Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ASPEN GROUP Major Shareholding Notification 2014

Sep 21, 2014

64404_rns_2014-09-21_c84484d1-42a8-4af3-a15c-aeff73509644.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

F-2466

FORM 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme: ASPEN GROUP LIMITED

ACN/ARSN : 004 160 927

1. Details of substantial holder

Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A

There was a change in the interests of the substantial holder on 19/09/2014

The previous notice was given to the company on 06/09/2013

The previous notice was dated 04/09/2013

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities Previous notice Previous notice Present notice Present notice
Person's votes Voting power (%) Person's votes Voting power (%)
Fully Paid Ordinary
Shares
40,509,921 3.40 6,868,014 5.72

For the Securities (if any) listed below see NOTE 1 at the end of this form

Class of securities Previous notice Previous notice Present notice Present notice
Person's votes Voting power (%) Person's votes Voting power (%)
Fully Paid Ordinary
Shares
23,262,934 1.95 See note 1 at the
end of this form
2,546,878 2.12 See note 1 at the
end of this form
Class of securities Previous notice Previous notice Present notice Present notice
Person's votes Voting power (%) Person's votes Voting power (%)
Grand TOTAL 63,772,855 5.35 9,414,892 7.84

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial shareholder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose
relevant interest
changed
Nature of
change
Consideration given in
relation to change
Class and number of
securities affected
Person's votes
affected
See annexure B
to this notice

2

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder
of securities
Person entitled to
be registered as
holder
Nature of relevant interest Class and
number of
securities
Person's
votes
Avanteos
Investments
Limited ACN 096
259 979
Avanteos
Investments
Limited
Relevant interest under paragraph
608(1)(a), 608(1)(b) and 608(1)(c) of
the Corporations Act 2001 (Cth),
being a relevant interest arising as a
result of being the registered holder of
the relevant securities in its capacity
as a superannuation trustee. In
addition, if any OTC derivatives,
warrants or other securities (other
than ordinary shares or ordinary units
(as applicable)) are referred to below
in this row, the relevant interest in
respect of those securities arises
under subsection 608(8) being an
accelerated relevant interest held in
the same capacity.
Nature of relevant interest derived
from;
ordinary shares 5,087
5,087
Fully paid ordinary
shares
5,087
Colonial First State
Investments
Limited (Note 1)
ACN 002 348 352
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the residual power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in its capacity as a
responsible entity of a managed
investment scheme (which managed
investment scheme is not managed
by either Colonial First State
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being a residual accelerated
relevant interest held in the same
capacity. Colonial First State
Investments Limited has authorised
the manager of each such managed
investment scheme to exercise the
powers referred to in paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth) in
relation to those securities managed
328,925
Fully paid ordinary
shares
328,925

3

by the manager to the exclusion of
Colonial First State Investments
Limited except for provisions allowing
Colonial First State Investments
Limited to terminate the agreement
with the manager or to exercise those
powers where the agreement is
terminated.
Nature of relevant interest derived
from;
ordinary shares 328,925
Colonial First State
Investments
Limited (Note 1)
ACN 002 348 352
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the residual power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in its capacity as a
responsible entity of a managed
investment scheme (which managed
investment scheme is not managed
by either Colonial First State
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being a residual accelerated
relevant interest held in the same
capacity. Colonial First State
Investments Limited has authorised
the manager of each such managed
investment scheme to exercise the
powers referred to in paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth) in
relation to those securities managed
by the manager to the exclusion of
Colonial First State Investments
Limited except for provisions allowing
Colonial First State Investments
Limited to terminate the agreement
with the manager or to exercise those
powers where the agreement is
terminated.
Nature of relevant interest derived
from;
ordinary shares 2,217,953
2,217,953
Fully paid ordinary
shares
2,217,953
Acadian Asset
Management
(Australia) Limited
ACN 114 200 127
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
7,396
Fully paid ordinary
shares
7,396

4

the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager, as
provided for under its investment
mandates. In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 7,396
Realindex
Investments Pty
Limited ACN 133
312 017
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager, as
provided for under its investment
mandates. In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 193,553
193,553
Fully paid ordinary
shares
193,553
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
2,599,159
Fully paid ordinary
shares
2,599,159

5

608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 2,599,159
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
State Street Global
Advisors
(Australia) Limited
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 109,226
109,226
Fully paid ordinary
shares
109,226
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
Northern Trust
Company
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 3,765,152
3,765,152
Fully paid ordinary
shares
3,765,152
Colonial First State
Asset
Management
(Australia) Limited
ACN 114 194 311
BNP Paribas
Securities
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
188,441
Fully paid ordinary
shares
188,441

6

the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as investment manager (as
provided for under its investment
mandates). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 188,441
Colonial First State
Investments
Limited ACN 002
348 352
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 2,302,114
2,302,114
Fully paid ordinary
shares
2,302,114
Colonial First State
Investments
Limited ACN 002
348 352
Northern Trust
Company
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
3,765,152
Fully paid ordinary
shares
3,765,152

7

securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 3,765,152
Colonial First State
Investments
Limited ACN 002
348 352
Citibank N A Hong
Kong
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
Nature of relevant interest derived
from;
ordinary shares 2,411,506
2,411,506
Fully paid ordinary
shares
2,411,506
Colonial First State
Investments
Limited (Note 1)
ACN 002 348 352
Citicorp Nominees
Pty Limited
(Australia)
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the residual power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in its capacity as a
responsible entity of a managed
investment scheme (which managed
investment scheme is not managed
by either Colonial First State
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being a residual accelerated
336,321
Fully paid ordinary
shares
336,321

8

relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. Nature of relevant interest derived from; ordinary shares 336,321

9

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

==> picture [392 x 24] intentionally omitted <==

----- Start of picture text -----

Name and ACN/ARSN (if applicable) Nature of association
----- End of picture text -----

10

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Commonwealth Bank Officers Superannuation Corporation Pty
Limited ACN 074 519 798
Level 11 Tower 1, 201 Sussex St Sydney NSW 2001
Colonial First State Asset Management (Australia) Limited ACN
114 194 311
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Acadian Asset Management (Australia) Limited ACN 114 200
127
'Australia Square' Suite 2, Level 40, 264-278 George Street,
Sydney, 2000, Australia
Colonial First State Investments Limited ACN 002 348 352 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Avanteos Investments Limited ACN 096 259 979 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Realindex Investments Pty Limited ACN 133 312 017 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
The Colonial Mutual Life Assurance Society Limited ACN 004
021 809
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia

11

Signature

NOTE 1--(This note is relevant to sections 2,3,4 and 5)

The relevant interests in these securities:

  • a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group; or

  • b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.

==> picture [159 x 61] intentionally omitted <==

Dated the 22 day of September 2014

Carla Collingwood-Company Secretary

12

Annexure A

This is annexure A referred to in Form 604, Notice of change of interest of substantial holder dated 19/09/2014

==> picture [195 x 66] intentionally omitted <==

Carla Collingwood Company Secretary

Dated the 22 September 2014

SCHEDULE

ACADIAN ASSET MANAGEMENT (AUSTRALIA) LIMITED ADVICE ESSENTIALS PTY LIMITED AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL HOLDINGS PTY LIMITED ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASB SMART CARDS LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX MANAGEMENT SERVICES PTY LTD AUSIEX NOMINEES PTY LIMITED AUSTRALIAN BANK PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BURDEKIN INVESTMENTS LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS

LIMITED

CABLE BEACH PTY LIMITED CAPITAL 121 PTY LIMITED CARDS NZ LIMITED CB-CLA LIMITED CB-CLHA PTY LIMITED CBA (EUROPE) FINANCE LTD CBA A320 4077 Pty Limited CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LTD CBA AIR PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA CAPITAL AUSTRALIA (NO 2) PTY LIMITED CBA CAPITAL AUSTRALIA LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA EQUITIES LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INVESTMENTS (NO 2) PTY LTD CBA INVESTMENTS (NO.4) LIMITED CBA INVESTMENTS PTY LIMITED CBA IT CO PTY LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED

CBA RAIL & TRAM COMPANY PTY LIMITED CBA REAL ESTATE FUNDING (NZ) LIMITED CBA SERVICES SINGAPORE PTE LTD CBA SPECIALISED FINANCING PTY LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED

13

CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CFS MANAGED PROPERTY LIMITED CFS Newham Limited CFSPAI EUROPE CO LIMITED (formerly known as CFSPAI MALTA CO LIMITED) CFSPAI EUROPE HOLDCO LIMITED (formerly known as CFSPAI MALTA HOLDCO LIMITED) CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CIPL SENTINEL HOLDINGS PTY LTD CIPL SENTINEL PTY LTD CISL (HAZELWOOD) PTY. LIMITED CM-SOMERTON PTY. LTD. CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD Colonial (UK) Trustees Limited COLONIAL FINANCE PTY LIMITED COLONIAL FINANCIAL CORPORATION PTY LIMITED COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED

COLONIAL FIRST STATE GROUP LIMITED Colonial First State Investment Managers (UK) Limited COLONIAL FIRST STATE INVESTMENTS (NZ) LIMITED (PENDING DEREGISTRATION) COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE PRIVATE EQUITY PTY LIMITED

COLONIAL FIRST STATE PROPERTY LIMITED COLONIAL FIRST STATE PROPERTY RETAIL PTY LIMITED

COLONIAL HOLDING COMPANY LIMITED COLONIAL LGA HOLDINGS PTY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL PTY LIMITED COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMCAPITAL S.A.R.L COMMFOUNDATION PTY LIMITED COMMINTERNATIONAL LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (CIXIAN) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (DENGFENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (JIYUAN) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (LANKAO) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (MIANCHI) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED

COMMONWEALTH BANK OF AUSTRALIA (WENXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (XINJI) COUNTY BANK CO. LTD

COMMONWEALTH BANK OF AUSTRALIA (YICHUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGNIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED COMMONWEALTH CUSTODIAL SERVICES LIMITED COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED

COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENT SERVICES PTY LIMITED

COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED

COMSEC NOMINEES PTY LIMITED COPACABANA BEACH PTY LTD CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCE PTY LIMITED COUNT FINANCIAL LIMITED

CPPIB AUSTRALIAN HOLDINGS NO. 1 PTY LIMITED CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED DAWNRAPTOR PTY LTD ATF DAWNRAPTOR TRUST

EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE (HONG KONG) LLC FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED

First State Diversified Hedge Fund Limited First State European Diversified Infrastructure Sarl First State Funds Plc

First State Global Umbrella Fund Public Limited Company

First State Hedge Funds SPC Limited First State Infrastructure S.à r.l.

First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED

First State Investment Services (UK) Limited First State Investments (America) Limited (formerly

14

known as First State Investments (Cayman) Limited) FIRST STATE INVESTMENTS (HONG KONG) LIMITED

FIRST STATE INVESTMENTS (JAPAN) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED First State Investments ICVC First State Investments International Inc First State Investments International Limited FIRST STATE INVESTMENTS US HOLDINGS PTY

LIMITED

FIRST STATE NOMINEES (HONG KONG) LIMITED FSIB LTD (formerly known as FIRST STATE INVESTMENTS (BERMUDA) LIMITED) GT USD FUNDING PTY LIMITED HARBOARD BEACH PTY LTD HAZELWOOD INVESTMENT COMPANY PTY LIMITED

HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTOR SECURITIES PTY LTD INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS LIMITED IWL LIMITED IWL MANAGEMENT SERVICES PTY LTD JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. JDV PTY LIMITED KIP NZ LIMITED (PENDING DEREGISTRATION) KIWI HOME LOANS (NZ) LIMITED KPM NZ LIMITED (PENDING DEREGISTRATION) Lochness Holdings Limited LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED M M A L FLEET LEASE ARRANGER PTY LTD MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED PINNACLE EDUCATION SA HOLDING COMPANY PTY LIMITED PREFERRED CAPITAL LIMITED

PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA Purangi Developments Limited QILU BANK CO. LTD.

REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO17 PTY LIMITED SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SECURITY HOLDING INVESTMENT ENTITY LINKING DEALS LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited SIF RAILWAY NO.1 PTY LIMITED (EXTERNAL ADMINISTRATION) SIF RAILWAY NO.2 PTY LIMITED (EXTERNAL ADMINISTRATION)

SOUTH AUSTRALIAN FLEET LEASE ARRANGER PTY LTD

SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED SPARAD (NO.24) PTY. LIMITED ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD

SWAN SECURITISATION FINANCE PTY LIMITED SWAN SECURITISATION INVESTMENTS PTY LTD. T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED

15

THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED TORQUAY BEACH PTY LTD TOTAL KEEN INVESTMENT LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD

VICTORIAN FLEET LEASE ARRANGER PTY LTD VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK) VIPRO PTY LIMITED WESTSIDE PROPERTIES LIMITED WHITTAKER MACNAUGHT PTY. LTD.

16

Annexure B

This is annexure B referred to in Form 604, Notice of change of interests of substantial holder dated 19/09/2014

==> picture [159 x 61] intentionally omitted <==

Carla Collingwood Company Secretary Dated the 22 September 2014

Date of change Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation to
change
Class and number
of securities
affected
Person's votes
affected
Friday, 19
September 2014
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Purchase 794,874.33 633,366 Ordinary
shares
633,366
Friday, 19
September 2014
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Purchase 137,078.63 109,226 Ordinary
shares
109,226
Friday, 19
September 2014
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Purchase 2,467,070.22 1,965,793 Ordinary
shares
1,965,793
Friday, 19
September 2014
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Purchase 236,493.46 188,441 Ordinary
shares
188,441
Friday, 25 October
2013
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Purchase 0.00 85,303 Ordinary
shares
85,303
Monday, 11
November 2013
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 0.00 85,303 Ordinary
shares
85,303
Friday, 6 December
2013
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 10,339.35 6,870 Ordinary
shares
6,870
Wednesday, 25
June 2014
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 4,837.60 3,885 Ordinary
shares
3,885
Monday, 1
September 2014
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 68,959.58 54,548 Ordinary
shares
54,548
Tuesday, 2
September 2014
Colonial First State
Asset Management
(Australia) Limited
ACN 114 194 311
Sale 25,300.00 20,000 Ordinary
shares
20,000

17

Wednesday, 13
August 2014
Acadian Asset
Management
(Australia) Limited
ACN 114 200 127
Purchase 8,933.64 7,396 Ordinary
shares
7,396
Friday, 25 October
2013
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 0.00 1,921,834 Ordinary
shares
1,921,834
Thursday, 7
November 2013
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 167,000.00 100,000 Ordinary
shares
100,000
Tuesday, 10
September 2013
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 254,262.54 1,432,465 Ordinary
shares
1,432,465
Thursday, 21
November 2013
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 22,353.49 14,020 Ordinary
shares
14,020
Monday, 25
November 2013
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 30,657.51 19,923 Ordinary
shares
19,923
Tuesday, 17
December 2013
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Sale 15,649.78 10,279 Ordinary
shares
10,279
Wednesday, 5
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 76,194.28 57,160 Ordinary
shares
57,160
Thursday, 6
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 78,147.80 58,507 Ordinary
shares
58,507
Friday, 7 February
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 34,750.36 26,388 Ordinary
shares
26,388
Tuesday, 11
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 277,175.25 205,315 Ordinary
shares
205,315
Wednesday, 19
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 1,969.20 1,641 Ordinary
shares
1,641
Wednesday, 19
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
Purchase 9,869.79 8,205 Ordinary
shares
8,205

18

348 352
Thursday, 20
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 1,781.87 1,498 Ordinary
shares
1,498
Thursday, 20
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 10,938.06 9,211 Ordinary
shares
9,211
Friday, 21 February
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 23,794.33 19,822 Ordinary
shares
19,822
Friday, 21 February
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 5,857.09 4,853 Ordinary
shares
4,853
Monday, 24
February 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 9,453.59 7,859 Ordinary
shares
7,859
Friday, 28 February
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 3,181.51 2,630 Ordinary
shares
2,630
Thursday, 13 March
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 25,304.79 20,573 Ordinary
shares
20,573
Thursday, 17 July
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 24,701.24 20,001 Ordinary
shares
20,001
Wednesday, 23 July
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Purchase 31,492.50 25,000 Ordinary
shares
25,000
Tuesday, 9
September 2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Sale 581,910.72 469,245 Ordinary
shares
469,245
Tuesday, 18 March
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Sale 46,143.00 37,390 Ordinary
shares
37,390
Monday, 28 April
2014
Colonial First State
Investments Limited
(Note 1) ACN 002
348 352
Sale 11,360.08 8,353 Ordinary
shares
8,353

19

Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 5,004.60 439 Ordinary shares 439
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 2,996.00 560 Ordinary shares 560
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 2,545.15 467 Ordinary shares 467
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 127.50 75 Ordinary shares 75
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 6,933.00 567 Ordinary shares 567
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 7,139.71 824 Ordinary shares 824
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 941.85 35 Ordinary shares 35
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 5,132.74 286 Ordinary shares 286
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 4,140.00 230 Ordinary shares 230
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 2,216.10 498 Ordinary shares 498
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 4,992.60 471 Ordinary shares 471
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 941.85 35 Ordinary shares 35
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 5,004.60 439 Ordinary shares 439
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 2,996.00 560 Ordinary shares 560
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 2,545.15 467 Ordinary shares 467
Monday, 11 Avanteos
Investments Limited
Sale 127.50 75 Ordinary shares 75

20

November 2013 ACN 096 259 979
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 5,132.74 286 Ordinary shares 286
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 4,140.00 230 Ordinary shares 230
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 2,216.10 498 Ordinary shares 498
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 4,992.60 471 Ordinary shares 471
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 6,933.00 567 Ordinary shares 567
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 7,139.71 824 Ordinary shares 824
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 941.85 35 Ordinary shares 35
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 5,004.60 439 Ordinary shares 439
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 2,996.00 560 Ordinary shares 560
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 2,545.15 467 Ordinary shares 467
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 5,132.74 286 Ordinary shares 286
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 4,140.00 230 Ordinary shares 230
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 2,216.10 498 Ordinary shares 498
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 4,992.60 471 Ordinary shares 471
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 6,933.00 567 Ordinary shares 567

21

Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 7,139.71 824 Ordinary shares 824
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 127.50 75 Ordinary shares 75
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 5,004.60 439 Ordinary shares 439
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 2,996.00 560 Ordinary shares 560
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 2,545.15 467 Ordinary shares 467
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 127.50 75 Ordinary shares 75
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 6,933.00 567 Ordinary shares 567
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 7,139.71 824 Ordinary shares 824
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 941.85 35 Ordinary shares 35
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 5,132.74 286 Ordinary shares 286
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 4,140.00 230 Ordinary shares 230
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 2,216.10 498 Ordinary shares 498
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 4,992.60 471 Ordinary shares 471
Friday, 15
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 715.57 439 Ordinary shares 439
Friday, 14 March
2014
Avanteos
Investments Limited
ACN 096 259 979
Sale 1,025.88 824 Ordinary shares 824
Friday, 25 October Avanteos
Investments Limited
Purchase 5,127.50 293 Ordinary shares 293

22

2013 ACN 096 259 979
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 673.75 385 Ordinary shares 385
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 708.68 430 Ordinary shares 430
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 10,151.51 790 Ordinary shares 790
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 5,127.50 293 Ordinary shares 293
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 10,151.51 790 Ordinary shares 790
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 673.75 385 Ordinary shares 385
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 708.68 430 Ordinary shares 430
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 5,127.50 293 Ordinary shares 293
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 10,151.51 790 Ordinary shares 790
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 673.75 385 Ordinary shares 385
Friday, 25 October
2013
Avanteos
Investments Limited
ACN 096 259 979
Sale 708.68 430 Ordinary shares 430
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 5,127.50 293 Ordinary shares 293
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 673.75 385 Ordinary shares 385
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 708.68 430 Ordinary shares 430
Monday, 11
November 2013
Avanteos
Investments Limited
ACN 096 259 979
Purchase 10,151.51 790 Ordinary shares 790

23

Thursday, 2 January
2014
Realindex
Investments Pty
Limited ACN 133
312 017
Purchase 41,697.66 26,416 Ordinary
shares
26,416
Thursday, 2 January
2014
Realindex
Investments Pty
Limited ACN 133
312 017
Purchase 422.58 267 Ordinary shares 267
Wednesday, 4 June
2014
Realindex
Investments Pty
Limited ACN 133
312 017
Sale 34,599.71 27,317 Ordinary
shares
27,317

24