpac Capital Markets LLC | USA |
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Challenge Limited Australia Westpac Capital Trust IV USA Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital-NZ-Limited New Zealand Crusade ABS Series 2013 - 1 Trust Australia Westpac Cash PIE Fund Australia Crusade ABS Series 2015 - 1 Trust Australia Westpac Cook Cove Trust I Australia Crusade ABS Series 2016 - 1 Trust Australia Westpac Cook Cove Trust II Australia Crusade CP Management Pty Limited Australia Westpac Covered Bond Trust Australia Crusade CP No.1 Pty Limited Australia Westpac Custodian Nominees Pty Limited Australia Crusade CP Trust No. 53 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 56 Australia Westpac Delta LLC USA Crusade CP Trust No. 57 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade CP Trust No. 58 Australia Westpac Equipment Finance Limited Australia Crusade Euro Trust 1E of 2006 Australia Westpac Equity Holdings Pty Limited Australia Crusade Euro Trust 1E of 2007 Australia Westpac Equity Investments NZ Limited New Zealand Crusade Global Trust 1 of 2007 Australia Westpac Equity Pty Limited Australia Crusade Global Trust 2 of 2006 Australia Westpac Europe Limited UK Crusade Management Limited Australia Westpac Finance (HK) Limited Hong Kong Crusade 2P Trust of 2008 Australia Westpac Financial Consultants Limited Australia Danaby Pty Limited Australia Westpac Financial Holdings Pty Limited Australia Data Republic Pty Limited Australia Westpac Financial Services Group Limited Australia eQR Securities Pty. Limited Australia Westpac Financial Services Group-NZ-Limited New Zealand Europe Infrastructure Debt LP UK Westpac Financial Services Limited Australia General Credits Pty Limited Australia Westpac Funding Holdings Pty Limited Australia Halcyon Securities Pty Limited Australia Westpac Funds Financing Holdco Pty Limited Australia Hastings Advisers LLC USA Westpac Funds Financing Pty Limited Australia Hastings Forestry Investments Limited New Zealand Westpac General Insurance Limited Australia Hastings Forests Australia Pty Limited Australia Westpac General Insurance Services Limited Australia Hastings Funds Management (UK) Limited Singapore Westpac Global Capital Markets Pty Limited Australia Hastings Funds Management (USA) Inc. UK Westpac Group Investment-NZ-Limited New Zealand Hastings Funds Management Asia Pty. Limited USA Westpac Holdings-NZ-Limited New Zealand Hastings Funds Management Limited Australia Westpac Investment Capital Corporation USA Hastings Infrastructure 1 Limited UK Westpac Investment Vehicle No.2 Pty Limited Australia Hastings Infrastructure 2 Limited UK Westpac Investment Vehicle No.3 Pty Limited Australia Hastings Investment Capital LP USA Westpac Investment Vehicle Pty Limited Australia Hastings Investment Management (Europe) Ltd USA Westpac Leasing Nominees-Vic.-Pty Limited Australia Hastings Investment Management Pty Ltd UK Westpac Lenders Mortgage Insurance Limited Australia Hastings Investments GP LLC Australia Westpac Life Insurance Services Limited Australia Hastings Korea Company Limited Korea Westpac Life-NZ-Limited New Zealand Hastings Management Pty Limited Australia Westpac New Zealand Group Limited New Zealand Hastings Private Equity Fund IIA Pty Limited Australia Westpac New Zealand Limited New Zealand Hickory Trust Australia Westpac Nominees-NZ-Limited New Zealand Hitton Pty Limited Australia Westpac Notice Saver PIE Fund Australia HLT Custodian Trust New Zealand Westpac NZ Covered Bond Holdings Limited New Zealand Infrastructure GP LLP UK Westpac NZ Covered Bond Limited New Zealand Infrastructure GP 2 LLP UK Westpac NZ Operations Limited New Zealand Infrastructure Research and Advisory Services Private Limited India Westpac NZ Securitisation Holdings Limited New Zealand Magnitude Group Pty Limited Australia Westpac NZ Securitisation Limited New Zealand
Page 14 of 15
| MIF Custodian Trust | New Zealand | Westpac NZ Securitisation No. 2 Limited | New Zealand |
|---|---|---|---|
| Mortgage Management Pty Limited | Australia | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| Net Nominees Limited | Australia | Westpac Overseas Holdings Pty Limited | Australia |
| Number 120 Limited | New Zealand | Westpac Properties Limited | Australia |
| Oniston Pty Limited | Australia | Westpac RE Limited | Australia |
| Partnership Pacific Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| Partnership Pacific Securities Pty Limited | Australia | Westpac Securities Limited | Australia |
| Pashley Investments Pty Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Planwise AU Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Qvalent Pty Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| RAMS Financial Group Pty Limited | Australia | Westpac Singapore Limited | Singapore |
| Reinventure Fund ILP | Australia | Westpac Structured Products Limited | Australia |
| RMS Warehouse Trust 2007-1 | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Sallmoor Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Securitor Financial Group Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Seed Pool Trust No. 2 | Australia | Westpac TPS Trust | Australia |
| Series 2008-1M WST Trust | Australia | Westpac Unit Trust | Australia |
| Series 2009-1 WST Trust | Australia | Westpac USA Inc. | USA |
| Series 2011-1 WST Trust | Australia |
Note: Westpac retains 30.0% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (30.0%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
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