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ASPEN GROUP — Major Shareholding Notification 2015
Jan 14, 2015
64404_rns_2015-01-14_33736800-3452-4ef5-a2b7-df41e0721d25.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ASPEN GROUP (APZ)
ACN/ARSN
ACN 004 160 927
1. Details of substantial holder(1)
Name
WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B’
ACN/ARSN (if applicable)
ACN 007 457 141
There was a change in the interests of the substantial holder on
substantial holder on 13/01/2015 The previous notice was given to the company on 12/01/2015 The previous notice was dated 08/01/2015
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | VotingPower(5) | Person’s votes | VotingPower(5) | |
| ORDINARY SHARES |
12,720,775 | 11.24% | 10,665,317 | 9.42% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 13/01/2015 | WBC & its Associates, BT Funds Management Limited, Asgard Capital Management Limited, Westpac Financial Services Group Limited, BT Funds Management (NZ) Limited, BT Investment Management (Fund Services) Limited, BT Investment Management (Institutional) Limited |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
Page 1 of 10
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and Number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Asgard Capital Management Limited |
Asgard Capital Management Limited |
Asgard Capital Management Limited |
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 RSE Licence L0001946 is the trustee, administrator and custodian of all Asgard superannuation entities, the (Hillross) PortfolioCare Retirement Plan and the BEACON Superannuation Plan. In those capacities, Asgard has the power to exercise the right to vote attached to, and to dispose of, the securities held by these entities. |
125,416, Ordinary |
125,416 |
| BT Funds Management (NZ) Limited |
HSBC Custody Nominees (Australia) Limited |
Asgard Capital Management Limited HSBC Custody Nominees (Australia) Limited |
BT Funds Management (NZ) Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
1,222,426, Ordinary |
1,222,426 |
| BT Funds Management Limited |
BT Portfolio Services Limited |
Asgard Capital Management Limited HSBC Custody Nominees (Australia) Limited BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
121,729, Ordinary |
121,729 |
| BT Investment Management (Fund Services) Limited |
Citicorp Nominees Pty Limited |
Asgard Capital Management Limited HSBC Custody Nominees (Australia) Limited |
BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment |
2,068,734, Ordinary |
2,068,734 |
Page 2 of 10
| BT Portfolio Services Limited Citicorp Nominees Pty Limited |
schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
||||
|---|---|---|---|---|---|
| BT Investment Management (Institutional) Limited |
HSBC Custody Nominees (Australia) Limited |
Asgard Capital Management Limited HSBC Custody Nominees (Australia) Limited BT Portfolio Services Limited Citicorp Nominees Pty Limited HSBC Custody Nominees (Australia) Limited |
BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
6,336,050, Ordinary |
6,336,050 |
| Westpac Financial Services Group Limited |
HSBC Custody Nominees (Australia) Limited |
HSBC Custody Nominees (Australia) Limited |
Westpac Financial Services Group Limited Registered Holder of Securities. ABN 50 000 326 312 |
790,962, Ordinary |
790,962 |
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
| The addresses ofpersons named in this form are as follows: | |
|---|---|
| Name | Address |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Westpac Financial Services Group Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management (NZ) Limited | Westpac On Takutai Square 16 Takutai Square Auckland 1010 New Zealand |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Sydney, SydneyNSW 2000 |
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
Page 3 of 10
ASPEN GROUP (APZ) The Company Secretary, ASPEN GROUP (APZ) Level 3, Newspaper House 129 St George’s Terrace PERTH WA 6000 Tel: +61 8 9220 8400 Fax: +61 8 9220 8401 Signature Print name Tim Hartin Capacity Company Secretary Sign here Date 15/01/2015
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DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement
by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form,
together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding
notice.
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ANNEXURE A
This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.
Tim Hartin – Company Secretary, Westpac Banking Corporation – 13/01/2015
TRANSACTION HISTORY
Sales & Purchases for the period : 9/01/2015 to 13/01/2015 SECURITY: APZ
BT Funds Management (NZ) Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -100,000 | -130,840.00 | Ordinary | 100,000 |
| Total | -100,000 | -130,840.00 | ||||
| BT Funds Management (NZ) Limited Total: | -100,000 | -130,840.00 | ||||
| BT Investment Management(Fund Services) Limited | ||||||
| Person’s | ||||||
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/01/2015 | Citicorp Nominees Pty Limited | Purchase | 24,757 | 30,946.25 | Ordinary | 24,757 |
| 13/01/2015 | Citicorp Nominees Pty Limited | Sale | -1,090 | -1,362.50 | Ordinary | 1,090 |
| 13/01/2015 | Citicorp Nominees Pty Limited | Sale | -199,666 | -249,582.50 | Ordinary | 199,666 |
| Total | -175,999 | -219,998.75 | ||||
| BT Investment Management (Fund Services) Limited Total: |
-175,999 | -219,998.75 |
BT Investment Management (Institutional) Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/01/2015 | HSBC Custody Nominees (Australia) Limited. | Purchase | 21,777 | 27,221.25 | Ordinary | 21,777 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -160,830 | -201,037.50 | Ordinary | 160,830 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -1,100 | -1,375.00 | Ordinary | 1,100 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -56,585 | -70,731.25 | Ordinary | 56,585 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -100,000 | -125,000.00 | Ordinary | 100,000 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -305 | -381.25 | Ordinary | 305 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -35,247 | -44,058.75 | Ordinary | 35,247 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -13,128 | -16,410.00 | Ordinary | 13,128 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -3,591 | -4,488.75 | Ordinary | 3,591 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -225,000 | -281,250.00 | Ordinary | 225,000 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -17,026 | -21,282.50 | Ordinary | 17,026 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -48,472 | -60,590.00 | Ordinary | 48,472 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -16,255 | -20,318.75 | Ordinary | 16,255 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -31,779 | -39,723.75 | Ordinary | 31,779 |
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| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,380 | -7,975.00 | Ordinary | 6,380 |
|---|---|---|---|---|---|---|
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -1,651 | -2,063.75 | Ordinary | 1,651 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,194 | -5,242.50 | Ordinary | 4,194 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -5,757 | -7,196.25 | Ordinary | 5,757 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -35,951 | -44,938.75 | Ordinary | 35,951 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -175,782 | -219,727.50 | Ordinary | 175,782 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -20,539 | -25,673.75 | Ordinary | 20,539 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -19,494 | -24,367.50 | Ordinary | 19,494 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -16,621 | -20,776.25 | Ordinary | 16,621 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -15,837 | -19,796.25 | Ordinary | 15,837 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -76,368 | -95,460.00 | Ordinary | 76,368 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -124,592 | -155,740.00 | Ordinary | 124,592 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -26,286 | -32,857.50 | Ordinary | 26,286 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -8,727 | -10,908.75 | Ordinary | 8,727 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -42,273 | -52,841.25 | Ordinary | 42,273 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -55,977 | -69,971.25 | Ordinary | 55,977 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -8,101 | -10,126.25 | Ordinary | 8,101 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -1,541 | -1,926.25 | Ordinary | 1,541 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -155,548 | -194,435.00 | Ordinary | 155,548 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -38,633 | -48,291.25 | Ordinary | 38,633 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,379 | -5,473.75 | Ordinary | 4,379 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,380 | -7,975.00 | Ordinary | 6,380 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -95,300 | -119,125.00 | Ordinary | 95,300 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -65,577 | -81,971.25 | Ordinary | 65,577 |
| Total | -1,699,429 | -2,124,286.25 | ||||
| BT Investment Management (Institutional) Limited Total: |
-1,699,429 | -2,124,286.25 |
Westpac Financial Services Group Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/01/2015 | HSBC Custody Nominees (Australia) Limited. | Purchase | 8,929 | 11,161.25 | Ordinary | 8,929 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -483 | -603.75 | Ordinary | 483 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -25,274 | -31,592.50 | Ordinary | 25,274 |
| 13/01/2015 | HSBC Custody Nominees (Australia) Limited. | Sale | -63,202 | -79,002.50 | Ordinary | 63,202 |
| Total | -80,030 | -100,037.50 | ||||
| Westpac Financial Services Group Limited Total: |
-80,030 | -100,037.50 |
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ANNEXURE B – ASSOCIATED COMPANIES
This is annexure ‘B ’ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary, Westpac Banking Corporation – 13/01/2015
| Westpac Banking Corporation | Australia | Pashley Investments Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Qvalent Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Reinventure Fund ILP | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
RMS Warehouse Trust 2007-1 | Australia |
| Advance Asset Management Limited | Australia | Sallmoor Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | Securitor Financial Group Limited | Australia |
| Altitude Rewards Pty Limited | Australia | Seed Pool Trust No. 2 | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2007-1G WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2008-1M WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2009-1 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2011-1 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Series 2011-2 WST Trust | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2011-3 WST Trust | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | Series 2012-1 WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2013-1 WST Trust | Australia |
| Bella Trust No. 2 | Australia | Series 2013-2 WST Trust | Australia |
| Bella Trust | Australia | Series 2014-1 WST Trust | Australia |
| Belliston Pty Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| BLE Capital Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Equity Finance Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Finance Limited | Australia |
| BT Funds Management Limited | Australia | St.George Life Limited | Australia |
| BT Funds Management No.2 Limited | Australia | St.George Motor Finance Limited | Australia |
| BT Investment Management (Fund Services) Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT Investment Management (Institutional) Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Investment Management Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Long Term Income Fund | Australia | Tavarua Funding Trust IV | USA |
| BT Portfolio Services Limited | Australia | Teuton Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Securities Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Short Term Income Fund | Australia | The Warehouse Financial Services Limited | New Zealand |
| BTIM UK Limited | UK | Value Nominees Pty Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Waratah Receivables Corp Pty Limited | Australia |
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| Capital Corporate Finance Limited | Australia | Waratah Securities Australia Limited | Australia |
|---|---|---|---|
| Capital Finance (NZ) Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| Capital Finance Australia Limited | Australia | Westpac Administration Pty Limited | Australia |
| Capital Finance New Zealand Limited | Australia | Westpac Administration 2 Limited | Australia |
| Capital Fleetlease Limited | Australia | Westpac Administration 3 Limited | Australia |
| Capital Motor Finance Limited | Australia | Westpac Administration 4 Limited | Australia |
| Capital Rent Group Limited | New Zealand | Westpac Altitude Rewards Trust | Australia |
| Castlereagh Trust | Australia | Westpac Americas Inc. | USA |
| CBA Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| Challenge Limited | Australia | Westpac Bank of Tonga | Tonga |
| Core Infrastructure Income Feeder 1 L P | UK | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Core Infrastructure Income Feeder 2 L P | UK | Westpac Bank-PNG-Limited | Guinea |
| Core Infrastructure Income Master L P | UK | Westpac Capital Holdings Inc. | USA |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Markets Holding Corp. | USA |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Capital Markets LLC | USA |
| Crusade CP Management Pty Limited | Australia | Westpac Capital Trust IV | USA |
| Crusade CP No.1 Pty Limited | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Trust No. 52 | Australia | Westpac Cash PIE Fund | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Covered Bond Trust | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Custodian Nominees Pty Limited | Australia |
| Crusade CP Trust No. 58 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Delta LLC | USA |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Management Limited | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Europe Limited | UK |
| Crusade 2P Trust of 2008 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Danaby Pty Limited | Australia | Westpac Financial Consultants Limited | Australia |
| Data Republic Holdings Pty Limited | Australia | Westpac Financial Holdings Pty Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac Financial Services Group Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac Financial Services Group-NZ-Limited | New Zealand |
| G.C.L. Investments Pty Limited | Australia | Westpac Financial Services Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| Halcyon Securities Pty Limited | Australia | Westpac General Insurance Limited | Australia |
| Hastings Advisers LLC | USA | Westpac General Insurance Services Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Global Capital Markets Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Group Investments Australia Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | UK | Westpac Holdings-NZ-Limited | New Zealand |
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| Hastings Funds Management Asia Pty. Limited | USA | Westpac Investment Capital Corporation | USA |
|---|---|---|---|
| Hastings Funds Management Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Group Pty Limited | Australia | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Infrastructure 1 Limited | UK | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Infrastructure 2 Limited | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Investment Capital LP | USA | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Investment Management Pty Ltd | USA | Westpac Life Insurance Services Limited | Australia |
| Hastings Investment Management (Europe) Ltd | UK | Westpac Life-NZ-Limited | New Zealand |
| Hastings Investments GP LLC | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hastings Korea Company Limited | Korea | Westpac New Zealand Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Infrastructure GP LLP | UK | Westpac NZ Securitisation Limited | New Zealand |
| Infrastructure GP 2 LLP | UK | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Infrastructure Research and Advisory Services Private | |||
| Limited | India | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac Overseas Holdings Pty Limited | Australia |
| J O Hambro Capital Management Limited | UK | Westpac Pacific Limited Partnership | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Properties Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac RE Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Securities Limited | Australia |
| Mortgage Management Pty Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Nationwide Management Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Net Nominees Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| North Ryde Office Trust | Australia | Westpac Singapore Limited | Singapore |
| Number 120 Limited | New Zealand | Westpac Structured Products Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Packaging Properties 1 Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Packaging Properties 2 Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Packaging Properties 3 Pty Limited | Australia | Westpac TPS Trust | Australia |
| Partnership Pacific Pty Limited | Australia | Westpac Unit Trust | Australia |
| Partnership Pacific Securities Pty Limited | Australia | Westpac USA Inc. | USA |
Note: Westpac retains 59.6% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (59.6%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
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