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ASPEN GROUP — Major Shareholding Notification 2012
Oct 29, 2012
64404_rns_2012-10-29_51d566d7-53d2-4b5d-949d-6a9b3b8a5333.pdf
Major Shareholding Notification
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30 October 2012
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam,
Notice of change of interests of substantial holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of Aspen Group.
A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).
Yours faithfully,
Chris Millard Company Secretary
{00003003.DOC}BT Investment Management Limited ABN 28 126 385 822
www.btim.com.au
GPO Box 7072 Sydney NSW 2001 Australia
The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999
BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence
Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ASPEN GROUP
ACN/ARSN
ABN 50 004 160 927
1. Details of substantial holder(1)
Name
BT INVESTMENT MANAGEMENT LIMITED (BTT)
ACN/ARSN (if applicable) ABN 28 126 385 822
There was a change in the interests of the substantial holder on
substantial holder on 26/10/2012 The previous notice was given to the company on 12/10/2012 The previous notice was dated 10/10/2012
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Class of securities (4) | Previous Notice | Previous Notice | Previous Notice | Present Notice | Present Notice | Present Notice | Present Notice | Present Notice |
|---|---|---|---|---|---|---|---|---|---|
| Person’s votes | VotingPower | Person’s votes | VotingPower(5) | ||||||
| ORDINARY SHARES |
95,870,484 | 10.47% | 95,978,770 | 8.04% | |||||
| 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: |
|||||||||
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
||||
| 26/10/2012 | WBC & its Associates Westpac Financial Services Group Limited (WFSG), Advance Asset Management Limited, Asgard Capital Management Limited, BT Funds Management Limited, Westpac Financial Services Group Limited, BT Investment Management (RE) Limited |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
{00003002.DOCX}Page 1
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Nature of relevant interest (6) | Number of securities |
|---|---|---|---|
| Advance Asset Management Limited |
HSBC Custody Nominees (Australia) Limited. |
Advance Asset Management Ltd is the RE of various unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
308,692 |
| Asgard Capital Management Limited |
ASGARD Capital Management Limited |
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 RSE Licence L0001946 is the trustee, administrator and custodian of all Asgard superannuation entities, the (Hillross) PortfolioCare Retirement Plan and the BEACON Superannuation Plan. In those capacities, Asgard has the power to exercise the right to vote attached to, and to dispose of, the securities held by these entities. |
1,267,055 |
| BT Funds Management Limited |
BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise thepower to vote or dispose of the shares. |
1,683,473 |
| BT Investment Management (RE) Limited |
Citicorp Nominees Pty Limited HSBC Custody Nominees (Australia) Limited. |
BT Investment Management (RE) Limited is the RE and fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
85,966,722 |
| Westpac Financial Services Group Limited |
HSBC Custody Nominees (Australia) Limited. |
Westpac Financial Services Group Limited Registered Holder of Securities. ABN: 50 000 326 312 |
6,752,828 |
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows: Name
| The addresses ofpersons named in this form are as follows: | |
|---|---|
| Name | Address |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Westpac Financial Services Group Limited (WFSG) |
Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
{00003002.DOCX}Page 2
| Advance Asset Management Limited | Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|---|---|---|
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| Westpac Financial Services Group Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Investment Management (RE) Limited | Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW 2000 |
|
| ASPEN GROUP LIMITED | Aspen Group (APZ) Level 3 Newspaper House 129 St George’s Terrace PERTH WA 6000 Tel: +61 08 9220 8400 Fax: +61 08 9220 8401 |
|
| Signature print name sign here |
Chris Millard capacityCompanySecretary |
|
| date 30/10/2012 |
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of the form.
-
(2) See the definition of “associate” in section 9 of the Corporations Law.
-
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
-
(6) Include details of:
-
(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
-
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.
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SCHEDULE
TRANSACTION HISTORY
Sales & Purchases for the period : 11/10/2012 to 26/10/2012 SECURITY: APZ
| Advance Asset Management Limited | Advance Asset Management Limited | ||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 23/10/2012 | HSBC Custody Nominees (Australia) Limited. | 1,151 | 195.67 |
| 23/10/2012 | HSBC Custody Nominees (Australia) Limited. | 639 | 115.02 |
| Total | 1,790 | 310.69 | |
| Advance Asset Management Limited Total : | 1,790 | 310.69 | |
| Asgard Capital Management Limited | |||
| Date | Registered Company | Quantity | Value |
| 25/10/2012 | ASGARD Capital Management Limited | 60,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 5,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 20,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 70,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 50,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 60,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 50,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 30,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 150,455 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 1,000 | .00 |
| 25/10/2012 | ASGARD Capital Management Limited | 60,000 | .00 |
| Total | 556,455 | .00 | |
| Asgard Capital Management Limited Total : | 556,455 | .00 |
BT Funds Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 16/10/2012 | BT Portfolio Services Limited | 22,000 | 3,777.40 |
| 25/10/2012 | BT Portfolio Services Limited | 2,100 | 357.00 |
| 25/10/2012 | BT Portfolio Services Limited | 2,100 | 357.00 |
| 25/10/2012 | BT Portfolio Services Limited | 12,000 | 2,040.00 |
| 25/10/2012 | BT Portfolio Services Limited | 4,100 | 697.00 |
| 25/10/2012 | BT Portfolio Services Limited | 23,000 | 3,910.00 |
| 25/10/2012 | BT Portfolio Services Limited | 27,000 | 4,590.00 |
| 25/10/2012 | BT Portfolio Services Limited | 22,000 | 3,740.00 |
| 25/10/2012 | BT Portfolio Services Limited | 6,000 | 1,020.00 |
| 25/10/2012 | BT Portfolio Services Limited | 10,500 | 1,785.00 |
| 25/10/2012 | BT Portfolio Services Limited | 7,500 | 1,275.00 |
| 25/10/2012 | BT Portfolio Services Limited | 28,000 | 4,760.00 |
| 25/10/2012 | BT Portfolio Services Limited | 4,250 | 722.50 |
| 25/10/2012 | BT Portfolio Services Limited | 8,000 | 1,360.00 |
| 25/10/2012 | BT Portfolio Services Limited | 4,140 | 703.80 |
| 25/10/2012 | BT Portfolio Services Limited | 20,000 | 3,400.00 |
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| 25/10/2012 | BT Portfolio Services Limited | 15,500 | 2,635.00 |
|---|---|---|---|
| 25/10/2012 | BT Portfolio Services Limited | 4,285 | 728.45 |
| 25/10/2012 | BT Portfolio Services Limited | 8,300 | 1,411.00 |
| 25/10/2012 | BT Portfolio Services Limited | 10,000 | 1,700.00 |
| 25/10/2012 | BT Portfolio Services Limited | 9,000 | 1,530.00 |
| 25/10/2012 | BT Portfolio Services Limited | 25,500 | 4,335.00 |
| 25/10/2012 | BT Portfolio Services Limited | 9,279 | 1,577.43 |
| 25/10/2012 | BT Portfolio Services Limited | 23,500 | 3,995.00 |
| 25/10/2012 | BT Portfolio Services Limited | 34,800 | 5,916.00 |
| 25/10/2012 | BT Portfolio Services Limited | 4,500 | 765.00 |
| 25/10/2012 | BT Portfolio Services Limited | 23,000 | 3,910.00 |
| 25/10/2012 | BT Portfolio Services Limited | 20,000 | 3,400.00 |
| 25/10/2012 | BT Portfolio Services Limited | 18,000 | 3,060.00 |
| 25/10/2012 | BT Portfolio Services Limited | 4,250 | 722.50 |
| 25/10/2012 | BT Portfolio Services Limited | 8,200 | 1,394.00 |
| 25/10/2012 | BT Portfolio Services Limited | 10,000 | 1,700.00 |
| 25/10/2012 | BT Portfolio Services Limited | 6,700 | 1,139.00 |
| 25/10/2012 | BT Portfolio Services Limited | 17,000 | 2,890.00 |
| Total | 454,504 | 77,303.08 | |
| BT Funds Management Limited Total : | 454,504 | 77,303.08 | |
| BT Investment Management (RE) Limited | |||
| Date | Registered Company | Quantity | Value |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -226,012 | -36,161.92 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -47,546 | -7,607.36 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -31,026 | -4,964.16 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -27,848 | -4,455.68 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -84,089 | -13,454.24 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -68,174 | -10,907.84 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -25,667 | -4,106.72 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -116,330 | -18,612.80 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -276,689 | -44,270.24 |
| 12/10/2012 | HSBC Custody Nominees (Australia) Limited. | -1,082 | -173.12 |
| - | |||
| Total | -904,463 | 144,714.08 | |
| BT Investment Management (RE) Limited Total | - | ||
| : | -904,463 | 144,714.08 |
{00003002.DOCX}Page 5
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure ‘A’ (being 4 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC– 26/10/2012
| Westpac Banking Corporation | Australia | RMS Warehouse Trust 2007-1 | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Sallmoor Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | Securitor Financial Group Limited | Australia |
| 1925 Advances Pty Limited | Australia | Seed Pool Trust No. 2 | Australia |
| Papua New | |||
| A.G.C. (Pacific) Limited | Guinea | Series 2005-1G WST Trust | Australia |
| Advance Asset Management Limited | Australia | Series 2007-1G WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2008-1M WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2009-1 WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2011-1 WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2011-2 WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2011-3 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2012-1 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Asgard Wealth Solutions Limited | Australia | Southern Cross Inc. | USA |
| Athena Finance Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| Australian Infrastructure Fund International 1 Pty | |||
| Limited | Australia | St.George Custodial Pty Limited | Australia |
| Australian Loan Processing Security Company Pty | |||
| Limited | Australia | St.George Equity Finance Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Finance Holdings Limited | Australia |
| Belliston Pty Limited | Australia | St.George Finance Limited | Australia |
| Bill Acceptance Corporation Limited | Australia | St.George Group Holdings Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Insurance Australia Pty Limited | Australia |
| BLE Capital Limited | Australia | St.George Life Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Australia Pty Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Financial Group (NZ) Limited | New Zealand | Tasman LLC | USA |
| BT Financial Group Pty Limited | Australia | Tavarua Funding Trust III | USA |
| BT Funds Management (NZ) Limited | New Zealand | Tavarua Funding Trust IV | USA |
| BT Funds Management Limited | Australia | Teuton Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Investment Management (RE) Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Investment Management Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Life Limited | Australia | TIF International 1 Pty Limited | Australia |
| BT Long Term Income Fund | Australia | Value Nominees Pty Limited | Australia |
| BT Portfolio Services Limited | Australia | W1 Investments Pty Limited | Australia |
{00003002.DOCX}Page 6
| BT Private Nominees Pty Limited (formerly known as | Waratah Receivables Corp Pty Limited | Australia | |
|---|---|---|---|
| BT Investment Management No.2 Limited) | Australia | ||
| BT Securities Limited | Australia | Waratah Securities Australia Limited | Australia |
| BT Short Term Income Fund | Australia | Westpac (NZ) Investments Limited | New Zealand |
| BTIM UK Limited | UK | Westpac Administration Pty Limited | Australia |
| Castlereagh Trust | Australia | Westpac Altitude Rewards Trust | Australia |
| CBA Limited | Australia | Westpac Americas Inc. | USA |
| Challenge Finance Pty Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| Challenge Limited | Australia | Westpac Bank of Tonga | Tonga |
| Codrington S.a.r.l. | Luxembourg | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Crusade ABS Series 2008-2 | Australia | Westpac Bank-PNG-Limited | Guinea |
| Crusade CP Management Pty Limited | Australia | Westpac Capital Corporation | USA |
| Crusade CP No.1 Pty Limited | Australia | Westpac Capital Holdings Inc. | USA |
| Crusade CP Trust No. 41 | Australia | Westpac Capital Markets Holding Corp. | USA |
| Crusade CP Trust No. 44 | Australia | Westpac Capital Markets LLC | USA |
| Crusade CP Trust No. 48 | Australia | Westpac Capital Trust III | USA |
| Crusade CP Trust No. 49 | Australia | Westpac Capital Trust IV | USA |
| Crusade CP Trust No. 50 | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Trust No. 52 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 54 | Australia | Westpac Covered Bond Trust | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Custodian Nominees Limited | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 58 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade Euro Trust 1E of 2004 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Global Trust 1 of 2004 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Europe Limited | UK |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Global Trust 2 of 2004 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Management Limited | Australia | Westpac Financial Services Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Funding Holdings Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac General Insurance Limited | Australia |
| FAI Trust No 2 | Australia | Westpac General Insurance Services Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| Gemini Trust | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
{00003002.DOCX}Page 7
| General Credits Pty Limited | Australia | Westpac Investment Capital Corporation | USA |
|---|---|---|---|
| Halcyon Securities Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Advisers LLC | USA | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Investments U.K. Limited | UK |
| Hastings Funds Management (UK) Limited | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | USA | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Life Insurance Services Limited | Australia |
| Hastings Group Pty Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
| Hastings Investment Capital LP | USA | Westpac New Zealand Group Limited | New Zealand |
| Hastings Investments GP LLC | USA | Westpac New Zealand Limited | New Zealand |
| Hastings Investment Management Pty Ltd (formerly | Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Private Equity Fund IIB Pty Limited) | |||
| Hastings Management Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Leasing Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| J O Hambro Capital Management Holdings Limited | UK | Westpac NZ Securitisation Limited | New Zealand |
| J O Hambro Capital Management Limited | UK | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| JOHCM (Singapore ) Pte Limited | Singapore | Westpac Overseas Holdings Pty Limited | Australia |
| JOHCM (USA) General Partner Inc | USA | Westpac Pacific Limited Partnership | Australia |
| JOHCMG Share Trustee Limited | UK | Westpac Private Equity Pty Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Properties Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac RE Limited | Australia |
| Mortgage Management Limited | Australia | Westpac Securities Administration Limited | Australia |
| Nationwide Management Pty Limited | Australia | Westpac Securities Inc. | USA |
| Net Nominees Limited | Australia | Westpac Securities Limited | Australia |
| Number 120 Limited1 | New Zealand | Westpac Securities NZ Limited | New Zealand |
| Oniston Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Orion Trust | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Packaging Properties 1 Pty Limited | Australia | Westpac Singapore Limited | Singapore |
| Packaging Properties 2 Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Packaging Properties 3 Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Partnership Pacific Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Partnership Pacific Securities Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Pashley Investments Pty Limited | Australia | Westpac TPS Trust | Australia |
| Phoenix Trust | Australia | Westpac Unit Trust | Australia |
| Qvalent Pty Limited | Australia | Westpac USA Inc. | USA |
| RAMS Financial Group Pty Limited | Australia | WFAL No.1 Loan Trust | Hong Kong |
Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’ BT Investment Management Limited (60%)
BT Investment Management (RE) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
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