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ASPEN GROUP Major Shareholding Notification 2012

Aug 2, 2012

64404_rns_2012-08-02_1eb0b79c-8583-4646-9045-69c988de919f.pdf

Major Shareholding Notification

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Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme

ASPEN GROUP LIMITED

ACN/ARSN

ABN 50 004 160 927

1. Details of substantial holder(1)

Name

WESTPAC BANKING CORPORATION (WBC) and its associated companies listed in Annexure „A‟

ACN/ARSN (if applicable)

ABN 33 007 457 141

There was a change in the interests of the substantial holder on

1/08/2012

The previous notice was given to the company on 23/01/2012 The previous notice was dated 19/01/2012

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:

Class of securities (4) Previous Notice Previous Notice Present Notice Present Notice
Person‟s votes VotingPower Person‟s votes VotingPower(5)
ORDINARY
SHARES		 29,655,791 5.02% 37,826,774 6.34%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed		 Nature of
change (6)		 Consideration
given in
relation to
change(7)		 Class and
number of
securities
affected		 Person‟s
votes
affected
1/08/2012 WBC & its Associates
Westpac Financial Services
Group Limited (WFSG),
Asgard Capital Management
Limited, BT Funds
Management Limited,
Westpac Financial Services
Group Limited, Advance
Asset Management Limited,
BT Investment Management		 See
Schedule		 See
Schedule		 See
Schedule		 See
Schedule

Page 1

(RE) Limited

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest		 Registered holder
of securities		 Nature of relevant interest (6) Number of securities
Advance Asset
Management
Limited		 HSBC
Custody
Nominees
(Australia)
Limited.		 Advance Asset Management Ltd is the RE
of various unit trusts and, in that capacity,
can exercise the power to vote or dispose
of the shares.		 2,508,223
Asgard Capital
Management
Limited		 ASGARD
Capital
Management
Limited		 Asgard Capital Management Limited ABN
92 009 279 592 AFSL 240695 RSE
Licence L0001946 is the trustee,
administrator and custodian of all Asgard
superannuation entities, the (Hillross)
PortfolioCare Retirement Plan and the
BEACON Superannuation Plan. In those
capacities, Asgard has the power to
exercise the right to vote attached to, and
to dispose of, the securities held by these
entities.		 768,596
BT Funds
Management
Limited		 BT Portfolio
Services
Limited		 BT Funds Management Limited is the
manager of various superannuation funds,
institutional investor portfolios and unit
trusts and, in that capacity, can exercise
thepower to vote or dispose of the shares.		 1,146,460
BT Investment
Management (RE)
Limited		 Citicorp
Nominees Pty
Limited
HSBC
Custody
Nominees
(Australia)
Limited.		 BT Investment Management (RE) Limited
is the RE and fund manager of various
superannuation funds, institutional investor
portfolios and unit trusts and, in that
capacity, can exercise the power to vote or
dispose of the shares.		 31,454,937
Westpac Financial
Services Group
Limited		 HSBC
Custody
Nominees
(Australia)
Limited.		 Westpac Financial Services Group Limited
Registered Holder of Securities.
ABN: 50 000 326 312		 1,948,558

5. Changes in association

The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses ofpersons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac Financial Services GroupLimited Level 20,Westpac Place,275 Kent St,Sydney

Page 2

(WFSG) NSW 2000 Asgard Capital Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 BT Funds Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Westpac Financial Services Group Limited Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Advance Asset Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 BT Investment Management (RE) Limited Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 ASPEN GROUP LIMITED Aspen Group Level 8, Septimus Roe Square 256 Adelaide Terrace PERTH WA 6000 Tel: +61 08 9220 8400 Fax: +61 08 9220 8401 Signature print name Tim Hartin capacity Company Secretary sign here date 3/8/2012

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Law.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person‟s votes divided by the total votes in the body corporate scheme multiplied by 100.

  • (6) Include details of:

  • (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.

  • (9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.

Page 3

SCHEDULE

TRANSACTION HISTORY

Sales & Purchases for the period : 20/01/2012 to 1/08/2012 SECURITY: APZ

Advance Asset Management Limited

Date Registered Company Quantity Value
22/02/2012 HSBC Custody Nominees (Australia) Limited. 572 291.72
27/02/2012 HSBC Custody Nominees (Australia) Limited. -20,075 -9,836.75
2/03/2012 HSBC Custody Nominees (Australia) Limited. -26,731 -13,098.19
2/03/2012 HSBC Custody Nominees (Australia) Limited. -26,731 -13,098.19
2/03/2012 HSBC Custody Nominees (Australia) Limited. 26,731 13,098.19
14/03/2012 HSBC Custody Nominees (Australia) Limited. -22,694 -10,666.18
16/03/2012 HSBC Custody Nominees (Australia) Limited. -31,564 -14,835.08
22/03/2012 HSBC Custody Nominees (Australia) Limited. -48,612 -23,333.76
23/03/2012 HSBC Custody Nominees (Australia) Limited. -38,906 -18,674.88
18/04/2012 HSBC Custody Nominees (Australia) Limited. -28,585 -14,006.65
24/04/2012 HSBC Custody Nominees (Australia) Limited. -33,644 -15,812.68
27/04/2012 HSBC Custody Nominees (Australia) Limited. 880 422.40
30/04/2012 HSBC Custody Nominees (Australia) Limited. 1,226 588.48
Total -248,133 -118,961.57
Advance Asset Management Limited Total : -248,133 -118,961.57

BT Funds Management Limited

Date Registered Company Quantity Value
20/01/2012 BT Portfolio Services Limited 13,714 6,308.44
20/01/2012 BT Portfolio Services Limited -5,000 -2,300.00
20/01/2012 BT Portfolio Services Limited -5,000 -2,300.00
20/01/2012 BT Portfolio Services Limited -3,000 -1,380.00
20/01/2012 BT Portfolio Services Limited -714 -328.44
8/02/2012 BT Portfolio Services Limited 2,100 1,002.33
8/02/2012 BT Portfolio Services Limited 2,100 1,002.33
23/02/2012 BT Portfolio Services Limited 7,000 3,571.40
27/02/2012 BT Portfolio Services Limited 21,714 10,748.43
27/02/2012 BT Portfolio Services Limited -2,714 -1,343.43
27/02/2012 BT Portfolio Services Limited -19,000 -9,405.00
6/03/2012 BT Portfolio Services Limited 13,000 6,211.40
6/03/2012 BT Portfolio Services Limited 4,250 2,034.05
8/03/2012 BT Portfolio Services Limited 21,000 9,905.70
9/03/2012 BT Portfolio Services Limited 4,330 2,093.12
13/03/2012 BT Portfolio Services Limited 20,600 9,719.08
13/03/2012 BT Portfolio Services Limited 25,500 12,020.70
14/03/2012 BT Portfolio Services Limited 2,900 1,363.00
15/03/2012 BT Portfolio Services Limited 20,610 10,094.78
16/03/2012 BT Portfolio Services Limited 25,000 12,032.50
19/03/2012 BT Portfolio Services Limited -15,214 -7,266.21
20/03/2012 BT Portfolio Services Limited -11,600 -5,532.04
23/04/2012 BT Portfolio Services Limited -7,828 -3,760.57

Page 4

26/04/2012 BT Portfolio Services Limited 9,000 4,311.00
27/04/2012 BT Portfolio Services Limited 9,279 4,407.53
27/04/2012 BT Portfolio Services Limited -2,439 -1,158.53
27/04/2012 BT Portfolio Services Limited -4,419 -2,099.03
27/04/2012 BT Portfolio Services Limited -2,000 -950.00
27/04/2012 BT Portfolio Services Limited -421 -199.98
3/05/2012 BT Portfolio Services Limited -14,605 -6,932.99
4/05/2012 BT Portfolio Services Limited 7,122 3,454.88
7/05/2012 BT Portfolio Services Limited 2,878 1,381.44
8/05/2012 BT Portfolio Services Limited -6,857 -3,220.73
9/05/2012 BT Portfolio Services Limited -5,000 -2,338.50
10/05/2012 BT Portfolio Services Limited 34,250 16,097.50
10/05/2012 BT Portfolio Services Limited -6,198 -2,913.06
10/05/2012 BT Portfolio Services Limited -5,850 -2,749.50
10/05/2012 BT Portfolio Services Limited -20,500 -9,635.00
10/05/2012 BT Portfolio Services Limited -1,702 -799.94
21/05/2012 BT Portfolio Services Limited 4,500 2,061.45
24/05/2012 BT Portfolio Services Limited -1,029 -426.73
29/05/2012 BT Portfolio Services Limited -7,000 -3,078.60
4/06/2012 BT Portfolio Services Limited 13,000 5,756.40
18/06/2012 BT Portfolio Services Limited 20,000 8,736.00
20/06/2012 BT Portfolio Services Limited 8,300 3,605.52
20/06/2012 BT Portfolio Services Limited 8,000 3,476.00
2/07/2012 BT Portfolio Services Limited 13,000 5,041.40
2/07/2012 BT Portfolio Services Limited 14,000 5,426.40
3/07/2012 BT Portfolio Services Limited 10,500 4,079.25
25/07/2012 BT Portfolio Services Limited 14,857 6,314.23
25/07/2012 BT Portfolio Services Limited -14,857 -6,314.23
31/07/2012 BT Portfolio Services Limited 15,000 5,586.00
Total 204,557 91,409.76
BT Funds Management Limited Total : 204,557 91,409.76
BT Investment Management (RE) Limited
Date Registered Company Quantity Value
20/01/2012 Citicorp Nominees Pty Limited 31 13.95
25/01/2012 Citicorp Nominees Pty Limited 1,945 894.70
16/02/2012 Citicorp Nominees Pty Limited 51,371 21,575.82
28/03/2012 Citicorp Nominees Pty Limited 93,227 45,681.23
30/03/2012 Citicorp Nominees Pty Limited 29 13.92
3/04/2012 Citicorp Nominees Pty Limited 4,925 2,364.00
12/04/2012 Citicorp Nominees Pty Limited 26,435 12,688.80
13/04/2012 Citicorp Nominees Pty Limited 465 223.20
16/04/2012 Citicorp Nominees Pty Limited 17,782 8,535.36
17/04/2012 Citicorp Nominees Pty Limited 38,278 18,373.44
21/05/2012 Citicorp Nominees Pty Limited 57,167 26,868.49
31/07/2012 Citicorp Nominees Pty Limited 341,992 126,537.04
Total 633,647 263,769.95
Date Registered Company Quantity Value
20/01/2012 HSBC Custody Nominees (Australia) Limited. 464 208.80
20/01/2012 HSBC Custody Nominees (Australia) Limited. 130 58.50
25/01/2012 HSBC Custody Nominees (Australia) Limited. 29,561 13,598.06

Page 5

25/01/2012 HSBC Custody Nominees (Australia) Limited. 8,275 3,806.50
30/01/2012 HSBC Custody Nominees (Australia) Limited. 16,802 7,728.92
31/01/2012 HSBC Custody Nominees (Australia) Limited. 27,247 12,533.62
2/02/2012 HSBC Custody Nominees (Australia) Limited. 8,983 4,132.18
16/02/2012 HSBC Custody Nominees (Australia) Limited. 23,471 9,857.82
16/02/2012 HSBC Custody Nominees (Australia) Limited. 144,621 60,740.82
29/02/2012 HSBC Custody Nominees (Australia) Limited. 377,750 185,097.50
1/03/2012 HSBC Custody Nominees (Australia) Limited. 27,848 13,645.52
2/03/2012 HSBC Custody Nominees (Australia) Limited. 25,667 12,576.83
5/03/2012 HSBC Custody Nominees (Australia) Limited. 47,546 23,297.54
6/03/2012 HSBC Custody Nominees (Australia) Limited. 276,689 132,810.72
21/03/2012 HSBC Custody Nominees (Australia) Limited. 116,330 57,001.70
22/03/2012 HSBC Custody Nominees (Australia) Limited. 68,174 33,405.26
23/03/2012 HSBC Custody Nominees (Australia) Limited. 84,089 41,203.61
28/03/2012 HSBC Custody Nominees (Australia) Limited. 31,026 15,202.74
28/03/2012 HSBC Custody Nominees (Australia) Limited. 229,959 112,679.91
30/03/2012 HSBC Custody Nominees (Australia) Limited. 157 75.36
30/03/2012 HSBC Custody Nominees (Australia) Limited. 79 37.92
3/04/2012 HSBC Custody Nominees (Australia) Limited. 13,999 6,719.52
3/04/2012 HSBC Custody Nominees (Australia) Limited. 12,839 6,162.72
12/04/2012 HSBC Custody Nominees (Australia) Limited. 75,144 36,069.12
12/04/2012 HSBC Custody Nominees (Australia) Limited. 68,913 33,078.24
16/04/2012 HSBC Custody Nominees (Australia) Limited. 50,547 24,262.56
16/04/2012 HSBC Custody Nominees (Australia) Limited. 46,356 22,250.88
17/04/2012 HSBC Custody Nominees (Australia) Limited. 344,037 165,137.76
17/04/2012 HSBC Custody Nominees (Australia) Limited. 114,067 54,752.16
3/05/2012 HSBC Custody Nominees (Australia) Limited. -22,070 -10,593.60
21/05/2012 HSBC Custody Nominees (Australia) Limited. 98,000 46,060.00
21/05/2012 HSBC Custody Nominees (Australia) Limited. 158,131 74,321.57
21/05/2012 HSBC Custody Nominees (Australia) Limited. 263,692 123,935.24
6/06/2012 HSBC Custody Nominees (Australia) Limited. -17,500 -7,700.00
12/06/2012 HSBC Custody Nominees (Australia) Limited. -64,517 -28,387.48
20/06/2012 HSBC Custody Nominees (Australia) Limited. -38,566 -16,583.38
26/06/2012 HSBC Custody Nominees (Australia) Limited. 200,000 82,000.00
27/06/2012 HSBC Custody Nominees (Australia) Limited. 100,000 38,000.00
20/07/2012 HSBC Custody Nominees (Australia) Limited. -75,000 -30,750.00
20/07/2012 HSBC Custody Nominees (Australia) Limited. -25,000 -10,250.00
23/07/2012 HSBC Custody Nominees (Australia) Limited. -153,366 -64,413.72
24/07/2012 HSBC Custody Nominees (Australia) Limited. -96,634 -40,586.28
31/07/2012 HSBC Custody Nominees (Australia) Limited. 23,250 8,370.00
31/07/2012 HSBC Custody Nominees (Australia) Limited. 1,784,911 660,417.07
31/07/2012 HSBC Custody Nominees (Australia) Limited. 1,131,631 418,703.47
1/08/2012 HSBC Custody Nominees (Australia) Limited. 776,750 271,862.50
Total 6,314,482 2,602,538.18
BT Investment Management (RE) Limited Total
: 6,948,129 2,866,308.13
Westpac Financial Services Group Limited
Date Registered Company Quantity Value
20/01/2012 HSBC Custody Nominees (Australia) Limited. 192 86.40
25/01/2012 HSBC Custody Nominees (Australia) Limited. 12,230 5,625.80
27/01/2012 HSBC Custody Nominees (Australia) Limited. 43,570 20,042.20

Page 6

30/01/2012 HSBC Custody Nominees (Australia) Limited. 94,185 43,325.10
31/01/2012 HSBC Custody Nominees (Australia) Limited. 97,285 44,751.10
2/02/2012 HSBC Custody Nominees (Australia) Limited. 21,017 9,667.82
16/02/2012 HSBC Custody Nominees (Australia) Limited. 6,868 2,884.56
28/03/2012 HSBC Custody Nominees (Australia) Limited. 151,496 74,233.04
30/03/2012 HSBC Custody Nominees (Australia) Limited. 45 21.60
3/04/2012 HSBC Custody Nominees (Australia) Limited. 7,872 3,778.56
12/04/2012 HSBC Custody Nominees (Australia) Limited. 42,255 20,282.40
13/04/2012 HSBC Custody Nominees (Australia) Limited. 5,835 2,800.80
16/04/2012 HSBC Custody Nominees (Australia) Limited. 28,424 13,643.52
17/04/2012 HSBC Custody Nominees (Australia) Limited. 53,618 25,736.64
9/05/2012 HSBC Custody Nominees (Australia) Limited. -14,501 -6,815.47
21/05/2012 HSBC Custody Nominees (Australia) Limited. 25,911 12,178.17
4/06/2012 HSBC Custody Nominees (Australia) Limited. -6,512 -2,865.28
5/06/2012 HSBC Custody Nominees (Australia) Limited. -10,000 -4,400.00
14/06/2012 HSBC Custody Nominees (Australia) Limited. -7,225 -3,106.75
20/07/2012 HSBC Custody Nominees (Australia) Limited. -21,567 -8,842.47
31/07/2012 HSBC Custody Nominees (Australia) Limited. 532,317 196,957.29
Total 1,063,315 449,985.03
Westpac Financial Services Group Limited
Total : 1,063,315 449,985.03

Page 7

ANNEXURE A – ASSOCIATED COMPANIES

This is annexure „A‟ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac and its associated entities

Tim Hartin – Company Secretary WBC– 1/08/2012

Westpac Banking Corporation Australia Phoenix Trust Australia
1925 (Commercial) Pty Limited Australia Qvalent Pty Limited Australia
1925 (Industrial) Pty Limited Australia RAMS Financial Group Pty Limited Australia
1925 Advances Pty Limited Australia RMS Warehouse Trust 2007-1 Australia
Papua New
A.G.C. (Pacific) Limited Guinea Sallmoor Pty Limited Australia
Advance Asset Management Limited Australia Securitor Financial Group Limited Australia
Altitude Administration Pty Limited Australia Series 2005-1G WST Trust Australia
Altitude Rewards Pty Limited Australia Series 2007-1G WST Trust Australia
Aotearoa Financial Services Limited New Zealand Series 2008-1M WST Trust Australia
Ascalon Capital Managers Limited Australia Series 2009-1 WST Trust Australia
Ascalon Capital Managers (Asia) Limited Hong Kong Series 2011-1 WST Trust Australia
Ascalon Funds Seed Pool Trust Australia Series 2011-2 WST Trust Australia
Seed Pool Trust No. 2 Australia Series 2011-3 WST Trust Australia
Asgard Capital Management Limited Australia Series 2012-1 WST Trust Australia
Asgard Wealth Solutions Limited Australia Sixty Martin Place (Holdings) Pty Limited Australia
Athena Finance Pty Limited Australia Southern Cross Inc. USA
Australian Infrastructure Fund International 1 Pty
Limited Australia St.George Business Finance Pty Limited Australia
Australian Loan Processing Security Company Pty
Limited Australia St.George Custodial Pty Limited Australia
Australian Loan Processing Security Trust Australia St.George Equity Finance Limited Australia
Belliston Pty Limited Australia St.George Finance Holdings Limited Australia
Bill Acceptance Corporation Limited Australia St.George Finance Limited Australia
BLE Capital Investments Pty Limited Australia St.George Group Holdings Pty Limited Australia
BLE Capital Limited Australia St.George Insurance Australia Pty Limited Australia
BLE Development Pty Limited Australia St.George Life Limited Australia
BLE Holdings Pty Limited Australia St.George Motor Finance Limited Australia
BT (Queensland) Pty Limited Australia St.George New Zealand Limited New Zealand
BT Australia Pty Limited Australia St.George Procurement Management Pty Limited Australia
BT Financial Group (NZ) Limited New Zealand St.George Security Holdings Pty Limited Australia
BT Financial Group Pty Limited Australia Sydney Capital Corp Inc USA
BT Funds Management (NZ) Limited New Zealand Tasman LLC USA
BT Funds Management Limited Australia Tavarua Funding Trust III USA
BT Funds Management No.2 Limited Australia Tavarua Funding Trust IV USA
BTIM UK Limited UK Teuton Pty Limited Australia
BT Investment Management (RE) Limited Australia The Home Mortgage Company Limited New Zealand
BT Investment Management Limited Australia The Mortgage Company Pty Limited Australia
BT Private Nominees Pty Limited Australia The Warehouse Financial Services Limited New Zealand
BT Life Limited Australia TIF International 1 Pty Limited Australia
BT Short Term Income Fund Australia Value Nominees Pty Limited Australia

Page 8

BT Long Term Income Fund Australia W1 Investments Pty Limited Australia BT Portfolio Services Limited Australia Waratah Receivables Corp Pty Limited Australia BT Securities Limited Australia Waratah Securities Australia Limited Australia Castlereagh Trust Australia Westpac (NZ) Investments Limited New Zealand CBA Limited Australia Westpac Administration Pty Limited Australia Challenge Finance Pty Limited Australia Westpac Altitude Rewards Trust Australia Challenge Limited Australia Westpac Americas Inc. USA Codrington S.a.r.l. Luxembourg Westpac Asian Lending Pty Limited Australia Crusade ABS Series 2008-2 Australia Westpac Bank of Tonga Tonga Crusade CP Management Pty Limited Australia Westpac Bank Samoa Limited Samoa Papua New Crusade CP No.1 Pty Limited Australia Westpac Bank-PNG-Limited Guinea Crusade CP Trust No. 41 Australia Westpac Capital Corporation USA Crusade CP Trust No. 44 Australia Westpac Capital Holdings Inc. USA Crusade CP Trust No. 48 Australia Westpac Capital Markets Holdings Corp. USA Crusade CP Trust No. 49 Australia Westpac Capital Markets LLC USA Crusade CP Trust No. 50 Australia Westpac Capital Trust III USA Crusade CP Trust No. 52 Australia Westpac Capital Trust IV USA Crusade CP Trust No. 53 Australia Westpac Capital-NZ-Limited New Zealand Crusade CP Trust No. 54 Australia Westpac Cook Cove Trust I Australia Crusade CP Trust No. 55 Australia Westpac Cook Cove Trust II Australia Crusade CP Trust No. 56 Australia Westpac Covered Bond Trust Australia Crusade CP Trust No. 57 Australia Westpac Custodian Nominees Limited Australia Crusade CP Trust No. 58 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 60 Australia Westpac Delta LLC USA Crusade Euro Trust 1E of 2004 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade Euro Trust 1E of 2006 Australia Westpac Equipment Finance (No.1) Pty Limited Australia Crusade Euro Trust 1E of 2007 Australia Westpac Equipment Finance Limited Australia Crusade Global Trust 1 of 2004 Australia Westpac Equity Holdings Pty Limited Australia Crusade Global Trust 1 of 2005 Australia Westpac Equity Investments NZ Limited New Zealand Crusade Global Trust 1 of 2006 Australia Westpac Equity Pty Limited Australia Crusade Global Trust 1 of 2007 Australia Westpac Europe Limited UK Crusade Global Trust 2 of 2004 Australia Westpac Finance (HK) Limited Hong Kong Crusade Global Trust 2 of 2005 Australia Westpac Financial Consultants Limited Australia Crusade Global Trust 2 of 2006 Australia Westpac Financial Holdings Pty Limited Australia Crusade Management Limited Australia Westpac Financial Services Group Limited Australia Crusade Trust 1A of 2005 Australia Westpac Financial Services Group-NZ-Limited New Zealand Crusade Trust 2P of 2008 Australia Westpac Financial Services Limited Australia Danaby Pty Limited Australia Westpac Funding Holdings Pty Limited Australia eQR Securities Pty. Limited Australia Westpac Funds Financing Holdco Pty Limited Australia FAI No. 2 Trust Australia Westpac Funds Financing Pty Limited Australia G.C.L. Investments Pty Limited Australia Westpac General Insurance Limited Australia Gemini Trust Australia Westpac General Insurance Services Limited Australia General Credit Holdings Pty Limited Australia Westpac Group Investment-NZ-Limited New Zealand General Credits Pty Limited Australia Westpac Group Investments Australia Pty Limited Australia Halcyon Securities Limited Australia Westpac Holdings-NZ-Limited New Zealand Hastings Advisers LLC USA Westpac Investment Capital Corporation USA

Page 9

Hastings Forestry Investments Limited New Zealand Westpac Investment Vehicle No.2 Pty Limited Australia
Hastings Forests Australia Pty Limited Australia Westpac Investment Vehicle No.3 Pty Limited Australia
Hastings Funds Management (UK) Limited UK Westpac Investment Vehicle Pty Limited Australia
Hastings Funds Management (USA) Inc. USA Westpac Investments U.K. Limited UK
Hastings Funds Management Limited Australia Westpac Leasing Nominees-Vic.-Pty Limited Australia
Hastings Group Pty Limited Australia Westpac Lenders Mortgage Insurance Limited Australia
Hastings Investment Capital LP USA Westpac Life Insurance Services Limited Australia
Hastings Investment LLC USA Westpac Life-NZ-Limited New Zealand
Hastings Management Pty Limited Australia Westpac Matching Gifts Limited Australia
Hastings Private Equity Fund IIA Pty Limited Australia Westpac New Zealand Group Limited New Zealand
Hastings Investment Management Pty Limited Australia Westpac New Zealand Limited New Zealand
Hickory Trust Australia Westpac Nominees-NZ-Limited New Zealand
Hitton Pty Limited Australia Westpac NZ Covered Bond Holdings Limited New Zealand
HLT Custodian Trust New Zealand Westpac NZ Covered Bond Limited New Zealand
Infrastructure Australia (No.3) Limited Australia Westpac NZ Leasing Limited New Zealand
Infrastructure Australia (No.4) Limited Australia Westpac NZ Operations Limited New Zealand
J O H C M GmbH UK Westpac NZ Securitisation Holdings Limited New Zealand
J O Hambro Capital Management Holdings Limited UK Westpac NZ Securitisation Limited New Zealand
JO Hambro Capital Limited UK Westpac Overseas Holdings No. 2 Pty Limited Australia
JO Hambro Unit Trust Managers Ltd UK Westpac Overseas Holdings Pty Limited Australia
J O Hambro Capital Management Limited UK Westpac Pacific Limited Partnership Australia
JOHCM (Singapore ) Pte Limited Singapore Westpac Private Equity Pty Limited Australia
JOHCM (USA) General Partner Inc USA Westpac Properties Limited Australia
JOHCMG Share Trustee Limited UK Westpac RE Limited Australia
Cayman
Silver Metis Investment Management Ltd Islands Westpac Securities Administration Limited Australia
Magnitude Group Pty Limited Australia Westpac Securities Inc. USA
MIF Custodian Trust New Zealand Westpac Securities Limited Australia
Mortgage Management Limited Australia Westpac Securities NZ Limited New Zealand
Nationwide Management Pty Limited Australia Westpac Securitisation Holdings Pty Limited Australia
Net Nominees Limited Australia Westpac Securitisation Management Pty Limited Australia
Number 120 Limited1 New Zealand Westpac Singapore Limited Singapore
Oniston Pty Limited Australia Westpac Structured Products Limited Australia
Orion Trust Australia Westpac Superannuation Nominees-NZ-Limited New Zealand
Packaging Properties 1 Pty Limited Australia Westpac Syndications Management Pty Limited Australia
Packaging Properties 2 Pty Limited Australia Westpac Term PIE Fund New Zealand
Packaging Properties 3 Pty Limited Australia Westpac TPS Trust Australia
Partnership Pacific Limited Australia Westpac Unit Trust Australia
Partnership Pacific Securities Limited Australia Westpac USA Inc. USA
Pashley Investments Pty Limited Australia WFAL No.1 Loan Trust Hong Kong

Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code „BTT‟

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