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ASPEN GROUP — Major Shareholding Notification 2015
Nov 8, 2015
64404_rns_2015-11-08_76666c38-4fcd-491b-93eb-d34cc11e2015.pdf
Major Shareholding Notification
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F-3445
FORM 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme: ASPEN GROUP LIMITED
ACN/ARSN : 004 160 927
1. Details of substantial holder
Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
There was a change in the interests of the substantial holder on 06/11/2015
The previous notice was given to the company on 05/03/2015
The previous notice was dated 04/03/2015
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
| Class of securities | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person's votes | Voting power (%) | Person's votes | Voting power (%) | |
| Fully Paid Stapled Securities |
6,048,554 | 5.34 | 6,136,650 | 5.42 |
For the Securities (if any) listed below see NOTE 1 at the end of this form
| Class of securities | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person's votes | Voting power (%) | Person's votes | Voting power (%) | |
| Fully Paid Stapled Securities |
3,500,407 | 3.09 See note 1 at the end of this form |
4,677,219 | 4.13 See note 1 at the end of this form |
| Class of securities | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person's votes | Voting power (%) | Person's votes | Voting power (%) | |
| Grand TOTAL | 9,548,961 | 8.43 | 10,813,869 | 9.55 |
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial shareholder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change |
Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure B to this notice |
2
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Avanteos Investments Limited |
Relevant interest under paragraph 608(1)(a), 608(1)(b) and 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; stapled securities 2,035 |
2,035 Fully paid stapled securities |
2,035 | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed |
1,723,265 Fully paid stapled securities |
1,723,265 |
3
| by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. Nature of relevant interest derived from; stapled securities 1,723,265 |
|||||
|---|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citibank N A Hong Kong |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. Nature of relevant interest derived from; stapled securities 2,953,954 |
2,953,954 Fully paid stapled securities |
2,953,954 | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Citibank N A Hong Kong |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having |
700,939 Fully paid stapled securities |
700,939 |
4
| the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; stapled securities 700,939 |
|||||
|---|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citicorp Nominees Pty Limited (Australia) |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; stapled securities 4,962,452 |
4,962,452 Fully paid stapled securities |
4,962,452 | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
BNP Paribas Securities |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection |
471,224 Fully paid stapled securities |
471,224 |
5
| 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; stapled securities 471,224 |
|||||
|---|---|---|---|---|---|
| Colonial First State Investments Limited ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; stapled securities 5,471,575 |
5,471,575 Fully paid stapled securities |
5,471,575 | |
| Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A Hong Kong |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; stapled securities 3,654,893 |
3,654,893 Fully paid stapled securities |
3,654,893 |
6
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
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6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Level 11 Tower 1, 201 Sussex St Sydney NSW 2001 |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Colonial First State Investments Limited ACN 002 348 352 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Avanteos Investments Limited ACN 096 259 979 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Realindex Investments Pty Limited ACN 133 312 017 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
8
Signature
NOTE 1--(This note is relevant to sections 2,3,4 and 5)
The relevant interests in these securities:
-
a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group; or
-
b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.
==> picture [159 x 61] intentionally omitted <==
Dated the 9 day of November 2015
Carla Collingwood-Company Secretary
9
Annexure A
This is annexure A referred to in Form 604, Notice of change of interest of substantial holder dated 06/11/2015
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Carla Collingwood Company Secretary Dated the 9 November 2015
SCHEDULE
AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL HOLDINGS PTY LIMITED ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX NOMINEES PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CABLE BEACH PTY LIMITED (PENDING DEREGISTRATION) CAPITAL 121 PTY LIMITED CARDS NZ LIMITED CBA (EUROPE) FINANCE LTD CBA A319 4624 PTY LIMITED CBA A319 4635 PTY LIMITED CBA A320 4077 PTY LTD
CBA A320 4948 PTY LIMITED CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A320 6749 PTY LIMITED CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LIMITED CBA AIR PTY LTD
CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA B738 39822 PTY LIMITED CBA CAPITAL AUSTRALIA (NO 2) PTY LIMITED (pending deregistration 23/10/15) CBA CAPITAL AUSTRALIA PTY LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA EQUITIES LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INVESTMENTS (NO.4) LIMITED CBA IT CO PTY LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED CBA RAIL & TRAM COMPANY PTY LIMITED CBA REAL ESTATE FUNDING (NZ) LIMITED CBA SA HOLDINGS PROPRIETARY LIMITED CBA SERVICES SINGAPORE PTE LTD CBA SPECIALISED FINANCING PTY LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CFS Newham Limited
10
CFSPAI EUROPE CO LIMITED (formerly known as CFSPAI MALTA CO LIMITED) CFSPAI EUROPE HOLDCO LIMITED (formerly known as CFSPAI MALTA HOLDCO LIMITED) CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CISL (HAZELWOOD) PTY. LIMITED CM-SOMERTON PTY. LTD. CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD Colonial (UK) Trustees Limited COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD Colonial First State Investment Managers (UK) Limited COLONIAL FIRST STATE INVESTMENTS (NZ) LIMITED (PENDING DEREGISTRATION) COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMCAPITAL S.A.R.L COMMFOUNDATION PTY LIMITED COMMINTERNATIONAL LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (CHENG'AN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (CIXIAN) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (DENGFENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (HANDANXIAN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (JIYUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (LANKAO) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (LUANCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (MIANCHI) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (SHEXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED
COMMONWEALTH BANK OF AUSTRALIA (WEIXIAN) COUNTY BANK CO. LTD.
COMMONWEALTH BANK OF AUSTRALIA (WENXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (XINJI) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (YICHUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGNIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED Commonwealth Custodial Services Pty Ltd COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED
COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED
COMSEC NOMINEES PTY LIMITED CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCE PTY LIMITED (PENDING DEREGISTRATION AS AT 25/09/2015) COUNT FINANCIAL LIMITED
CRYSTAL AVENUE PTY LIMITED
CTB AUSTRALIA LIMITED
ELLAS CONTAINER SHIP COMPANY 1 PTY LIMITED ELLAS CONTAINER SHIP COMPANY 2 PTY LIMITED EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED
First State Diversified Hedge Fund Limited First State European Diversified Infrastructure Sarl First State Funds Plc
First State Global Umbrella Fund Public Limited Company
First State Hedge Funds SPC Limited FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED First State Infrastructure S.à r.l.
First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED
First State Investment Services (UK) Limited FIRST STATE INVESTMENTS (HONG KONG) LIMITED FIRST STATE INVESTMENTS (JAPAN) LIMITED
11
FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS GLOBAL RESOURCES LONG SHORT MASTER FUND LIMITED (PENDING DEREGISTRATION) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED First State Investments ICVC
First State Investments International Inc First State Investments International Limited FIRST STATE NOMINEES (HONG KONG) LIMITED
FSIB LTD (formerly known as FIRST STATE INVESTMENTS (BERMUDA) LIMITED) FSIC Limited (formerly known as First State Investments (Cayman) Limited) GT USD FUNDING PTY LIMITED HAZELWOOD INVESTMENT COMPANY PTY LIMITED
HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTOR SECURITIES PTY LTD INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS LIMITED IWL LIMITED JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED PREFERRED CAPITAL LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA QILU BANK CO. LTD. REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED
RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO.2 PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO17 PTY LIMITED SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SECURITY HOLDING INVESTMENT ENTITY LINKING DEALS LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited SIF RAILWAY NO.1 PTY LIMITED SIF RAILWAY NO.2 PTY LIMITED SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD SWAN SECURITISATION FINANCE PTY LIMITED (IN LIQUIDATION)
SWAN SECURITISATION INVESTMENTS PTY LTD (IN LIQUIDATION) T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED TOTAL KEEN INVESTMENT LIMITED TYME CAPITAL PROPRIETARY LIMITED TYME INFIELD PROPRIETARY LIMITED TYME INTELLECTUAL PROPERTIES PROPRIETARY LIMITED
TYME INVESTMENTS PROPRIETARY LIMITED TYME TECHNICAL SOLUTIONS PROPRIETARY LIMITED VATOSCAN PROPRIETARY LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD
12
VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK)
VIPRO PTY LIMITED WESTSIDE PROPERTIES LIMITED
13
Annexure B
This is annexure B referred to in Form 604, Notice of change of interests of substantial holder dated 06/11/2015
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Carla Collingwood Company Secretary Dated the 9 November 2015
| Date of change | Person whose relevant interest changed |
Nature of change |
Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Friday, 6 November 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 61,944.00 | 42,720 Stapled securities |
42,720 |
| Friday, 6 November 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 163,178.65 | 112,537 Stapled securities |
112,537 |
| Wednesday, 11 March 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 401,553.68 | 316,184 Stapled securities |
316,184 |
| Monday, 22 June 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 3,329.91 | 2,554 Stapled securities |
2,554 |
| Monday, 22 June 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 7,239.70 | 5,569 Stapled securities |
5,569 |
| Monday, 12 October 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 6,332.40 | 4,500 Stapled securities |
4,500 |
| Tuesday, 13 October 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 25,380.00 | 18,000 Stapled securities |
18,000 |
| Wednesday, 14 October 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 223.44 | 158 Stapled securities |
158 |
| Monday, 19 October 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 2,280.60 | 1,629 Stapled securities |
1,629 |
| Wednesday, 28 October 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 30,426.60 | 21,352 Stapled securities |
21,352 |
14
| Friday, 6 November 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 19,305.30 | 13,314 Stapled securities |
13,314 |
|---|---|---|---|---|---|
| Friday, 22 May 2015 | Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Purchase | 349,108.32 | 264,476 Stapled securities |
264,476 |
| Thursday, 28 May 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 6,034.05 | 4,554 Stapled securities |
4,554 |
| Friday, 29 May 2015 | Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 5,735.58 | 4,385 Stapled securities |
4,385 |
| Monday, 1 June 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 66,413.93 | 51,017 Stapled securities |
51,017 |
| Tuesday, 2 June 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 63,816.28 | 49,097 Stapled securities |
49,097 |
| Wednesday, 3 June 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 20,094.01 | 15,353 Stapled securities |
15,353 |
| Thursday, 4 June 2015 |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Sale | 182,105.01 | 140,070 Stapled securities |
140,070 |
| Friday, 22 May 2015 | Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Sale | 349,108.32 | 264,476 Stapled securities |
264,476 |
| Monday, 14 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 75,490.22 | 55,010 Stapled securities |
55,010 |
| Tuesday, 15 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 20,270.08 | 14,800 Stapled securities |
14,800 |
| Wednesday, 16 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 123,476.96 | 89,502 Stapled securities |
89,502 |
| Thursday, 17 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 |
Purchase | 187,749.46 | 134,241 Stapled securities |
134,241 |
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| 348 352 | |||||
|---|---|---|---|---|---|
| Wednesday, 21 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 586,539.80 | 418,957 Stapled securities |
418,957 |
| Thursday, 2 April 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Sale | 8,458.04 | 6,709 Stapled securities |
6,709 |
| Wednesday, 15 July 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 33,646.40 | 24,740 Stapled securities |
24,740 |
| Friday, 7 August 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Sale | 33,275.30 | 24,740 Stapled securities |
24,740 |
| Tuesday, 24 March 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 5,218.75 | 4,175 Stapled securities |
4,175 |
| Friday, 27 March 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 3,371.76 | 2,676 Stapled securities |
2,676 |
| Monday, 30 March 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 35,204.40 | 27,940 Stapled securities |
27,940 |
| Tuesday, 7 April 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 17,534.16 | 13,916 Stapled securities |
13,916 |
| Wednesday, 8 April 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 25,289.46 | 20,071 Stapled securities |
20,071 |
| Friday, 10 April 2015 | Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 409.50 | 325 Stapled securities |
325 |
| Monday, 13 April 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 55,115.67 | 43,405 Stapled securities |
43,405 |
| Tuesday, 14 April 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 77,897.99 | 61,337 Stapled securities |
61,337 |
16
| Friday, 22 May 2015 | Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Sale | 42,815.10 | 33,190 Stapled securities |
33,190 |
|---|---|---|---|---|---|
| Wednesday, 9 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 3,996.27 | 3,249 Stapled securities |
3,249 |
| Friday, 11 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 1,816.67 | 1,483 Stapled securities |
1,483 |
| Monday, 14 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 79,967.16 | 58,103 Stapled securities |
58,103 |
| Tuesday, 15 September 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 22,121.96 | 16,118 Stapled securities |
16,118 |
| Thursday, 15 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 27,851.74 | 20,127 Stapled securities |
20,127 |
| Friday, 16 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 8,713.03 | 6,291 Stapled securities |
6,291 |
| Tuesday, 20 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 71,441.07 | 51,582 Stapled securities |
51,582 |
| Wednesday, 21 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 12,110.44 | 8,744 Stapled securities |
8,744 |
| Thursday, 22 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 5,540.00 | 4,000 Stapled securities |
4,000 |
| Monday, 26 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 56,580.06 | 40,239 Stapled securities |
40,239 |
| Monday, 26 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 22,324.74 | 16,076 Stapled securities |
16,076 |
| Monday, 26 October 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 |
Purchase | 465,571.98 | 337,371 Stapled securities |
337,371 |
17
| 348 352 | |||||
|---|---|---|---|---|---|
| Friday, 7 August 2015 |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Purchase | 33,275.30 | 24,740 Stapled securities |
24,740 |
| Wednesday, 27 May 2015 |
Avanteos Investments Limited ACN 096 259 979 |
Purchase | 1,027.00 | 790 Stapled securities |
790 |
| Wednesday, 27 May 2015 |
Avanteos Investments Limited ACN 096 259 979 |
Sale | 1,027.00 | 790 Stapled securities |
790 |
| Tuesday, 12 May 2015 |
Realindex Investments Pty Limited ACN 133 312 017 |
Purchase | 149,017.60 | 119,568 Stapled securities |
119,568 |
| Wednesday, 13 May 2015 |
Realindex Investments Pty Limited ACN 133 312 017 |
Purchase | 14,835.98 | 11,783 Stapled securities |
11,783 |
| Wednesday, 24 June 2015 |
Realindex Investments Pty Limited ACN 133 312 017 |
Purchase | 31,911.60 | 23,551 Stapled securities |
23,551 |
| Monday, 29 June 2015 |
Realindex Investments Pty Limited ACN 133 312 017 |
Purchase | 65,955.00 | 50,000 Stapled securities |
50,000 |
18