ASPEN AEROGELS INC — Director's Dealing 2018

Jun 22, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASPEN AEROGELS INC (ASPN)
CIK: 0001145986
Period of Report: 2018-06-20

Reporting Person: Reilly Richard F (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-20	Common Stock	A	9677	$0.00	Acquired	58144	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-20	Stock Option (right to buy)	$5.27	A	13517	Acquired	2028-06-20	Common Stock (13517)	Direct

Footnotes

F1: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

F2: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.