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AsiaInfo Technologies Limited — Share Issue/Capital Change 2018
Dec 5, 2018
50083_rns_2018-12-05_90c018dc-4f3f-4988-b908-15143aaad160.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of AsiaInfo Technologies Limited (the “Company”) dated Thursday, December 6, 2018 (the “Prospectus”). 本申請表格使用亞信科技控股有限公司(「本公司」)於2018年12月6日(星 Staple your 期四)刊發的招股章程(「招股章程」)所界定的相同詞彙。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United here States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程並非在香 請將股款 港以外的任何司法管轄區出售或招攬購買任何香港發售股份的要約。若無根據美國證券法登記或獲豁免登記,香港 發售股份不得在美國提呈發售或出售。 緊釘在此 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或複 製(不論以任何方式,亦不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in “Appendix V — Documents Delivered to the Registrar of Companies and Available for Inspection” to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程「附錄五 — 送呈公司註冊處處長及備查文件」所述的其他 文件已遵照香港法例第32章公司(清盤及雜項條文)條例第342C條的規定送呈香港公司註冊處處長登記。香港交易及 結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事 務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 AsiaInfo Technologies Limited 亞信科技控股有限公司 (Incorporated in the British Virgin Islands with limited liability) (於英屬維爾京群島註冊成立的有限公司) Stock Code : 1675 股份代號 : 1675 Maximum Offer Price : HK$13.50 per Offer Share, plus brokerage of 1.0%, (subject to a Downward Offer Price SFC transaction levy of 0.0027%, and Stock Exchange Adjustment1) trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) (If the Offer Price is set at 10% below the bottom end of the indicative Offer Price after making a Downward Offer Price Adjustment, the Offer Price will be HK$9.45 per Hong Kong Offer Share) 1 最高發售價(視乎是否下調發售價 而定) : 每股發售股份13.50港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費 (須於申請時以港元繳足,多繳股款可予退還) (如按下調發售價後指標發售價下限下調10%, 發售價將為每股香港發售股份9.45港元) You should read this Application Form in conjunction with the Prospectus, which contains further 一 , information on the application procedures. 招股章程載有關於申請手續的進 步資料 本申請表格 一 。 應與招股章程 併閱讀 Application Form 申請表格 To: AsiaInfo Technologies Limited 致: 亞信科技控股有限公司 The Joint Sponsors 聯席保薦人 The Joint Global Coordinators 聯席全球協調人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Hong Kong Underwriters 香港承銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人 ~~╱~~ 吾等同意本申請表格及招股章程的條款 application procedures in this Application Form 及條件以及申請手續。請參閱本申請表格「填寫 and the Prospectus. Please refer to the “Effect of 及遞交本申請表格的效用」一節。 completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the beneft of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告 : 僅可就任何人士的利益作出 一 份申請 。 請參閱「填寫及遞交本申請表格的效用」一節最 後四點。
1 Please refer to the Prospectus for definition of “Downward Offer Price Adjustment”.
1 有關「下調發售價」的釋義,請參閱招股章程。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀 印章 Date 日期: ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 4,282,800 shares) 申請香港發售股份數目(不超過4,282,800股股份) Cheque/banker’s cashier order number 支票╱銀行本票號碼 Total amount 總額 Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支 票╱銀行 本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letter) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫)pation in English 職業(以英文填寫)ation in English 職業(以英文填寫)glish 職業(以英文填寫)lish 職業(以英文填寫)職業(以英文填寫) Hong Kong identity card no./passport no./Hong Kong business registration no. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪 除不適用者) Names of all other joint applicants in English (if any, in Hong Kong identity card no./passport no./Hong Kong business BLOCK letter) registration no. of all other joint applicants (Please delete as 所有其他聯名申請人的英文姓名╱名稱(如有, 正楷 ) appropriate) 所有其他聯名申請人的香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letter) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及 電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 閣下若不填寫本 節,是項申請將視作為 閣下本身利益提出。請填 寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 及 香港 地址 )
Name in Chinese 中文姓名╱名稱中文姓名╱名稱
Occupation in English 職業(以英文填寫)pation in English 職業(以英文填寫)ation in English 職業(以英文填寫)glish 職業(以英文填寫)lish 職業(以英文填寫)職業(以英文填寫)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
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(1) An individual must provide his Hong Kong identity card number or, if he does not hold a Hong Kong identity card, his passport number. A body corporate must provide its Hong Kong business registration number. Each joint applicant must provide its or his relevant number. The Hong Kong identity card number(s)/passport number(s)/Hong Kong business registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個人必須填寫其香港身份 證號碼或(如非香港身份證持有人)護照號碼。法人團體必須填寫其香港商業登記號碼。 每名聯名申請人均必須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登 記號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong identity card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong identity card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的 香港身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港 身份證號碼╱護照號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 如申請人是一家非上市公司,而: • 該公司的主要業務為證券買賣;及 • 閣下可對該公司行使法定控制權, 是項申請將視作為 閣下的利益提出。
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
| 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 400 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) 400 800 1,200 1,600 2,000 2,400 2,800 3,200 3,600 4,000 6,000 8,000 5,454.42 10,908.83 16,363.25 21,817.66 27,272.08 32,726.49 38,180.91 43,635.33 49,089.74 54,544.16 81,816.24 109,088.32 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 136,360.40 163,632.47 190,904.55 218,176.63 245,448.71 272,720.79 409,081.19 545,441.58 681,801.98 818,162.37 954,522.77 1,090,883.16 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 1,500,000 1,227,243.56 1,363,603.95 2,727,207.90 4,090,811.85 5,454,415.80 6,818,019.75 8,181,623.70 9,545,227.65 10,908,831.60 12,272,435.55 13,636,039.50 20,454,059.25 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,282,800 (1) 27,272,079.00 34,090,098.75 40,908,118.50 47,726,138.25 54,544,158.00 58,400,429.97 (1) Maximum number of Hong Kong Offer Shares you may apply for. 2. Complete the form in English in BLOCK letter and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — ASIAINFO TECHNOLOGIES PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorized by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the frst-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certifed on the back by a person authorized by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the frst-named applicant’s name. Sample樣版 |
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 400 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) 400 800 1,200 1,600 2,000 2,400 2,800 3,200 3,600 4,000 6,000 8,000 5,454.42 10,908.83 16,363.25 21,817.66 27,272.08 32,726.49 38,180.91 43,635.33 49,089.74 54,544.16 81,816.24 109,088.32 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 136,360.40 163,632.47 190,904.55 218,176.63 245,448.71 272,720.79 409,081.19 545,441.58 681,801.98 818,162.37 954,522.77 1,090,883.16 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 1,500,000 1,227,243.56 1,363,603.95 2,727,207.90 4,090,811.85 5,454,415.80 6,818,019.75 8,181,623.70 9,545,227.65 10,908,831.60 12,272,435.55 13,636,039.50 20,454,059.25 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,282,800 (1) 27,272,079.00 34,090,098.75 40,908,118.50 47,726,138.25 54,544,158.00 58,400,429.97 (1) Maximum number of Hong Kong Offer Shares you may apply for. 2. Complete the form in English in BLOCK letter and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — ASIAINFO TECHNOLOGIES PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorized by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the frst-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certifed on the back by a person authorized by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the frst-named applicant’s name. Sample樣版 |
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| The cheque must: |
Banker’s cashier order must: |
| • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — ASIAINFO TECHNOLOGIES PUBLIC OFFER”; • be crossed “Account Payee Only”; a |
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| • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorized by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the frst-named applicant’s name. S |
• be issued by a licensed bank in Hong Kong, and have your name certifed on the back by a person authorized by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the frst-named applicant’s name. |
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of China (Hong Kong) Limited Branch Name Address Hong Kong Island Lee Chung Street Branch 29–31 Lee Chung Street, Chai Wan, Hong Kong Gilman Street Branch 136 Des Voeux Road Central, Hong Kong Kowloon Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom, Kowloon Olympian City Branch Shop 133, 1/F, Olympian City 2, 18 Hoi Ting Road, Kowloon New Territories Fanling Centre Branch Shop 2D–E & H, Fanling Centre, Fanling, New Territories Kau Yuk Road Branch 18–24 Kau Yuk Road, Yuen Long, New Territories 5. Your Application Form can be lodged at these times: Thursday, December 6, 2018 — 9:00 a.m. to 5:00 p.m. Friday, December 7, 2018 — 9:00 a.m. to 5:00 p.m. Saturday, December 8, 2018 — 9:00 a.m. to 1:00 p.m. Monday, December 10, 2018 — 9:00 a.m. to 5:00 p.m. Tuesday, December 11, 2018 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, December 11, 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening and Closing of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
申請手續
- 請使用下表計算 閣下應付的款項。 閣下申請認購的股份數目須至少為400股香港發售股 份,並為下表所列的其中一個數目,否則恕不受理。
| 可供申請認購股份數目及應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) 申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) 申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) 申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) 400 800 1,200 1,600 2,000 2,400 2,800 3,200 3,600 4,000 6,000 8,000 5,454.42 10,908.83 16,363.25 21,817.66 27,272.08 32,726.49 38,180.91 43,635.33 49,089.74 54,544.16 81,816.24 109,088.32 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 136,360.40 163,632.47 190,904.55 218,176.63 245,448.71 272,720.79 409,081.19 545,441.58 681,801.98 818,162.37 954,522.77 1,090,883.16 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 1,500,000 1,227,243.56 1,363,603.95 2,727,207.90 4,090,811.85 5,454,415.80 6,818,019.75 8,181,623.70 9,545,227.65 10,908,831.60 12,272,435.55 13,636,039.50 20,454,059.25 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,282,800 (1) 27,272,079.00 34,090,098.75 40,908,118.50 47,726,138.25 54,544,158.00 58,400,429.97 (1) 閣下可申請認購的香港發售股份最高數目。 2. 請以英文正楷填妥及簽署表格。僅接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請必須附上一張獨立開出的支票 或一張獨立開出的銀行本票。倘支票或銀行本票未符合以下所有規定, 閣下的認購申請將 不獲接納: 支票必須: 銀行本票必須: • 為港元支票; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 — 亞信科技公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出; 及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必 須已預印在支票上,或由有關銀行授權的 人士在支票背書。賬戶名稱必須與 閣下 姓名╱名稱相同。如屬聯名申請,賬戶名 稱必須與排名首位申請人的姓名╱名稱相 同。 • 須由香港持牌銀行開出,並由有關銀行授 權的人士在銀行本票背面簽署核證 閣 下姓名╱名稱。銀行本票所示姓名╱名稱 須與 閣下姓名╱名稱相同。如屬聯名申 請,銀行本票背面所示姓名╱名稱必須與 排名首位申請人的姓名╱名稱相同。 Sample樣版 |
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如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附支票或銀行本票)投入下列任 何一家分行的收集箱: 中國銀行(香港)有限公司 分行名稱 地址 香港島 利眾街分行 香港柴灣利眾街29–31號 機利文街分行 香港德輔道中136號 九龍 黃埔花園分行 九龍紅磡黃埔花園第一期商場G8B號 奧海城分行 九龍海庭道18號奧海城二期一樓133號 新界 粉嶺中心分行 新界粉嶺中心2D–E及H號 教育路分行 新界元朗教育路18–24號 5. 閣下可於下列時間遞交申請表格: 2018年12月6日(星期四)— 上午九時正至下午五時正 2018年12月7日(星期五)— 上午九時正至下午五時正 2018年12月8日(星期六)— 上午九時正至下午一時正 2018年12月10日(星期一)— 上午九時正至下午五時正 2018年12月11日(星期二)— 上午九時正至中午十二時正 6. 閣下遞交申請的截止時間為2018年12月11日(星期二)中午十二時正。辦理申請登記的時間為 當日上午十一時四十五分至中午十二時正,惟須視乎當日的天氣情況而定(詳見招股章程「如 何申請香港發售股份」一節「惡劣天氣對開始及截止辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name AsiaInfo Technologies Limited 亞信科技控股有限公司 (Incorporated in the British Virgin Islands with limited liability) GLOBAL OFFERING Conditions of your application partners, agents, advisers and any other parties involved is or will be A. Who can apply liable for any information and representations not in the Prospectus 1. You and any person(s) for whose benefit you are applying must be (and any supplement to it); 18 years of age or older and must have a Hong Kong address. • undertake and confirm that you or the person(s) for whose benefit 2. If you are a firm, the application must be in the individual members’ you have made the application have not applied for or taken up, names. or indicated an interest for, and will not apply for or take up, 3. The number of joint applicants may not exceed four. or indicate an interest for, any International Offer Shares nor 4. If you are a body corporate, the application must be signed by a duly participated in the International Offering; authorized officer, who must state his representative capacity, and • agree to disclose to the Company, the Hong Kong Share Registrar, stamped with your corporation’s chop. the receiving banks, the Joint Global Coordinators, the Joint 5. You must be outside the United States, not be a United States Sponsors, the Joint Bookrunners, the Joint Lead Managers, the Person (as defined in Regulation S under the U.S. Securities Act) Underwriters, and/or their respective advisers and agents any and not be a legal or natural person of the PRC. personal data which they may require about you and the person(s) 6. Unless permitted by the Listing Rules, you cannot apply for any for whose benefit you have made the application; Hong Kong Offer Shares if you: • if the laws of any place outside Hong Kong apply to your • are an existing beneficial owner of Shares in the Company application, agree and warrant that you have complied with all such and/or his/her/its close associate; laws and neither the Company, the Joint Global Coordinators, the • are a core connected person (as defined in the Listing Rules) Joint Sponsors, the Joint Bookrunners, the Joint Lead Managers, of the Company or will become a core connected person of the Underwriters, and/or their respective advisers and agents will the Company immediately upon completion of the Global breach any law outside Hong Kong as a result of the acceptance Offering; or of your offer to purchase, or any action arising from your rights • have been allocated or have applied for any International and obligations under the terms and conditions contained in the Offer Shares or otherwise participate in the International Prospectus and this Application Form; Offering. • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation; B. If you are a nominee • agree that your application will be governed by the laws of Hong You, as a nominee, may make more than one application for the Hong Kong; Kong Offer Shares by: (i) giving electronic instructions to HKSCC via • represent, warrant and undertake that (i) you understand that the Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose lodge more than one application in your own name on behalf of different benefit you are applying for the Hong Kong Offer Shares are outside beneficial owners. the United States (within the meaning of Regulation S) or are a C. Effect of completing and submitting this Application Form person described in paragraph (h)(3) of Rule 902 of Regulation S; By completing and submitting this Application Form, you (and if you are • warrant that the information you have provided is true and accurate; joint applicants, each of you jointly and severally) for yourself or as an • agree to accept the Hong Kong Offer Shares applied for or any agent or a nominee on behalf of each person for whom you act: lesser number allocated to you under the application; • undertake to execute all relevant documents and instruct and • authorize (i) the Company to place your name(s) on the Company’s authorize the Company and/or the Joint Global Coordinators (or register of members as the holder(s) of any Hong Kong Offer Shares their agents or nominees), as agents of the Company, to execute any allocated to you and such other registers as required under the documents for you and to do on your behalf all things necessary to Memorandum and Articles of Association of the Company, and (ii) register any Hong Kong Offer Shares allocated to you in your name the Company and/or its agents to send any Share certificate(s) and/ as required by the Articles of Association; or any e-Refund payment instructions and/or any refund cheque(s) • agree to comply with the Memorandum and Articles of Association to you or the first-named applicant for joint application by ordinary of the Company, the Companies (Winding Up and Miscellaneous post at your own risk to the address stated on the application, unless Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong) and you have fulfilled the criteria mentioned in “— Personal Collection” British Virgin Islands Company Law; section of the Prospectus to collect the Share certificate(s) and/or • confirm that you have read the terms and conditions and application refund cheque(s) in person; procedures set out in the Prospectus and in this Application Form • declare and represent that this is the only application made and the and agree to be bound by them; only application intended by you to be made to benefit you or the • confirm that you have received and read the Prospectus and have person for whose benefit you are applying;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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understand that, in accordance with Guidance Letter HKExGL91-18 issued by the Stock Exchange where the International Offer Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 8,565,600 Offer Shares may be reallocated to the Hong Kong Public Offering from the International Offering, so that the total number of the Shares available under the Hong Kong Public Offer will be increased to 17,131,200 Offer Shares, representing approximately
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confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
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agree that none of the Company, the Joint Global Coordinators, the Joint Sponsors, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees,
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
If you are an individual who is eligible for personal collection, you must not authorize any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorized representative must bear a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited. If you do not collect your refund cheque(s) and/or Share certificate(s) (where applicable) personally within the time specified for collection, they will be despatched promptly to the address as specified on this Application Form by ordinary post at your own risk.
20% of the number of the Offer Shares initially available under If you are an individual who is eligible for personal collection, you must the Global Offering (before any exercise of the Over-allotment not authorize any other person to collect for you. If you are a corporate Option), and the final Offer Price shall be fixed at the low-end of applicant which is eligible for personal collection, your authorized the indicative Offer Price range (i.e. HK$10.50 per Offer Share) representative must bear a letter of authorization from your corporation as stated in the Prospectus. Further details of the reallocation are stamped with your corporation’s chop. Both individuals and authorized stated in the paragraph headed “Structure of the Global Offering — representatives must produce, at the time of collection, evidence of identity Reallocation” of the Prospectus; acceptable to Computershare Hong Kong Investor Services Limited. • understand that the Company, the Directors and the Joint Global If you do not collect your refund cheque(s) and/or Share certificate(s) (where Coordinators will rely on your declarations and representations in applicable) personally within the time specified for collection, they will be deciding whether or not to allocate any of the Hong Kong Offer despatched promptly to the address as specified on this Application Form by Shares to you and that you may be prosecuted for making a false ordinary post at your own risk. declaration; If you apply for less than 1,000,000 Hong Kong Offer Shares, your refund • (if the application is made for your own benefit) warrant that no cheque(s) and/or Share certificate(s) (where applicable) will be sent to other application has been or will be made for your benefit on a the address specified in your Application Form on or before Tuesday, WHITE or YELLOW Application Form or by giving electronic December 18, 2018, by ordinary post and at your own risk. application instructions to HKSCC or through the WHITE Form Refund of application monies eIPO service by you or by any one as your agent or by any other If you do not receive any Hong Kong Offer Shares or if your application person; and is accepted only in part, the Company will refund to you your application • (if you are making the application as an agent for the benefit of monies, or the appropriate portion thereof, together with brokerage of another person) warrant that (i) no other application has been or 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee will be made by you as agent for or for the benefit of that person or of 0.005%, without interest. If the Offer Price is less than the Maximum by that person or by any other person as agent for that person on a Offer Price, the Company will refund to you the surplus application WHITE or YELLOW Application Form or by giving electronic monies together with the related brokerage of 1%, SFC transaction levy of application instructions to HKSCC; and (ii) you have due authority 0.0027% and Stock Exchange trading fee of 0.005%, without interest. to sign the Application Form or give electronic application The refund procedures are stated in the “Despatch/Collection of Share instructions on behalf of that other person as their agent. Certificates/E-refund Payment Instructions/Refund Checks” in the “How to D. Power of attorney Apply for Hong Kong Offer Shares” section of the Prospectus. If your application is made by a person under a power of attorney, the Application by HKSCC Nominees Limited (“HKSCC Company and the Joint Global Coordinators, as the Company’s agent, may Nominees”) accept or reject your application at their discretion and on any conditions Where this Application Form is signed by HKSCC Nominees on behalf of they think fit, including requiring evidence of the attorney’s authority. persons who have given electronic application instructions to apply for the Price Determination of the Global Offering Hong Kong Offer Shares, the provisions of this Application Form which The Offer Price is expected to be fixed on or around Tuesday, December 11, are inconsistent with those set out in the Prospectus shall not apply and 2018. Applicants are required to pay the Maximum Offer Price of HK$13.50 provisions in the Prospectus shall prevail. for each Hong Kong Offer Share together with brokerage of 1%, SFC Without limiting the generality of this paragraph, the following sections transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%. of this Application Form are inapplicable where this form is signed by If the Offer Price is not agreed between the Company and the Joint Global HKSCC Nominees: Coordinators (for itself and on behalf of the Hong Kong Underwriters) by • “Applicants’ declaration” on the first page; Monday, December 17, 2018, the Global Offering will not proceed and • “Warning” on the first page; will lapse. Applications for Hong Kong Offer Shares will not be processed • “If you are a nominee”; and no allotment of any Hong Kong Offer Shares will be made until the • All representations and warranties under the “Effect of completing application lists close. and submitting this Application Form” section, except the first one If the Company decides to set the Offer Price after making a Downward regarding registration of Hong Kong Offer Shares in the applicant’s Offer Price Adjustment (a reduction of up to 10% below HK$10.50), name and the signing of documents to enable the applicant to be the Company will separately announce the final Offer Price no later than registered as the holder of the Hong Kong Offer Shares; Tuesday, December 18, 2018 on the website of the Stock Exchange at • “If your application for Hong Kong Offer Shares is successful (in www.hkexnews.hk and the Company’s website at www.asiainfo.com . whole or in part)”; and • “Refund of application monies”. Publication of results The following sections in the “How to Apply for Hong Kong Offer Irrespective of whether a Downward Offer Price adjustment is made, the Shares” section of the Prospectus are inapplicable where this form is Company expects to announce the Offer Price, the level of indication of signed by HKSCC Nominees: interest in the International Offering, the level of applications under the • “How many applications can you make”; and Hong Kong Public Offering and the basis of allocation of the Hong Kong • “Circumstances in which you will not be allocated Offer Shares”. Offer Shares on or before Tuesday, December 18, 2018 in the South Effect of the Information You Give Us China Morning Post (in English) and the Hong Kong Economic Times (in Chinese) and on the websites of the Company at www.asiainfo.com Computershare Hong Kong Investor Services Limited and its and the Stock Exchange at www.hkexnews.hk The results of allocations related bodies’ corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent and the Hong Kong identity card/passport/Hong Kong business permitted by law any liability for any loss or damage suffered or incurred registration numbers of successful applicants under the Hong Kong by the applicant or any other person or entity however caused relating in Public Offering will be available on the above websites. any way to, or connected with, any information provided by or on behalf If your application for Hong Kong Offer Shares is of the applicant on or in connection with this document or any services successful (in whole or in part) provided hereunder, or any other written or oral communication provided If you apply for 1,000,000 or more Hong Kong Offer Shares and have by or on behalf of the applicant in connection with this document or any provided all information required by this Application Form, you may services provided hereunder. This includes, without limitation, any errors collect your refund cheque(s) and/or Share certificate(s) (where applicable) or omissions in such information however caused, or the Representatives from Computershare Hong Kong Investor Services Limited, at Shops or any other person or entity placing any reliance on such information or 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, any documentation, image, recording or reproduction of such information, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Tuesday, December or its accuracy, completeness, currency or reliability.
If you apply for 1,000,000 or more Hong Kong Offer Shares and have provided all information required by this Application Form, you may collect your refund cheque(s) and/or Share certificate(s) (where applicable) from Computershare Hong Kong Investor Services Limited, at Shops 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Tuesday, December 18, 2018 or such other date as notified by us in the newspapers.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格 AsiaInfo Technologies Limited 亞信科技控股有限公司 (於英屬維爾京群島註冊成立的有限公司) 全球發售 申請條件 各自董事、高級職員、僱員、合夥人、代理、顧 甲. 可提出申請的人士 問及任何其他參與各方現時及日後均毋須對招 1. 閣下及 閣下為其利益提出申請的任何人士必 股章程(及其任何補充文件)以外的任何資料及 須年滿18歲並擁有香港地址。 陳述負責; 2. 如 閣下為公司,申請必須以個別成員名義提 • 承諾及確認 閣下或 閣下為其利益提出申請 出。 的人士並無亦不會申請或接納或表示有意認購 3. 聯名申請人不得超過四名。 任何國際發售股份,亦無參與國際發售; 4. 如 閣下為法人團體,申請須經獲正式授權高 • 同意向本公司、香港證券登記處、收款銀行、聯 級職員簽署,並註明其所屬代表職銜及蓋上公 席全球協調人、聯席保薦人、聯席賬簿管理人、 司印章。 聯席牽頭經辦人、承銷商及╱或彼等各自顧問 5. 閣下必須身處美國境外且並非美籍人士(定義見 及代理披露彼等所要求有關 閣下及 閣下為 美國證券法S規例),亦非中國法人或自然人。 其利益提出申請的人士的任何個人資料; 6. 除非上市規則允許,否則下列人士不得申請任 • 如香港境外任何地方的法例適用於 閣下的申 何香港發售股份: 請,則同意及保證 閣下已遵守所有有關法例, • 本公司股份的現有實益擁有人及╱或其緊 且本公司、聯席全球協調人、聯席保薦人、聯席 密聯繫人; 賬簿管理人、聯席牽頭經辦人、承銷商及╱或 • 本公司的核心關連人士(定義見上市規則) 彼等各自顧問及代理概不會因接納 閣下的購 或緊隨全球發售完成後將成為本公司核心 買要約或因 閣下根據招股章程及本申請表格 關連人士的人士;或 所載條款及條件的權利及責任引致的任何行動 • 已獲分配或已申請任何國際發售股份或以 而違反香港以外地區的任何法例; 其他方式參與國際發售。 • 同意 閣下的申請一經接納,即不得因無意的 失實陳述而撤銷; 乙. 如 閣下為代名人 • 同意 閣下的申請受香港法例規管; 閣下作為代名人可提出超過一份香港發售股份申請, • 聲明、保證及承諾(i) 閣下明白香港發售股份 方法是:(i)透過中央結算及交收系統(「中央結算系 尚未亦不會根據美國證券法登記;及(ii) 閣下 統」)向香港結算發出電子認購指示(如 閣下為中央 及 閣下為其利益申請香港發售股份的任何人 結算系統參與者);或(ii)使用 白色 或 黃色 申請表格以 士均身處美國境外(定義見S規例),或屬S規例第 本身名義代表不同實益擁有人提交超過一份申請。 902條第(h)(3)段所述的人士; 丙. 填寫及遞交本申請表格的效用 • 保證 閣下所提供的資料真實準確; 填妥並遞交本申請表格後,即表示 閣下(如屬聯名 • 同意接納所申請的香港發售股份數目或分配 申請人,即各人共同及個別)代表 閣下本身,或作 予 閣下但數目少於所申請的香港發售股份; 為 閣下代其行事的每名人士的代理或代名人: • 授權(i)本公司將 閣下的姓名╱名稱列入本公司 • 承諾簽立所有相關文件並指示及授權本公司及╱ 股東名冊及本公司的組織章程大綱及細則規定 或身為本公司代理人的聯席全球協調人(或其 之其他名冊,作為 閣下獲分配任何香港發售 代理人或代名人),按照組織章程細則的規定 股份的持有人,及(ii)本公司及╱或其代理以普 將 閣下獲分配的任何香港發售股份以 閣下 通郵遞方式按申請所示地址向 閣下或聯名申 名義登記而代表 閣下簽立任何文件及代 閣 請的排名首位申請人發送任何股票及╱或發出 下進行一切必需事宜; 電子退款指示及╱或任何退款支票,郵誤風險 • 同意遵守本公司的組織章程大綱及細則、香港 由 閣下承擔,除非 閣下已符合招股章程「— 法例第32章公司(清盤及雜項條文)條例及英屬 親身領取」一節所載親身領取股票及╱或退款支 維爾京群島公司法; 票的條件; • 確認 閣下已閱讀招股章程及本申請表格所載 • 聲明及表示此乃 閣下為本身或為其利益提出 條款及條件以及申請手續,並同意受其約束; 申請的人士所提出及擬提出的唯一申請; • 確認 閣下已接獲及閱讀招股章程,且提出申 • 知悉根據聯交所發佈的指引函HKEx-GL91-18,HKEx-GL91-18,, 請時僅依賴招股章程所載資料及陳述,且除招 倘國際發售股份認購不足而香港發售股份獲超額 股章程任何補充文件所載者外,不會依賴任何 認購(不論倍數如何),最多8,565,600股發售股份8,565,600股發售股份股發售股份 其他資料或陳述;
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聲明及表示此乃 閣下為本身或為其利益提出 申請的人士所提出及擬提出的唯一申請;
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• 知悉根據聯交所發佈的指引函HKEx-GL91-18,HKEx-GL91-18,, 倘國際發售股份認購不足而香港發售股份獲超額 認購(不論倍數如何),最多8,565,600股發售股份8,565,600股發售股份股發售股份 可自國際發售重新分配至香港公開發售,故香港 公開發售可供認購的股份總數將增至17,131,200 股發售股份,相當於全球發售初步可供認購發 售股份數目的約20%(超額配股權獲行使前),而 最終發售價須定為招股章程所述指標發售價範
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確認 閣下已知悉招股章程內有關全球發售的 限制;
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同意本公司、聯席全球協調人、聯席保薦人、聯 席賬簿管理人、聯席牽頭經辦人、承銷商及彼等
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
權代表均須於領取時出示香港中央證券登記有限公 司接納的身份證明文件。
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圍的下限(即每股發售股份10.50港元)。重新分 —
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配的詳情載於招股章程「全球發售架構 重新 分配」一段;
分配」一段; 如 閣下未於指定領取時間內親自領取退款支票及╱ • 知悉本公司、董事及聯席全球協調人將倚賴 閣 或股票(如適用),有關退款支票及╱或股票隨即會 下的聲明及陳述決定是否向 閣下配發任何香港 以普通郵遞方式寄往本申請表格所示地址,郵誤風 發售股份。 閣下如作出虛假聲明,會被檢控; 險概由 閣下承擔。 • (如申請為 閣下本身的利益提出)保證 閣下 如 閣下申請認購1,000,000股以下香港發售股份, 或 閣下任何代理或任何其他人士並無亦不會 則 閣下的退款支票及╱或股票(如適用)將於 為 閣下的利益以 白色 或 黃色 申請表格或透過 2018年12月18日(星期二)或之前以普通郵遞方式寄 向香港結算或 白表eIPO 服務發出 電子認購指示 往 閣下申請表格所示地址,郵誤風險概由 閣下 提出其他申請;及 承擔。 • (如 閣下作為代理為其他人士利益提出申請)保 退還申請股款 證(i) 閣下(作為該名人士的代理或為其利益) 若 閣下未獲分配任何香港發售股份或申請僅部分 或該名人士或作為其代理的任何其他人士並無 獲接納,本公司將不計利息退還 閣下的申請股款 亦不會以 白色 或 黃色 申請表格或向香港結算發 或其適當部分連同相關的1%經紀佣金、0.0027%證監 出 電子認購指示 提出其他申請;及(ii) 閣下已 會交易徵費及0.005%聯交所交易費。如發售價低於 獲正式授權作為該其他人士代理代為簽署申請 。 最高發售價,本公司將不計利息退還多收申請股款 表格或發出 電子認購指示 連同相關的1%經紀佣金、0.0027%證監會交易徵費及 丁. 授權書 0.005%聯交所交易費。 如 閣下的申請由獲有授權書的人士提出,本公司 有關退款手續載於招股章程「如何申請香港發售股 及聯席全球協調人(作為本公司代理)可按其認為合 份」一節「寄發╱領取股票╱電子退款指示╱退款支 適的任何條件(包括要求出示授權證明)酌情接納或 票」。 拒絕 閣下的申請。 香港中央結算(代理人)有限公司(「香港結算代理 全球發售定價 人」)提出的申請 預期發售價將於2018年12月11日(星期二)或前後釐 如本申請表格由香港結算代理人代表已發出電子認 定。申請人須繳付最高發售價每股香港發售股份 購指示申請香港發售股份的人士簽署,本申請表格 13.50港元,另加1%經紀佣金、0.0027%證監會交易徵 與招股章程不符的條文將不適用,且以招股章程所 費及0.005%聯交所交易費。倘本公司與聯席全球協 述者為準。 調人(本身及代表香港承銷商)並無於2018年12月17 在不限制此段一般性的原則下,本申請表格的以下 日(星期一)或之前協定發售價,全球發售不會進行 部分在香港結算代理人簽署本表格時並不適用: 並告失效。截止辦理申請登記前,不會處理香港發 • 第一頁的「申請人聲明」; 售股份的申請或配發任何香港發售股份。 • 第一頁的「警告」; • 「如 閣下為代名人」; 倘本公司決定於下調發售價後釐定發售價(最多下調 • 「填寫及遞交本申請表格的效用」一節內所有陳 至10.50港元以下10%),則本公司將在不遲於2018年 述及保證,惟首項有關以申請人名義登記香港 12月18日(星期二)於聯交所網站( www.hkexnews.hk ) 發售股份及簽署文件使申請人登記成為香港發 及本公司網站( www.asiainfo.com )上另行公佈最終發 售股份持有人者除外; 售價。 • 「如 閣下的香港發售股份申請獲接納(全部或 部分)」;及 公佈結果 • 「退還申請股款」。 不論是否下調發售價,本公司預期於2018年12月18日2018年12月18日年12月18日12月18日月18日18日日 招股章程「如何申請香港發售股份」一節的以下部分 (星期二)或之前在《南華早報》(英文)、《香港經濟日(英文)、《香港經濟日 在香港結算代理人簽署本表格時並不適用: 報》(中文)以及本公司網站(中文)以及本公司網站 www.asiainfo.com 及聯交 • 「閣下可提交的申請數目」;及 所網站 www.hkexnews.hk 公佈發售價、國際發售踴躍 • 「閣下不獲配發發售股份的情況」。 程度、香港公開發售的申請水平及香港發售股份的 分配基準。香港公開發售的分配結果以及獲接納申 閣下向我們提供的資訊的有關影響 請人的香港身份證╱護照╱香港商業登記號碼亦將 香港中央證券登記有限公司和其關連法人團體、董 於上述網站公佈。 事、高級職員、僱員及代理(「代表」)在法律所容許 的最大限度內表明不會及免除在任何方面與申請人 如 閣下的香港發售股份申請獲接納(全部或部分) 或代表申請人在此文件提供的或與此文件或在此文 如 閣下申請認購1,000,000股或以上香港發售股份 件下提供的任何服務相關的任何資料,或任何申請人 並已提供本申請表格所需的全部資料, 閣下可於 或代表申請人提供與此文件或在此文件下提供的任 2018年12月18日(星期二)或本公司在報章上公佈的 何服務相關的任何其他書面或口頭通訊,有關或相 其他日期上午九時正至下午一時正,親臨香港中央 關由申請人或任何其他人士或實體所遭受或招致不 證券登記有限公司(地址為香港灣仔皇后大道東183 論如何造成的任何損失或損害承擔任何法律責任。 號合和中心17樓1712至1716室)領取 閣下的退款支 此包括但不限於,該等資料中不論如何造成的任何 票及╱或股票(如適用)。 錯誤或遺漏,或代表或任何其他人士或實體對該等 如 閣下為個人申請人並合資格親身領取, 閣下 資料或任何該等資料的文件紀錄、影像、紀錄或複 不得授權任何其他人士代為領取。如 閣下為公司 製品,或其準確性、完整性、合時性或可靠性作出 申請人並合資格派人領取, 閣下的授權代表須攜 的任何依據。
不論是否下調發售價,本公司預期於2018年12月18日2018年12月18日年12月18日12月18日月18日18日日 (星期二)或之前在《南華早報》(英文)、《香港經濟日(英文)、《香港經濟日 報》(中文)以及本公司網站(中文)以及本公司網站 www.asiainfo.com 及聯交 所網站 www.hkexnews.hk 公佈發售價、國際發售踴躍 程度、香港公開發售的申請水平及香港發售股份的 分配基準。香港公開發售的分配結果以及獲接納申 請人的香港身份證╱護照╱香港商業登記號碼亦將 於上述網站公佈。
如 閣下為個人申請人並合資格親身領取, 閣下 不得授權任何其他人士代為領取。如 閣下為公司 申請人並合資格派人領取, 閣下的授權代表須攜 同蓋上公司印鑑的公司授權書方可領取。個人及授
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data
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Personal Information Collection Statement 3. Transfer of personal data This Personal Information Collection Statement informs Personal data held by the Company and the Hong Kong the applicant for, and holder of, Hong Kong Offer Shares, Share Registrar relating to the securities holders will be of the policies and practices of the Company and the Hong kept confidential but the Company and the Hong Kong Kong Share Registrar in relation to personal data and the Share Registrar may, to the extent necessary for achieving Personal Data (Privacy) Ordinance (Chapter 486 of the any of the above purposes, disclose or transfer (whether Laws of Hong Kong) (the “Ordinance”). within or outside Hong Kong) the personal data to, from or with any of the following:
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1. Reasons for the collection of your personal data • the Company’s appointed agents such as financial It is necessary for applicants and registered holders to advisers, receiving banks and overseas principal share supply correct personal data to the Company or its agents registrar; and the Hong Kong Share Registrar when applying for • where applicants for securities request a deposit into securities or transferring securities into or out of their CCASS, HKSCC or HKSCC Nominees, who will names or in procuring the services of the Hong Kong use the personal data for the purposes of operating Share Registrar. Failure to supply the requested data may CCASS; result in your application for securities being rejected, or • any agents, contractors or third-party in delay or the inability of the Company or the Hong Kong service providers who offer administrative, Share Registrar to effect transfers or otherwise render telecommunications, computer, payment or other
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their services. It may also prevent or delay registration services to the Company or the Hong Kong Share
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or transfers of the Hong Kong Offer Shares which you Registrar in connection with their respective business
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have successfully applied for and/or the dispatch of share operation;
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certificate(s) and/or refund cheque(s) to which you are entitled. • the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as
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It is important that securities holders inform the Company required by laws, rules or regulations; and
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and the Hong Kong Share Registrar immediately of any • any persons or institutions with which the securities
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inaccuracies in the personal data supplied. holders have or propose to have dealings, such as
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2. Purposes their bankers, solicitors, accountants or stockbrokers The personal data of the securities holders may be used, etc. held, processed and/or stored (by whatever means) for the 4. Retention of personal data
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following purposes: • processing your application and refund cheque and The Company and the Hong Kong Share Registrar will keep the personal data of the applicants and holders of
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e-Refund payment instruction(s), where applicable, securities for as long as necessary to fulfil the purposes
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verification of compliance with the terms and for which the personal data were collected. Personal data
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application procedures set out in this Application which is no longer required will be destroyed or dealt with
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Form and the Prospectus and announcing results of in accordance with the Ordinance.
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allocation of the Hong Kong Offer Shares;
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• compliance with applicable laws and regulations in 5. Access to and correction of personal data
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Hong Kong and elsewhere;
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• registering new issues or transfers into or out of Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their
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the names of securities holders including, where personal data, to obtain a copy of that data, and to correct
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applicable, HKSCC Nominees;
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• maintaining or updating the register of securities any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable
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holders of the Company;
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• verifying securities holders’ identities; fee for the processing of such requests. • establishing benefit entitlements of securities holders All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in
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of the Company, such as dividends, rights issues and bonus issues; the “Corporate Information” section of the Prospectus
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• distributing communications from the Company and or as notified from time to time, for the attention of the its subsidiaries; company secretary, or our Hong Kong Share Registrar for
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• compiling statistical information and shareholder the attention of the privacy compliance officer. profiles;
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• disclosing relevant information to facilitate claims on By signing an Application Form or by giving electronic entitlements; and application instructions to HKSCC, you agree to all of
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/ or any other purposes to which the securities holders may from time to time agree.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格 個人資料 個人資料收集聲明 3. 轉交個人資料 此項個人資料收集聲明是向香港發售股份的申 本公司及香港證券登記處會對所持有關證券持 請人及持有人說明本公司及香港證券登記處有 有人的個人資料保密,但本公司及香港證券登 關個人資料及香港法例第486章個人資料(私隱) 記處可在作上述任何用途的必要情況下,向下 條例(「條例」)方面的政策及常規。 列任何人士披露或轉交(不論在香港境內或境 外)有關個人資料: 1. 收集 閣下個人資料的原因 • 本公司委任的代理,例如財務顧問、收款銀 申請人及登記持有人以本身名義申請證券或受 行及海外股份過戶登記總處; 讓或轉讓證券時或尋求香港證券登記處的服務 • (如證券申請人要求將證券存於中央結算系 時,必須向本公司或其代理及香港證券登記處 統)香港結算或香港結算代理人將會就中央 提供正確個人資料。未能提供所要求的資料可 結算系統的運作使用有關個人資料; 能會導致 閣下的證券申請被拒或延遲,或本 • 向本公司或香港證券登記處提供與其各自 公司或香港證券登記處無法進行過戶或以其他 業務運作有關的行政、電訊、電腦、付款或 方式提供服務。此舉亦可能妨礙或延遲登記或 其他服務的任何代理、承辦商或第三方服 過戶 閣下已成功申請的香港發售股份及╱或 務供應商; 寄發 閣下應得的股票及╱或退款支票。 • 聯交所、證監會及任何其他法定監管機關 證券持有人所提供的個人資料如有任何錯誤, 或政府部門或法例、規則或法規另行規定 須立即通知本公司及香港證券登記處。 者;及 • 證券持有人與之有業務往來或擬有業務往 2. 用途 來的任何人士或機構,例如彼等的銀行、律 證券持有人的個人資料可作以下用途及以任何 師、會計師或股票經紀等。 方式使用、持有、處理及╱或保存: • 處理 閣下的申請及退款支票及電子退款 4. 保留個人資料 指示(如適用)、核實是否符合本申請表格 本公司及香港證券登記處將按收集個人資料所 及招股章程載列的條款與申請手續以及公 需的用途保留證券申請人及持有人的個人資 佈香港發售股份的分配結果; 料。毋須保留的個人資料將會根據條例銷毀或 • 遵守香港及其他地區的適用法例及法規; 處理。 • 以證券持有人(包括香港結算代理人(如適 用))的名義登記新發行證券或受讓或轉讓 5. 查閱及更正個人資料 證券; 證券持有人有權確定本公司或香港證券登記處 • 存置或更新本公司的證券持有人名冊; 是否持有其個人資料,並有權索取有關資料的 • 核實證券持有人身份; 副本及更正任何不準確資料。本公司及香港證 • 確定本公司證券持有人的受益權利,例如 券登記處有權就處理任何該等要求收取合理費 股息、供股及紅股等; 用。 • 派發本公司及其附屬公司的通訊; 所有查閱資料或更正資料的要求應按招股章程 • 編製統計數據及股東資料; 「公司資料」一節所披露或不時通知的本公司註 • 披露有關資料以便就權益提出申索;及 冊地址送交公司秘書,或向本公司的香港證券 • 與上述者有關的任何其他附帶或相關用途 登記處的私隱事務主任提出。 及╱或讓本公司及香港證券登記處能履行 對證券持有人及╱或監管機構承擔的責任 閣下簽署申請表格或向香港結算發出電子認購 及╱或證券持有人不時同意的任何其他用 指示,即表示同意上述各項。 途。