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ASPEN GROUP — Major Shareholding Notification 2013
Sep 26, 2013
64404_rns_2013-09-26_b0bd7355-b570-4551-a2d8-0cfe551d042b.pdf
Major Shareholding Notification
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26 September 2013
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam,
Notice of change of interests of substantial holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of Aspen Group Limited / Aspen Property Trust.
A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).
Yours faithfully,
Chris Millard Company Secretary
{00005157.DOC}BT Investment Management Limited ABN 28 126 385 822
www.btim.com.au
GPO Box 7072 Sydney NSW 2001 Australia
The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999
BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence
Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ASPEN GROUP LIMITED / ASPEN PROPERTYY TRUST
ACN/ARSN
ABN 50 004 160 927 / ARSN 104 807 767
1. Details of substantial holder(1)
Name
BT INVESTMENT MANAGEMENT LIMITED (BTT)
ACN/ARSN (if applicable) ABN 28 126 385 822
There was a change in the interests of the substantial holder on 24/09/2013 The previous notice was given to the company on 30/10/2012 The previous notice was dated 26/10/2012
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Class of securities (4) | Previous Notice | Previous Notice | Previous Notice | Present Notice | Present Notice | Present Notice | Present Notice | Present Notice |
|---|---|---|---|---|---|---|---|---|---|
| Person’s votes | VotingPower | Person’s votes | VotingPower(5) | ||||||
| ORDINARY SHARES |
95,978,770 | 8.04% | 108,805,451 | 9.08% | |||||
| 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: |
|||||||||
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
||||
| 24/09/2013 | WBC & its Associates Westpac Financial Services Group Limited (WFSG), Advance Asset Management Limited, Asgard Capital Management Limited, BT Funds Management Limited, Westpac Financial Services Group Limited, BT Investment Management (Fund Services)Limited,BT |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
{00005156.DOCX}Page 1
Investment Management (Institutional) Limited
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Nature of relevant interest (6) | Number of securities |
|---|---|---|---|
| Advance Asset Management Limited |
HSBC Custody Nominees (Australia) Limited. |
Advance Asset Management Ltd is the RE of various unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
316,275 |
| Asgard Capital Management Limited |
ASGARD Capital Management Limited |
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 RSE Licence L0001946 is the trustee, administrator and custodian of all Asgard superannuation entities, the (Hillross) PortfolioCare Retirement Plan and the BEACON Superannuation Plan. In those capacities, Asgard has the power to exercise the right to vote attached to, and to dispose of, the securities held by these entities. |
1,276,800 |
| BT Funds Management Limited |
BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise thepower to vote or dispose of the shares. |
1,669,254 |
| BT Investment Management (Fund Services) Limited |
Citicorp Nominees Pty Limited |
BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
19,218,342 |
| BT Investment Management (Institutional) Limited |
HSBC Custody Nominees (Australia) Limited. |
BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
77,661,264 |
| Westpac Financial Services Group Limited |
HSBC Custody Nominees (Australia) Limited. |
Westpac Financial Services Group Limited Registered Holder of Securities. ABN: 50 000 326 312 |
8,663,516 |
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
{00005156.DOCX}Page 2
| The addresses ofpersons named in this form are as follows: | |
|---|---|
| Name | Address |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Westpac Financial Services Group Limited (WFSG) |
Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Westpac Financial Services Group Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Sydney, SydneyNSW 2000 |
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
| ASPEN GROUP | The Company Secretary Aspen Group (APZ) Level 3, Newspaper House 129 St George’s Terrace PERTH WA 6000 Tel: +61 8 9220 8400 Fax: +61 8 9220 8401 |
Signature
| print name sign here |
Chris Millard capacityCompanySecretary |
|---|---|
| date 26/09/2013 |
{00005156.DOCX}Page 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of the form.
-
(2) See the definition of “associate” in section 9 of the Corporations Law.
-
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
-
(6) Include details of:
-
(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
-
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.
{00005156.DOCX}Page 4
SCHEDULE
TRANSACTION HISTORY
Sales & Purchases for the period : 27/10/2012 to 24/09/2013 SECURITY: APZ
| Advance Asset Management Limited | Advance Asset Management Limited | ||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 15/03/2013 | HSBC Custody Nominees (Australia) Limited. | 2,306 | 461.20 |
| 21/06/2013 | HSBC Custody Nominees (Australia) Limited. | 5,277 | 897.09 |
| Total | 7,583 | 1,358.29 | |
| Advance Asset Management Limited Total : | 7,583 | 1,358.29 | |
| Asgard Capital Management Limited | |||
| Date | Registered Company | Quantity | Value |
| 2/11/2012 | ASGARD Capital Management Limited | 60,000 | 10,200.00 |
| 2/11/2012 | ASGARD Capital Management Limited | -60,000 | -10,200.00 |
| 5/11/2012 | ASGARD Capital Management Limited | 60,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 5,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 20,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 70,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 60,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 50,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 30,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 50,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 150,455 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 1,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | 60,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -60,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -5,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -20,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -70,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -60,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -50,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -30,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -50,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -150,455 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -1,000 | .00 |
| 5/11/2012 | ASGARD Capital Management Limited | -60,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | 60,000 | 10,200.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 5,000 | 850.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 20,000 | 3,400.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 70,000 | 11,900.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 60,000 | 10,200.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 50,000 | 8,500.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 50,000 | 8,500.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 30,000 | 5,100.00 |
| 22/11/2012 | ASGARD Capital Management Limited | 150,455 | 25,577.35 |
| 22/11/2012 | ASGARD Capital Management Limited | 1,000 | 170.00 |
{00005156.DOCX}Page 5
| 22/11/2012 | ASGARD Capital Management Limited | 60,000 | 10,200.00 |
|---|---|---|---|
| 22/11/2012 | ASGARD Capital Management Limited | -60,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -5,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -20,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -70,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -60,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -50,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -50,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -30,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -150,455 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -1,000 | .00 |
| 22/11/2012 | ASGARD Capital Management Limited | -60,000 | .00 |
| 23/11/2012 | ASGARD Capital Management Limited | 120,000 | 24,000.00 |
| 23/11/2012 | ASGARD Capital Management Limited | -120,000 | -24,000.00 |
| 3/01/2013 | ASGARD Capital Management Limited | -20,000 | -4,400.00 |
| 7/03/2013 | ASGARD Capital Management Limited | -10,000 | -2,200.00 |
| 16/05/2013 | ASGARD Capital Management Limited | -17,000 | -3,060.00 |
| 12/06/2013 | ASGARD Capital Management Limited | -23,255 | -4,185.90 |
| 28/08/2013 | ASGARD Capital Management Limited | 80,000 | 13,600.00 |
| Total | 9,745 | 94,351.45 | |
| Asgard Capital Management Limited Total : | 9,745 | 94,351.45 | |
| BT Funds Management Limited | |||
| Date | Registered Company | Quantity | Value |
| 30/10/2012 | BT Portfolio Services Limited | 45,000 | 7,686.00 |
| 8/11/2012 | BT Portfolio Services Limited | 13,500 | 2,331.45 |
| 9/11/2012 | BT Portfolio Services Limited | -27,682 | -4,650.58 |
| 16/11/2012 | BT Portfolio Services Limited | -17,000 | -2,939.30 |
| 30/01/2013 | BT Portfolio Services Limited | -4,628 | -958.46 |
| 6/02/2013 | BT Portfolio Services Limited | -12,000 | -2,604.00 |
| 6/02/2013 | BT Portfolio Services Limited | -35,000 | -7,493.50 |
| 8/02/2013 | BT Portfolio Services Limited | -20,610 | -4,412.60 |
| 14/02/2013 | BT Portfolio Services Limited | -14,857 | -3,161.57 |
| 15/02/2013 | BT Portfolio Services Limited | -33,328 | -7,128.86 |
| 15/02/2013 | BT Portfolio Services Limited | -30,000 | -6,864.00 |
| 15/03/2013 | BT Portfolio Services Limited | 14,000 | 2,836.40 |
| 20/03/2013 | BT Portfolio Services Limited | 16,199 | 3,194.44 |
| 21/03/2013 | BT Portfolio Services Limited | 18,801 | 3,666.20 |
| 28/03/2013 | BT Portfolio Services Limited | 23,000 | 4,636.80 |
| 8/04/2013 | BT Portfolio Services Limited | -17,500 | -3,375.75 |
| 3/05/2013 | BT Portfolio Services Limited | 26,100 | 4,995.54 |
| 14/05/2013 | BT Portfolio Services Limited | -16,300 | -2,898.14 |
| 28/05/2013 | BT Portfolio Services Limited | 25,000 | 4,412.50 |
| 13/06/2013 | BT Portfolio Services Limited | 44,400 | 8,027.52 |
| 4/07/2013 | BT Portfolio Services Limited | -7,000 | -1,118.60 |
| 5/07/2013 | BT Portfolio Services Limited | 47,000 | 7,520.00 |
| 5/07/2013 | BT Portfolio Services Limited | -2,900 | -464.00 |
| 5/07/2013 | BT Portfolio Services Limited | -20,600 | -3,296.00 |
| 5/07/2013 | BT Portfolio Services Limited | -23,500 | -3,760.00 |
| 11/07/2013 | BT Portfolio Services Limited | 26,000 | 4,456.40 |
| 11/07/2013 | BT Portfolio Services Limited | 12,000 | 2,076.00 |
| 19/07/2013 | BT Portfolio Services Limited | 36,000 | 6,156.00 |
{00005156.DOCX}Page 6
| 13/08/2013 | BT Portfolio Services Limited | -21,000 | -3,465.00 |
|---|---|---|---|
| 14/08/2013 | BT Portfolio Services Limited | -21,714 | -3,437.33 |
| 22/08/2013 | BT Portfolio Services Limited | 21,000 | 3,255.00 |
| 22/08/2013 | BT Portfolio Services Limited | 44,000 | 6,600.00 |
| 22/08/2013 | BT Portfolio Services Limited | -10,500 | -1,627.50 |
| 22/08/2013 | BT Portfolio Services Limited | -10,500 | -1,627.50 |
| 22/08/2013 | BT Portfolio Services Limited | -9,000 | -1,350.00 |
| 22/08/2013 | BT Portfolio Services Limited | -22,000 | -3,300.00 |
| 22/08/2013 | BT Portfolio Services Limited | -13,000 | -1,950.00 |
| 28/08/2013 | BT Portfolio Services Limited | -3,029 | -471.01 |
| 3/09/2013 | BT Portfolio Services Limited | -24,000 | -4,284.00 |
| Total | -5,648 | -4,787.44 | |
| BT Funds Management Limited Total : | -5,648 | -4,787.44 |
BT Investment Management (Fund Services) Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 12/12/2012 | Citicorp Nominees Pty Limited | 558,011 | 128,342.53 |
| 10/01/2013 | Citicorp Nominees Pty Limited | 235,000 | 51,700.00 |
| 11/01/2013 | Citicorp Nominees Pty Limited | 140,819 | 30,980.18 |
| 14/01/2013 | Citicorp Nominees Pty Limited | 778,932 | 171,365.04 |
| 7/02/2013 | Citicorp Nominees Pty Limited | -93,857 | -20,648.54 |
| 7/02/2013 | Citicorp Nominees Pty Limited | -93,857 | -20,648.54 |
| 7/02/2013 | Citicorp Nominees Pty Limited | 93,857 | 20,648.54 |
| 8/02/2013 | Citicorp Nominees Pty Limited | -16,041 | -3,529.02 |
| 8/02/2013 | Citicorp Nominees Pty Limited | -16,041 | -3,529.02 |
| 8/02/2013 | Citicorp Nominees Pty Limited | 16,041 | 3,529.02 |
| 11/02/2013 | Citicorp Nominees Pty Limited | -13,421 | -2,952.62 |
| 11/02/2013 | Citicorp Nominees Pty Limited | -134,215 | -29,527.30 |
| 11/02/2013 | Citicorp Nominees Pty Limited | -134,215 | -29,527.30 |
| 11/02/2013 | Citicorp Nominees Pty Limited | 134,215 | 29,527.30 |
| 11/02/2013 | Citicorp Nominees Pty Limited | -13,421 | -2,952.62 |
| 11/02/2013 | Citicorp Nominees Pty Limited | 13,421 | 2,952.62 |
| 14/02/2013 | Citicorp Nominees Pty Limited | -132,473 | -29,144.06 |
| 14/02/2013 | Citicorp Nominees Pty Limited | 132,473 | 29,144.06 |
| 14/02/2013 | Citicorp Nominees Pty Limited | -132,473 | -29,144.06 |
| 22/02/2013 | Citicorp Nominees Pty Limited | -92 | -21.16 |
| 22/02/2013 | Citicorp Nominees Pty Limited | -5,394 | -1,240.62 |
| 22/02/2013 | Citicorp Nominees Pty Limited | -92 | -21.16 |
| 22/02/2013 | Citicorp Nominees Pty Limited | 5,394 | 1,240.62 |
| 22/02/2013 | Citicorp Nominees Pty Limited | 92 | 21.16 |
| 22/02/2013 | Citicorp Nominees Pty Limited | -5,394 | -1,240.62 |
| 25/02/2013 | Citicorp Nominees Pty Limited | 75,087 | 16,519.14 |
| 25/02/2013 | Citicorp Nominees Pty Limited | -1,257 | -289.11 |
| 25/02/2013 | Citicorp Nominees Pty Limited | -1,257 | -289.11 |
| 25/02/2013 | Citicorp Nominees Pty Limited | 1,257 | 289.11 |
| 26/02/2013 | Citicorp Nominees Pty Limited | 57,897 | 12,158.37 |
| 2/04/2013 | Citicorp Nominees Pty Limited | 36,232 | 7,246.40 |
| 2/04/2013 | Citicorp Nominees Pty Limited | 200,000 | 40,000.00 |
| 5/04/2013 | Citicorp Nominees Pty Limited | 231,937 | 46,387.40 |
| 8/04/2013 | Citicorp Nominees Pty Limited | 531,831 | 106,366.20 |
| 1/05/2013 | Citicorp Nominees Pty Limited | 460,123 | 87,423.37 |
| 2/05/2013 | Citicorp Nominees Pty Limited | 135,480 | 25,741.20 |
{00005156.DOCX}Page 7
| 3/05/2013 | Citicorp Nominees Pty Limited | 314,008 | 59,661.52 |
|---|---|---|---|
| 6/05/2013 | Citicorp Nominees Pty Limited | 970,000 | 184,300.00 |
| 7/05/2013 | Citicorp Nominees Pty Limited | 303,665 | 57,696.35 |
| 8/05/2013 | Citicorp Nominees Pty Limited | 36,198 | 6,877.62 |
| 10/05/2013 | Citicorp Nominees Pty Limited | 91,053 | 16,389.54 |
| 13/05/2013 | Citicorp Nominees Pty Limited | 36,198 | 6,877.62 |
| 14/05/2013 | Citicorp Nominees Pty Limited | 239,840 | 43,171.20 |
| 15/05/2013 | Citicorp Nominees Pty Limited | 26,423 | 4,756.14 |
| 16/05/2013 | Citicorp Nominees Pty Limited | 23,795 | 4,283.10 |
| 20/05/2013 | Citicorp Nominees Pty Limited | 8,615 | 1,636.85 |
| 21/05/2013 | Citicorp Nominees Pty Limited | 86,715 | 15,608.70 |
| 28/05/2013 | Citicorp Nominees Pty Limited | 187,567 | 33,762.06 |
| 29/05/2013 | Citicorp Nominees Pty Limited | 344,231 | 61,961.58 |
| 7/06/2013 | Citicorp Nominees Pty Limited | 8,092 | 1,456.56 |
| 11/06/2013 | Citicorp Nominees Pty Limited | 137,978 | 24,836.04 |
| 12/06/2013 | Citicorp Nominees Pty Limited | 22,988 | 4,137.84 |
| 21/06/2013 | Citicorp Nominees Pty Limited | 240,408 | 40,869.36 |
| 26/06/2013 | Citicorp Nominees Pty Limited | 171,532 | 29,160.44 |
| 3/07/2013 | Citicorp Nominees Pty Limited | 810 | 137.70 |
| 17/07/2013 | Citicorp Nominees Pty Limited | 75,373 | 12,813.41 |
| 18/07/2013 | Citicorp Nominees Pty Limited | 140,403 | 23,868.51 |
| 18/07/2013 | Citicorp Nominees Pty Limited | 49,721 | 8,452.57 |
| 19/07/2013 | Citicorp Nominees Pty Limited | 659,638 | 112,138.46 |
| 29/07/2013 | Citicorp Nominees Pty Limited | 606,714 | 103,141.38 |
| 6/08/2013 | Citicorp Nominees Pty Limited | 12,989 | 2,208.13 |
| 8/08/2013 | Citicorp Nominees Pty Limited | 253,627 | 40,580.32 |
| 8/08/2013 | Citicorp Nominees Pty Limited | 216,481 | 34,636.96 |
| 9/08/2013 | Citicorp Nominees Pty Limited | 100,000 | 16,000.00 |
| 9/08/2013 | Citicorp Nominees Pty Limited | 424,887 | 67,981.92 |
| 21/08/2013 | Citicorp Nominees Pty Limited | 49,850 | 7,477.50 |
| 23/08/2013 | Citicorp Nominees Pty Limited | 244,244 | 39,079.04 |
| 10/09/2013 | Citicorp Nominees Pty Limited | 1,432,465 | 257,843.70 |
| Total | 10,561,107 | 1,960,679.52 | |
| BT Investment Management (Fund Services) | |||
| Limited Total : | 10,561,107 | 1,960,679.52 | |
| BT Investment Management (Institutional) Limited |
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | 416,310 | 95,751.30 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | 192,716 | 44,324.68 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | 1,000,000 | 230,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | 3,500,000 | 805,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | 264,867 | 60,919.41 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -200,566 | -44,124.52 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -776,750 | -170,885.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -200,000 | -44,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -157,451 | -34,639.22 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -200,000 | -44,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -275,000 | -60,500.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -22,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -51,247 | -11,274.34 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -334,433 | -73,575.26 |
{00005156.DOCX}Page 8
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -800,519 | -176,114.18 |
|---|---|---|---|
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -269,121 | -59,206.62 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -147,148 | -32,372.56 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -250,000 | -55,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -23,527 | -5,175.94 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -25,286 | -5,562.92 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -39,770 | -8,749.40 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -230,000 | -50,600.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -382,083 | -84,058.26 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -200,000 | -44,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -1,155,000 | -254,100.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -250,000 | -55,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -46,563 | -10,243.86 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -23,500 | -5,170.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -3,437 | -756.14 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -50,000 | -11,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -1,375,388 | -302,585.36 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -22,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -210,536 | -46,317.92 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -75,000 | -16,500.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -300,000 | -66,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -89,166 | -19,616.52 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -92,549 | -20,360.78 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -300,000 | -66,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -206,856 | -45,508.32 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -190,000 | -41,800.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -50,000 | -11,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -175,000 | -38,500.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -268,000 | -58,960.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -278,144 | -61,191.68 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -25,000 | -5,500.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -313,881 | -69,053.82 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -66,945 | -14,727.90 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -22,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -1,200,000 | -264,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -400,000 | -88,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -173,271 | -38,119.62 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -263,692 | -58,012.24 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -26,473 | -5,824.06 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -132,856 | -29,228.32 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -200,000 | -44,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -13,851 | -3,047.22 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -300,000 | -66,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -215,873 | -47,492.06 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -210,000 | -46,200.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -22,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -17,852 | -3,927.44 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -300,000 | -66,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -50,000 | -11,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -50,000 | -11,000.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -240,016 | -52,803.52 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -23,250 | -5,115.00 |
| 11/12/2012 | HSBC Custody Nominees (Australia) Limited. | -675,000 | -148,500.00 |
| 12/12/2012 | HSBC Custody Nominees (Australia) Limited. | 952,994 | 219,188.62 |
{00005156.DOCX}Page 9
| 12/12/2012 | HSBC Custody Nominees (Australia) Limited. | 2,000,000 | 460,000.00 |
|---|---|---|---|
| 11/01/2013 | HSBC Custody Nominees (Australia) Limited. | 317,788 | 69,913.36 |
| 14/01/2013 | HSBC Custody Nominees (Australia) Limited. | 1,757,827 | 386,721.94 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -50,547 | -11,120.34 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -13,999 | -3,079.78 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -74,062 | -16,293.64 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -85,927 | -18,903.94 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -149,212 | -32,826.64 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -50,547 | -11,120.34 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 74,062 | 16,293.64 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 13,999 | 3,079.78 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 85,927 | 18,903.94 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -85,927 | -18,903.94 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 50,547 | 11,120.34 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -13,999 | -3,079.78 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -74,062 | -16,293.64 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 149,212 | 32,826.64 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -149,212 | -32,826.64 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -38,375 | -8,442.50 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -20,592 | -4,530.24 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -4,830 | -1,062.60 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -79 | -17.38 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | 38,375 | 8,442.50 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -38,375 | -8,442.50 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -4,830 | -1,062.60 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -20,592 | -4,530.24 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | 20,592 | 4,530.24 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -79 | -17.38 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | 4,830 | 1,062.60 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | 79 | 17.38 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -7,493 | -1,648.46 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -38,863 | -8,549.86 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -68,913 | -15,160.86 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -8,009 | -1,761.98 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -4,086 | -898.92 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | 7,493 | 1,648.46 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -8,009 | -1,761.98 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -68,913 | -15,160.86 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | 4,086 | 898.92 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | 38,863 | 8,549.86 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -7,493 | -1,648.46 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -38,863 | -8,549.86 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | 8,009 | 1,761.98 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | -4,086 | -898.92 |
| 11/02/2013 | HSBC Custody Nominees (Australia) Limited. | 68,913 | 15,160.86 |
| 14/02/2013 | HSBC Custody Nominees (Australia) Limited. | -4,302 | -946.44 |
| 14/02/2013 | HSBC Custody Nominees (Australia) Limited. | -109,981 | -24,195.82 |
| 14/02/2013 | HSBC Custody Nominees (Australia) Limited. | -4,302 | -946.44 |
| 14/02/2013 | HSBC Custody Nominees (Australia) Limited. | 4,302 | 946.44 |
| 14/02/2013 | HSBC Custody Nominees (Australia) Limited. | -109,981 | -24,195.82 |
| 14/02/2013 | HSBC Custody Nominees (Australia) Limited. | 109,981 | 24,195.82 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -17,148 | -3,944.04 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -293 | -67.39 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -285 | -65.55 |
{00005156.DOCX}Page 10
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -16,661 | -3,832.03 |
|---|---|---|---|
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -50,000 | -11,500.00 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -855 | -196.65 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 293 | 67.39 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 17,148 | 3,944.04 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -293 | -67.39 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -17,148 | -3,944.04 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -285 | -65.55 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 16,661 | 3,832.03 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 285 | 65.55 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -16,661 | -3,832.03 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 50,000 | 11,500.00 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -855 | -196.65 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -50,000 | -11,500.00 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 855 | 196.65 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | 170,259 | 37,456.98 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | 205,386 | 45,184.92 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -3,995 | -918.85 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -3,882 | -892.86 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -11,650 | -2,679.50 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | 3,995 | 918.85 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -3,995 | -918.85 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | 3,882 | 892.86 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -3,882 | -892.86 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | 11,650 | 2,679.50 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -11,650 | -2,679.50 |
| 26/02/2013 | HSBC Custody Nominees (Australia) Limited. | 131,280 | 27,568.80 |
| 26/02/2013 | HSBC Custody Nominees (Australia) Limited. | 158,366 | 33,256.86 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -22,000.00 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -244,721 | -53,838.62 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -299,960 | -65,991.20 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -462,107 | -101,663.54 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -714,593 | -157,210.46 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -155,319 | -34,170.18 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | 462,107 | 101,663.54 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | 155,319 | 34,170.18 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -22,000.00 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | 299,960 | 65,991.20 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -462,107 | -101,663.54 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | 714,593 | 157,210.46 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | 100,000 | 22,000.00 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | 244,721 | 53,838.62 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -244,721 | -53,838.62 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -155,319 | -34,170.18 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -299,960 | -65,991.20 |
| 27/02/2013 | HSBC Custody Nominees (Australia) Limited. | -714,593 | -157,210.46 |
| 7/03/2013 | HSBC Custody Nominees (Australia) Limited. | -1,000,000 | -220,000.00 |
| 7/03/2013 | HSBC Custody Nominees (Australia) Limited. | -1,000,000 | -220,000.00 |
| 7/03/2013 | HSBC Custody Nominees (Australia) Limited. | 1,000,000 | 220,000.00 |
| 7/05/2013 | HSBC Custody Nominees (Australia) Limited. | 386,335 | 73,403.65 |
| 8/05/2013 | HSBC Custody Nominees (Australia) Limited. | 63,802 | 12,122.38 |
| 10/05/2013 | HSBC Custody Nominees (Australia) Limited. | 194,937 | 35,088.66 |
| 13/05/2013 | HSBC Custody Nominees (Australia) Limited. | 63,802 | 12,122.38 |
| 14/05/2013 | HSBC Custody Nominees (Australia) Limited. | 422,730 | 76,091.40 |
{00005156.DOCX}Page 11
| 15/05/2013 | HSBC Custody Nominees (Australia) Limited. | 81,007 | 14,581.26 |
|---|---|---|---|
| 16/05/2013 | HSBC Custody Nominees (Australia) Limited. | 41,941 | 7,549.38 |
| 20/05/2013 | HSBC Custody Nominees (Australia) Limited. | 16,512 | 3,137.28 |
| 21/05/2013 | HSBC Custody Nominees (Australia) Limited. | 166,208 | 29,917.44 |
| 28/05/2013 | HSBC Custody Nominees (Australia) Limited. | 359,510 | 64,711.80 |
| 29/05/2013 | HSBC Custody Nominees (Australia) Limited. | 655,769 | 118,038.42 |
| 31/05/2013 | HSBC Custody Nominees (Australia) Limited. | -250,000 | -47,500.00 |
| 31/05/2013 | HSBC Custody Nominees (Australia) Limited. | -250,000 | -47,500.00 |
| 31/05/2013 | HSBC Custody Nominees (Australia) Limited. | 250,000 | 47,500.00 |
| 7/06/2013 | HSBC Custody Nominees (Australia) Limited. | 15,415 | 2,774.70 |
| 11/06/2013 | HSBC Custody Nominees (Australia) Limited. | 262,853 | 47,313.54 |
| 12/06/2013 | HSBC Custody Nominees (Australia) Limited. | 43,793 | 7,882.74 |
| 14/06/2013 | HSBC Custody Nominees (Australia) Limited. | -1,731,076 | -328,904.44 |
| 14/06/2013 | HSBC Custody Nominees (Australia) Limited. | -35,407 | -6,727.33 |
| 14/06/2013 | HSBC Custody Nominees (Australia) Limited. | -1,731,076 | -328,904.44 |
| 14/06/2013 | HSBC Custody Nominees (Australia) Limited. | 35,407 | 6,727.33 |
| 14/06/2013 | HSBC Custody Nominees (Australia) Limited. | -35,407 | -6,727.33 |
| 14/06/2013 | HSBC Custody Nominees (Australia) Limited. | 1,731,076 | 328,904.44 |
| 18/06/2013 | HSBC Custody Nominees (Australia) Limited. | -85,418 | -16,229.42 |
| 18/06/2013 | HSBC Custody Nominees (Australia) Limited. | -85,418 | -16,229.42 |
| 18/06/2013 | HSBC Custody Nominees (Australia) Limited. | 85,418 | 16,229.42 |
| 19/06/2013 | HSBC Custody Nominees (Australia) Limited. | -4,163 | -790.97 |
| 19/06/2013 | HSBC Custody Nominees (Australia) Limited. | -4,163 | -790.97 |
| 19/06/2013 | HSBC Custody Nominees (Australia) Limited. | 4,163 | 790.97 |
| 20/06/2013 | HSBC Custody Nominees (Australia) Limited. | -14,257 | -2,708.83 |
| 20/06/2013 | HSBC Custody Nominees (Australia) Limited. | -14,257 | -2,708.83 |
| 20/06/2013 | HSBC Custody Nominees (Australia) Limited. | 14,257 | 2,708.83 |
| 21/06/2013 | HSBC Custody Nominees (Australia) Limited. | 268,473 | 45,640.41 |
| 5/07/2013 | HSBC Custody Nominees (Australia) Limited. | 565,856 | 96,195.52 |
| 17/07/2013 | HSBC Custody Nominees (Australia) Limited. | 87,263 | 14,834.71 |
| 18/07/2013 | HSBC Custody Nominees (Australia) Limited. | 162,550 | 27,633.50 |
| 19/07/2013 | HSBC Custody Nominees (Australia) Limited. | 763,685 | 129,826.45 |
| 29/07/2013 | HSBC Custody Nominees (Australia) Limited. | 794,594 | 135,080.98 |
| 6/08/2013 | HSBC Custody Nominees (Australia) Limited. | 17,011 | 2,891.87 |
| 8/08/2013 | HSBC Custody Nominees (Australia) Limited. | 283,519 | 45,363.04 |
| 8/08/2013 | HSBC Custody Nominees (Australia) Limited. | 332,166 | 53,146.56 |
| 9/08/2013 | HSBC Custody Nominees (Australia) Limited. | 25,113 | 4,018.08 |
| 12/08/2013 | HSBC Custody Nominees (Australia) Limited. | 750,000 | 120,000.00 |
| 20/08/2013 | HSBC Custody Nominees (Australia) Limited. | 375,000 | 60,000.00 |
| 21/08/2013 | HSBC Custody Nominees (Australia) Limited. | 49,850 | 7,477.50 |
| 21/08/2013 | HSBC Custody Nominees (Australia) Limited. | 49,850 | 7,477.50 |
| 23/08/2013 | HSBC Custody Nominees (Australia) Limited. | 244,245 | 39,079.20 |
| 23/08/2013 | HSBC Custody Nominees (Australia) Limited. | 244,245 | 39,079.20 |
| 26/08/2013 | HSBC Custody Nominees (Australia) Limited. | 1,000,000 | 170,000.00 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | -1,665,086 | -299,715.48 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | -192,716 | -34,688.88 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | -142,198 | -25,595.64 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | 142,198 | 25,595.64 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | -1,665,086 | -299,715.48 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | -142,198 | -25,595.64 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | -192,716 | -34,688.88 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | -142,198 | -25,595.64 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | 1,665,086 | 299,715.48 |
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | 192,716 | 34,688.88 |
{00005156.DOCX}Page 12
| 30/08/2013 | HSBC Custody Nominees (Australia) Limited. | 142,198 | 25,595.64 |
|---|---|---|---|
| 5/09/2013 | HSBC Custody Nominees (Australia) Limited. | 11,001 | 1,870.17 |
| 6/09/2013 | HSBC Custody Nominees (Australia) Limited. | 484,724 | 87,250.32 |
| 23/09/2013 | HSBC Custody Nominees (Australia) Limited. | 2,250,000 | 382,500.00 |
| 24/09/2013 | HSBC Custody Nominees (Australia) Limited. | 12,673 | 2,027.68 |
| 24/09/2013 | HSBC Custody Nominees (Australia) Limited. | 275,727 | 44,116.32 |
| 24/09/2013 | HSBC Custody Nominees (Australia) Limited. | 15,068 | 2,410.88 |
| 24/09/2013 | HSBC Custody Nominees (Australia) Limited. | 327,817 | 52,450.72 |
| Total | 351,777 | -300,878.75 | |
| BT Investment Management (Institutional) | |||
| Limited Total : | 351,777 | -300,878.75 |
Westpac RE Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 30/07/2013 | HSBC Custody Nominees (Australia) Limited. | 856 | 145.52 |
| 30/07/2013 | HSBC Custody Nominees (Australia) Limited. | 856 | 393.76 |
| 30/07/2013 | HSBC Custody Nominees (Australia) Limited. | -856 | -145.52 |
| 30/07/2013 | HSBC Custody Nominees (Australia) Limited. | -856 | -393.76 |
| 2/08/2013 | HSBC Custody Nominees (Australia) Limited. | 856 | 145.52 |
| 2/08/2013 | HSBC Custody Nominees (Australia) Limited. | 856 | 393.76 |
| 27/08/2013 | HSBC Custody Nominees (Australia) Limited. | -856 | -136.96 |
| 27/08/2013 | HSBC Custody Nominees (Australia) Limited. | -856 | -136.96 |
| 4/09/2013 | HSBC Custody Nominees (Australia) Limited. | 288 | 138.24 |
| 4/09/2013 | HSBC Custody Nominees (Australia) Limited. | 288 | 48.96 |
| 10/09/2013 | HSBC Custody Nominees (Australia) Limited. | -288 | -48.96 |
| 10/09/2013 | HSBC Custody Nominees (Australia) Limited. | -288 | -48.96 |
| Total | 354.64 | ||
| Westpac RE Limited Total : | 354.64 |
Westpac Financial Services Group Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 5/02/2013 | HSBC Custody Nominees (Australia) Limited. | -50,646 | -10,635.66 |
| 5/02/2013 | HSBC Custody Nominees (Australia) Limited. | -50,646 | -10,635.66 |
| 5/02/2013 | HSBC Custody Nominees (Australia) Limited. | 50,646 | 10,635.66 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -42,255 | -9,296.10 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -5,835 | -1,283.70 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -14,211 | -3,126.42 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -12,223 | -2,689.06 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -7,872 | -1,731.84 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 14,211 | 3,126.42 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 5,835 | 1,283.70 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -14,211 | -3,126.42 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 7,872 | 1,731.84 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -42,255 | -9,296.10 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -12,223 | -2,689.06 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -5,835 | -1,283.70 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 42,255 | 9,296.10 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | -7,872 | -1,731.84 |
| 7/02/2013 | HSBC Custody Nominees (Australia) Limited. | 12,223 | 2,689.06 |
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -14,082 | -3,098.04 |
{00005156.DOCX}Page 13
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | -14,082 | -3,098.04 |
|---|---|---|---|
| 8/02/2013 | HSBC Custody Nominees (Australia) Limited. | 14,082 | 3,098.04 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | -49,824 | -11,459.52 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | -45 | -10.35 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | -131 | -30.13 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | 45 | 10.35 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | -45 | -10.35 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | 131 | 30.13 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | -49,824 | -11,459.52 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | -131 | -30.13 |
| 20/02/2013 | HSBC Custody Nominees (Australia) Limited. | 49,824 | 11,459.52 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -185 | -42.55 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -7,188 | -1,653.24 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -3,609 | -830.07 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 185 | 42.55 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -7,188 | -1,653.24 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 3,609 | 830.07 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -3,609 | -830.07 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | 7,188 | 1,653.24 |
| 22/02/2013 | HSBC Custody Nominees (Australia) Limited. | -185 | -42.55 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | 49,268 | 10,838.96 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -2,516 | -578.68 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | -2,516 | -578.68 |
| 25/02/2013 | HSBC Custody Nominees (Australia) Limited. | 2,516 | 578.68 |
| 26/02/2013 | HSBC Custody Nominees (Australia) Limited. | 37,989 | 7,977.69 |
| 18/07/2013 | HSBC Custody Nominees (Australia) Limited. | -16,207 | -2,755.19 |
| 18/07/2013 | HSBC Custody Nominees (Australia) Limited. | -33,514 | -5,697.38 |
| 18/07/2013 | HSBC Custody Nominees (Australia) Limited. | -16,207 | -2,755.19 |
| 18/07/2013 | HSBC Custody Nominees (Australia) Limited. | 16,207 | 2,755.19 |
| 18/07/2013 | HSBC Custody Nominees (Australia) Limited. | -33,514 | -5,697.38 |
| 18/07/2013 | HSBC Custody Nominees (Australia) Limited. | 33,514 | 5,697.38 |
| 12/08/2013 | HSBC Custody Nominees (Australia) Limited. | 250,000 | 40,000.00 |
| 20/08/2013 | HSBC Custody Nominees (Australia) Limited. | 125,000 | 20,000.00 |
| 21/08/2013 | HSBC Custody Nominees (Australia) Limited. | 49,850 | 7,477.50 |
| 23/08/2013 | HSBC Custody Nominees (Australia) Limited. | 244,245 | 39,079.20 |
| 26/08/2013 | HSBC Custody Nominees (Australia) Limited. | 1,000,000 | 170,000.00 |
| 24/09/2013 | HSBC Custody Nominees (Australia) Limited. | 18,223 | 2,915.68 |
| 24/09/2013 | HSBC Custody Nominees (Australia) Limited. | 396,456 | 63,432.96 |
| Total | 1,910,688 | 306,804.06 | |
| Westpac Financial Services Group Limited | |||
| Total : | 1,910,688 | 306,804.06 |
{00005156.DOCX}Page 14
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure ‘A’ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC– 24/09/2013
| Westpac Banking Corporation | Australia | RAMS Financial Group Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | RMS Warehouse Trust 2007-1 | Australia |
| 1925 (Industrial) Pty Limited | Australia | Sallmoor Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Securitor Financial Group Limited | Australia |
| A.G.C. (Pacific) Limited | Papua New | ||
| Guinea | Seed Pool Trust No. 2 | Australia | |
| Advance Asset Management Limited | Australia | Series 2007-1G WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2008-1M WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2009-1 WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2011-1 WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2011-2 WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2011-3 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2012-1 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Series 2013-1 WST Trust | Australia |
| Asgard Wealth Solutions Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Australian Loan Processing Security Company Pty | |||
| Limited | Australia | St.George Business Finance Pty Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Custodial Pty Limited | Australia |
| Belliston Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Finance Limited | Australia |
| BLE Capital Limited | Australia | St.George Life Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Australia Pty Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Financial Group (NZ) Limited | New Zealand | Tavarua Funding Trust III | USA |
| BT Financial Group Pty Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Funds Management (NZ) Limited | New Zealand | Teuton Pty Limited | Australia |
| BT Funds Management Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Funds Management No.2 Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Investment Management (Institutional) Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Investment Management (Fund Services) Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Investment Management Limited | Australia | W1 Investments Pty Limited | Australia |
| BT Life Limited | Australia | Waratah Receivables Corp Pty Limited | Australia |
| BT Long Term Income Fund | Australia | Waratah Securities Australia Limited | Australia |
| BT Portfolio Services Limited | Australia | Westpac Global Capital Markets Pty Limited | Australia |
| BT Private Nominees Pty Limited (formerly known as | Australia | ||
| BT Investment Management No.2 Limited) | Westpac (NZ) Investments Limited | New Zealand | |
| BT Securities Limited | Australia | Westpac Administration Pty Limited | Australia |
{00005156.DOCX}Page 15
| BT Short Term Income Fund | Australia | Westpac Altitude Rewards Trust | Australia |
|---|---|---|---|
| BTIM UK Limited | UK | Westpac Americas Inc. | USA |
| Castlereagh Trust | Australia | Westpac Asian Lending Pty Limited | Australia |
| CBA Limited | Australia | Westpac Bank of Tonga | Tonga |
| Challenge Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Codrington S.a.r.l. | Luxembourg | Westpac Bank-PNG-Limited | Guinea |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Holdings Inc. | USA |
| Crusade CP Management Pty Limited | Australia | Westpac Capital Markets Holding Corp. | USA |
| Crusade CP No.1 Pty Limited | Australia | Westpac Capital Markets LLC | USA |
| Crusade CP Trust No. 41 | Australia | Westpac Capital Trust III | USA |
| Crusade CP Trust No. 44 | Australia | Westpac Capital Trust IV | USA |
| Crusade CP Trust No. 48 | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Trust No. 49 | Australia | Westpac Cash PIE Fund | Australia |
| Crusade CP Trust No. 50 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 52 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Covered Bond Trust New | Australia |
| Crusade CP Trust No. 54 | Australia | Westpac Custodian Nominees Limited | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 57 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade CP Trust No. 58 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Europe Limited | UK |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Global Trust 2 of 2004 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Management Limited | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Trust 1A of 2005 | Australia | Westpac Financial Services Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Funding Holdings Pty Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac General Insurance Limited | Australia |
| FAI Trust No 2 | Australia | Westpac General Insurance Services Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| General Credit Holdings Pty Limited | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Halcyon Securities Limited | Australia | Westpac Investment Capital Corporation | USA |
| Hastings Advisers LLC | USA | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Funds Management Asia Pty. Limited | Singapore | Westpac Investments U.K. Limited | UK |
{00005156.DOCX}Page 16
| Hastings Funds Management (UK) Limited | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
|---|---|---|---|
| Hastings Funds Management (USA) Inc. | USA | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Life Insurance Services Limited | Australia |
| Hastings Group Pty Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
| Hastings Infrastructure 1 Limited | UK | Westpac New Zealand Group Limited | New Zealand |
| Hastings Infrastructure 2 Limited | UK | Westpac New Zealand Limited | New Zealand |
| Hastings Investment Capital LP | USA | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Investments GP LLC | USA | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Investment Management Pty Ltd (formerly Hastings Private Equity Fund IIB Pty Limited) |
Australia | ||
| Westpac NZ Covered Bond Limited | New Zealand | ||
| Hastings Management Pty Limited | Australia | Westpac NZ Leasing Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Securitisation Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Infrastructure GP LLP | UK | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac Overseas Holdings Pty Limited | Australia |
| J O Hambro Capital Management Limited | UK | Westpac Pacific Limited Partnership | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Private Equity Pty Limited | Australia |
| JOHCM (USA) General Partner Inc | USA | Westpac Properties Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac RE Limited | Australia |
| JOHCMG Share Trustee Limited | UK | Westpac Securities Administration Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Securities Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Securities NZ Limited | New Zealand |
| Mortgage Management Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Nationwide Management Pty Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Net Nominees Limited | Australia | Westpac Singapore Limited | Singapore |
| Number 120 Limited1 | New Zealand | Westpac Structured Products Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Packaging Properties 1 Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Packaging Properties 2 Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Packaging Properties 3 Pty Limited | Australia | Westpac TPS Trust | Australia |
| Partnership Pacific Pty Limited | Australia | Westpac Unit Trust | Australia |
| Partnership Pacific Securities Pty Limited | Australia | Westpac USA Inc. | USA |
| Pashley Investments Pty Limited | Australia |
Note: Westpac retains 63% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (63%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
{00005156.DOCX}Page 17
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