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AsiaInfo Technologies Limited — Share Issue/Capital Change 2018
Dec 6, 2018
50083_rns_2018-12-05_d81e62a9-9c7e-47ca-90ff-bf2b999db46d.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲 以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定 的中央結算系統參與者股份戶口,請使用本表格 This Application Form uses the same terms as defined in the prospectus of AsiaInfo Technologies Limited (the “Company”) dated Thursday, December 6, 2018 (the “Prospectus”). 本申請表格使用亞信科技控股有限公司(「本公司」)於2018年12月6日(星期四)刊發的招股章程 Staple your (「招股章程」)所界定的相同詞彙。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an here exemption from registration under the U.S. Securities Act. 本申請表格及招股章程並非在香港以外的任何司法管轄區出售或招攬購買任 何香港發售股份的要約。若無根據美國證券法登記或獲豁免登記,香港發售股份不得在美國提呈發售或出售。 請將股款 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in 緊釘在此 發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或複製(不論以任何方式,亦不論全部或部分)本申any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得 請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in “Appendix V — Documents Delivered to the Registrar of Companies and Available for Inspection” to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of — Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程「附錄五 送呈公司註 冊處處長及備查文件」所述的其他文件已遵照香港法例第32章公司(清盤及雜項條文)條例第342C條的規定送呈香港公司註冊處處 長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券 及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 AsiaInfo Technologies Limited 亞信科技控股有限公司 (Incorporated in the British Virgin Islands with limited liability) (於英屬維爾京群島註冊成立的有限公司) Stock Code : 1675 股份代號 : 1675 Maximum Offer Price : HK$13.50 per Offer Share plus brokerage of 1.0%, (subject to a Downward Offer Price SFC transaction levy of 0.0027% and Stock Exchange Adjustment1) trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) (If the Offer Price is set at 10% below the bottom end of the indicative Offer Price after making a Downward Offer Price Adjustment, the Offer Price will be HK$9.45 per Hong Kong Offer Share) 1 最高發售價(視乎是否下調發售價 而定) : 每股發售股份13.50港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費 (須於申請時以港元繳足,多繳股款可予退還) (如按下調發售價後指標發售價下限下調10%, 發售價將為每股香港發售股份9.45港元) You should read this Application Form in conjunction with the Prospectus, which contains further 一 , information on the application procedures. 招股章程載有關於申請手續的進 步資料 本申請表格 一 。 應與招股章程 併閱讀 Application Form 申請表格 To: AsiaInfo Technologies Limited 致: 亞信科技控股有限公司 The Joint Sponsors 聯席保薦人 The Joint Global Coordinators 聯席全球協調人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Hong Kong Underwriters 香港承銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人 ~~╱~~ 吾 ~~等~~ 同意本申請表格及招股章程的條款 application procedures in this Application Form 及條件以及申請手續。請參閱本申請表格「填寫 and the Prospectus. Please refer to the “Effect of 及遞交本申請表格的效用」一節。 completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the beneft of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
1 Please refer to the Prospectus for definition of “Downward Offer Price Adjustment”.
警告 : 僅可就任何人士的利益作出 一 份申請 。 一 ~~請參~~ 閱 ~~「填寫~~ 及遞交本申 ~~請表格的效~~ 用 ~~」 節~~ 最 後四點。
1 有關「下調發售價」的釋義,請參閱招股章程。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲 以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定 的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 4,282,800 shares) 申請香港發售股份數目(不超過4,282,800股股份) Cheque/banker’s cashier order number 支票╱銀行本票號碼 Name of bank on which cheque/Banker’s cashier order is drawn (see Total amount 總額 “How to make your application” section) 兌現支票╱銀行本票的銀行 名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letter) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫)職業(以英文填寫) Hong Kong identity card no./passport no./Hong Kong business registration no. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Hong Kong identity card no./passport no./Hong Kong business Names of all other joint applicants in English (if any, in BLOCK letter) registration no. of all other joint applicants (Please delete as 所有其他聯名申請人的英文姓名╱名稱(如有, 正楷 ) appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 碼╱香港商業登記號碼(請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letter) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit THIS BOX MUST BE DULY COMPLETED if you do not complete this section. Please provide an account number 必須填妥此欄 or identification code for each (joint) beneficial owner. 由代名人遞 交: 閣下若不填寫本節,是項申請將視作為 閣下本身利益 Participant I.D. of the CCASS Investor Participant or designated CCASS 提出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 Participant 中央結算系統投資者戶口持有人或指定中央結算系統參與中央結算系統投資者戶口持有人或指定中央結算系統參與 者的參與者編號 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名 ╱ 名稱 及香港 地址 ) For designated CCASS Participant or Corporate CCASS Investor Participant,
Name in Chinese 中文姓名╱名稱中文姓名╱名稱
Occupation in English 職業(以英文填寫)職業(以英文填寫)
Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定中央結算系統參與中央結算系統投資者戶口持有人或指定中央結算系統參與 者的參與者編號 For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定中央結算系 統參與者或公司中央結算系統投資者戶口持有人,請加蓋顯示公司 名稱的公司印章
(See paragraph 2 in the section “How to make your application”)(請參閱 「申請手續」一 節第2段)
For internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲 以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定 的中央結算系統參與者股份戶口,請使用本表格
- (1) If you are a CCASS Investor Participant, only a Hong Kong identity card number (if you are an individual) or a Hong Kong business registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your ” application . 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號 碼(如屬個人)或香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong identity card number or passport number. If you hold a Hong Kong identity card, please provide that number. If you do not hold a Hong Kong identity card, please provide your passport number. For a body corporate, please provide your Hong Kong business registration number. 如 閣下透過中央結算系統投資者戶口持有人 以外的指定中央結算系統參與者提出申請:如屬個人,必須填寫 閣下的香港身份證號 碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號碼);如屬 法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong identity card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong identity card number/passport number before you can cash your refund cheque. 退款支票(如有)上 或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一 部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核實和退款。銀 行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 如申請人是一家非上市公司,而: • 該公司的主要業務為證券買賣;及 • 閣下可對該公司行使法定控制權, 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong identity card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong business registration numbers. 所有聯名申請人必須提供(如屬個人)其香港身份證號碼或(如適用)護 照號碼,或(如屬法人團體)其香港商業登記號碼。
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
| How to make your application | How to make your application |
|---|---|
| 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 400 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) 400 800 1,200 1,600 2,000 2,400 2,800 3,200 3,600 4,000 6,000 8,000 5,454.42 10,908.83 16,363.25 21,817.66 27,272.08 32,726.49 38,180.91 43,635.33 49,089.74 54,544.16 81,816.24 109,088.32 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 136,360.40 163,632.47 190,904.55 218,176.63 245,448.71 272,720.79 409,081.19 545,441.58 681,801.98 818,162.37 954,522.77 1,090,883.16 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 1,500,000 1,227,243.56 1,363,603.95 2,727,207.90 4,090,811.85 5,454,415.80 6,818,019.75 8,181,623.70 9,545,227.65 10,908,831.60 12,272,435.55 13,636,039.50 20,454,059.25 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,282,800 (1) 27,272,079.00 34,090,098.75 40,908,118.50 47,726,138.25 54,544,158.00 58,400,429.97 (1) Maximum number of Hong Kong Offer Shares you may apply for. 2. You, as the applicant(s), must complete the form in English in BLOCK letter as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong identity card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong identity card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong business registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid. 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — ASIAINFO TECHNOLOGIES PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorized by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the frst-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certifed on the back by a person authorized by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the frst-named applicant’s name. Sample樣版 |
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| The cheque must: |
Banker’s cashier order must: |
| • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — ASIAINFO TECHNOLOGIES PUBLIC OFFER”; • be crossed “Account Payee Only”; |
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| • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorized by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the frst-named applicant’s name. |
• be issued by a licensed bank in Hong Kong, and have your name certifed on the back by a person authorized by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the frst-named applicant’s name. |
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of China (Hong Kong) Limited Branch Name Address Hong Kong Island Lee Chung Street Branch 29–31 Lee Chung Street, Chai Wan, Hong Kong Gilman Street Branch 136 Des Voeux Road Central, Hong Kong Kowloon Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom, Kowloon Olympian City Branch Shop 133, 1/F, Olympian City 2, 18 Hoi Ting Road, Kowloon New Territories Fanling Centre Branch Shop 2D–E & H, Fanling Centre, Fanling, New Territories Kau Yuk Road Branch 18–24 Kau Yuk Road, Yuen Long, New Territories 5. Your Application Form can be lodged at these times: Thursday, December 6, 2018 — 9:00 a.m. to 5:00 p.m. Friday, December 7, 2018 — 9:00 a.m. to 5:00 p.m. Saturday, December 8, 2018 — 9:00 a.m. to 1:00 p.m. Monday, December 10, 2018 — 9:00 a.m. to 5:00 p.m. Tuesday, December 11, 2018 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, December 11, 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening and Closing of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續 1. 請使用下表計算 閣下應付的款項。 閣下申請認購的股份數目須至少為400股香港發售股 份,並為下表所列的其中一個數目,否則恕不受理。 可供申請認購股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售 應繳款項 香港發售 應繳款項 香港發售 應繳款項 香港發售 應繳款項 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 400 5,454.42 10,000 136,360.40 90,000 1,227,243.56 2,000,000 27,272,079.00 800 10,908.83 12,000 163,632.47 100,000 1,363,603.95 2,500,000 34,090,098.75 1,200 16,363.25 14,000 190,904.55 200,000 2,727,207.90 3,000,000 40,908,118.50 1,600 21,817.66 16,000 218,176.63 300,000 4,090,811.85 3,500,000 47,726,138.25 2,000 27,272.08 18,000 245,448.71 400,000 5,454,415.80 4,000,000 54,544,158.00 2,400 32,726.49 20,000 272,720.79 500,000 6,818,019.75 4,282,800(1) 58,400,429.97 2,800 38,180.91 30,000 409,081.19 600,000 8,181,623.70 3,200 43,635.33 40,000 545,441.58 700,000 9,545,227.65 3,600 49,089.74 50,000 681,801.98 800,000 10,908,831.60 4,000 54,544.16 60,000 818,162.37 900,000 12,272,435.55 6,000 81,816.24 70,000 954,522.77 1,000,000 13,636,039.50 8,000 109,088.32 80,000 1,090,883.16 1,500,000 20,454,059.25 (1) 閣下可申請認購的香港發售股份最高數目。 2. 閣下作為申請人,必須按照下列指示以英文 正楷 填寫表格,並於申請表格第二頁簽署,僅接 納親筆簽名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: • 該指定中央結算系統參與者必須於表格加蓋公司印章(附有公司名稱),並在適當方格內 填寫參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: • 表格必須載有 閣下的 姓名 及香港身份證號碼; • 必須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: • 表格必須載有所有聯名投資者戶口持有人的 姓名 及所有聯名投資者戶口持有人的香港身 份證號碼; • 必須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: • 表格必須載有 閣下的公司 名稱 及香港商業登記號碼; • 必須在適當方格內填寫 閣下的參與者編號並加蓋公司印章(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或附有公司名稱的公司印章)或其他類似事 項如有錯誤或遺漏,均可能導致申請無效。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請必須附上一張獨立開出的支票 或一張獨立開出的銀行本票。倘支票或銀行本票未符合以下所有規定, 閣下的認購申請將 不獲接納: 支票必須: 銀行本票必須: • 為港元支票; • 不得為期票;
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註明抬頭人為「 中國銀行(香港)代理人有限公司 — 亞信科技公開發售 」;
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• 劃線 註 明「只准入抬頭人賬戶」;
| • • |
註明抬頭人為「中國銀行(香港)代理人有限 劃線註明「只准入抬頭人賬戶」; |
公司 | — 亞信科技公開發售」; |
|---|---|---|---|
| • | 從 閣下在香港的港元銀行賬戶中開出;及 | • | 須由香港持牌銀行開出,並由有關銀行授 |
| • | 顯示 閣下的賬戶名稱,而該賬戶名稱必須 | 權的人士在銀行本票背面簽署核證 閣 | |
| 已預印在支票上,或由有關銀行授權的人士 在支票背書。賬戶名稱必須與 閣下姓名╱ 名稱相同。如屬聯名申請,賬戶名稱必須與 排名首位申請人的姓名╱名稱相同。 |
下姓名╱名稱。銀行本票所示姓名╱名稱 須與 閣下姓名╱名稱相同。如屬聯名申 請,銀行本票背面所示姓名╱名稱必須與 排名首位申請人的姓名╱名稱相同。 |
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附支票或銀行本票)投入下列任 何一家分行的收集箱: 中國銀行(香港)有限公司 分行名稱 地址 香港島 利眾街分行 香港柴灣利眾街29–31號 機利文街分行 香港德輔道中136號 九龍 黃埔花園分行 九龍紅磡黃埔花園第一期商場G8B號 奧海城分行 九龍海庭道18號奧海城二期一樓133號 新界 粉嶺中心分行 新界粉嶺中心2D–E及H號 教育路分行 新界元朗教育路18–24號 5. 閣下可於下列時間遞交申請表格: 2018年12月6日(星期四)— 上午九時正至下午五時正 2018年12月7日(星期五)— 上午九時正至下午五時正 2018年12月8日(星期六)— 上午九時正至下午一時正 2018年12月10日(星期一)— 上午九時正至下午五時正 2018年12月11日(星期二)— 上午九時正至中午十二時正 6. 閣下遞交申請的截止時間為2018年12月11日(星期二)中午十二時正,辦理申請登記的時間為 當日上午十一時四十五分至中午十二時正,惟須視乎當日的天氣情況而定(詳見招股章程「如 何申請香港發售股份」一節「惡劣天氣對開始及截止辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant AsiaInfo Technologies Limited 亞信科技控股有限公司 (Incorporated in the British Virgin Islands with limited liability) GLOBAL OFFERING Conditions of your application liable for any information and representations not in the Prospectus A. Who can apply (and any supplement to it); 1. You and any person(s) for whose benefit you are applying must be • undertake and confirm that you or the person(s) for whose benefit 18 years of age or older and must have a Hong Kong address. you have made the application have not applied for or taken up, 2. If you are a firm, the application must be in the individual members’ or indicated an interest for, and will not apply for or take up, names. or indicate an interest for, any International Offer Shares nor 3. The number of joint applicants may not exceed four. participated in the International Offering; 4. If you are a body corporate, the application must be signed by a duly • agree to disclose to the Company, the Hong Kong Share Registrar, authorized officer, who must state his representative capacity, and the receiving banks, the Joint Global Coordinators, the Joint stamped with your corporation’s chop. Sponsors, the Joint Bookrunners, the Joint Lead Managers, the 5. You must be outside the United States, not be a United States Underwriters, and/or their respective advisers and agents any Person (as defined in Regulation S under the U.S. Securities Act) personal data which they may require about you and the person(s) and not be a legal or natural person of the PRC. for whose benefit you have made the application; 6. Unless permitted by the Listing Rules, you cannot apply for any • if the laws of any place outside Hong Kong apply to your Hong Kong Offer Shares if you: application, agree and warrant that you have complied with all such • are an existing beneficial owner of Shares in the Company laws and neither the Company, the Joint Global Coordinators, the and/or his/her/its close associate; Joint Sponsors, the Joint Bookrunners, the Joint Lead Managers, • are a core connected person (as defined in the Listing Rules) the Underwriters, and/or their respective advisers and agents will of the Company or will become a core connected person of breach any law outside Hong Kong as a result of the acceptance the Company immediately upon completion of the Global of your offer to purchase, or any action arising from your rights Offering; or and obligations under the terms and conditions contained in the • have been allocated or have applied for any International Prospectus and this Application Form; Offer Shares or otherwise participate in the International • agree that once your application has been accepted, you may not Offering. rescind it because of an innocent misrepresentation; • agree that your application will be governed by the laws of Hong B. If you are a nominee Kong; You, as a nominee, may make more than one application for the Hong • represent, warrant and undertake that (i) you understand that the Kong Offer Shares by: (i) giving electronic instructions to HKSCC via Hong Kong Offer Shares have not been and will not be registered Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Offer Shares are outside lodge more than one application in your own name on behalf of different beneficial owners. the United States (within the meaning of Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S; C. Effect of completing and submitting this Application Form • warrant that the information you have provided is true and accurate; By completing and submitting this Application Form, you (and if you are • agree to accept the Hong Kong Offer Shares applied for or any joint applicants, each of you jointly and severally) for yourself or as an lesser number allocated to you under the application; agent or a nominee on behalf of each person for whom you act: • authorize (i) the Company to place the name of the HKSCC • undertake to execute all relevant documents and instruct and Nominees on the Company’s register of members as the holder(s) authorize the Company and/or the Joint Global Coordinators (or of any Hong Kong Offer Shares allocated to you and such other their agents or nominees), as agents of the Company, to execute any registers as required under the Memorandum and Articles of documents for you and to do on your behalf all things necessary to Association of the Company, and (ii) the Company and/or its agents register any Hong Kong Offer Shares allocated to you in the name to deposit any Share certificate(s) into CCASS and/or to send any of HKSCC Nominees as required by the Articles of Association; e-Refund payment instructions and/or any refund cheque(s) to you • agree to comply with the Memorandum and Articles of Association or the first-named applicant for joint application by ordinary post at of the Company, the Companies (Winding Up and Miscellaneous your own risk to the address stated on the application, unless you Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong) and have fulfilled the criteria mentioned in “— Personal Collection” British Virgin Islands Company Law; section of the Prospectus to collect refund cheque(s) in person; • confirm that you have read the terms and conditions and application • agree that the Hong Kong Offer Shares to be allotted shall be issued procedures set out in the Prospectus and in this Application Form in the name of HKSCC Nominees and deposited directly into and agree to be bound by them; CCASS for credit to your Investor Participant stock account or the • confirm that you have received and read the Prospectus and have stock account of your designated CCASS Participant; only relied on the information and representations contained in the • agree that each of HKSCC and HKSCC Nominees reserves the right Prospectus in making your application and will not rely on any other (1) not to accept any or part of such allotted Shares issued in the information or representations except those in any supplement to the name of HKSCC Nominees or not to accept such allotted Shares Prospectus; for deposit into CCASS; (2) to cause such allotted Shares to be
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agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted Shares issued in the name of HKSCC Nominees or not to accept such allotted Shares for deposit into CCASS; (2) to cause such allotted Shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted Shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted Shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
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confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
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agree that none of the Company, the Joint Global Coordinators, the Joint Sponsors, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved is or will be
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
• agree that each of HKSCC and HKSCC Nominees may adjust the December 18, 2018 in the South China Morning Post (in English) and number of allotted Shares issued in the name of HKSCC Nominees; the Hong Kong Economic Times (in Chinese) and on the websites • agree that neither HKSCC nor HKSCC Nominees shall have any of the Company at www.asiainfo.com and the Stock Exchange at liability for the information and representations not so contained in www.hkexnews.hk . The results of allocations in the Hong Kong Public the Prospectus and this Application Form; Offering, and the Hong Kong identity card/passport/Hong Kong business • agree that neither HKSCC nor HKSCC Nominees shall be liable to registration numbers of successful applicants (where applicable) will be you in any way; available on the above websites. • declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the If your application for Hong Kong Offer Shares is successful (in person for whose benefit you are applying; whole or in part) • understand that, in accordance with Guidance Letter HKExIf your application is wholly or partially successful, your share certificate(s) (subject to their becoming valid certificates of title provided GL91-18 issued by the Stock Exchange where the International that the Hong Kong Public Offering has become unconditional and not Offer Shares are undersubscribed and the Hong Kong Offer Shares having been terminated at 8:00 a.m. on Wednesday, December 19, 2018) are oversubscribed irrespective of the number of times, up to will be issued in the name of HKSCC Nominees and deposited directly 8,565,600 Offer Shares may be reallocated to the Hong Kong Public into CCASS for credit to your CCASS Investor Participant stock account Offering from the International Offering, so that the total number or the stock account of your designated CCASS Participant as instructed of the Shares available under the Hong Kong Public Offer will be by you in your Application Form on, Tuesday, December 18, 2018 or, in increased to 17,131,200 Offer Shares, representing approximately the event of a contingency, on any other date as shall be determined by 20% of the number of the Offer Shares initially available under HKSCC or HKSCC Nominees. the Global Offering (before any exercise of the Over-allotment Option), and the final Offer Price shall be fixed at the low-end of • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Hong Kong Offer Shares the indicative Offer Price range (i.e. HK$10.50 per Offer Share) credited to the stock account of your designated CCASS Participant as stated in the Prospectus. Further details of the reallocation are (other than a CCASS Investor Participant), you can check the stated in the paragraph headed “Structure of the Global Offering — number of Hong Kong Offer Shares allotted to you with that Reallocation” of the Prospectus; • understand that the Company, the Directors and the Joint Global CCASS Participant. • If you are applying as a CCASS Investor Participant: The Company Coordinators will rely on your declarations and representations in expects to publish the application results of CCASS Investor deciding whether or not to allocate any of the Hong Kong Offer Participants’ applications together with the results of the Hong Kong Shares to you and that you may be prosecuted for making a false Offer Shares in the South China Morning Post (in English) and declaration; • (if the application is made for your own benefit) warrant that no the Hong Kong Economic Times (in Chinese), on the Company’s other application has been or will be made for your benefit on a website at www.asiainfo.com and the website of the Stock Exchange WHITE or YELLOW Application Form or by giving electronic at www.hkexnews.hk on Tuesday, December 18, 2018. You should application instructions to HKSCC or through the White Form check the announcement published by the Company and report any eIPO service by you or by any one as your agent or by any other discrepancies to HKSCC before 5:00 p.m. on Tuesday, December 18, 2018 or such other date as shall be determined by HKSCC or person; and • (if you are making the application as an agent for the benefit of HKSCC Nominees. Immediately after the credit of the Hong Kong Offer Shares to your stock account you can check your new account another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number application instructions to HKSCC; and (ii) you have due authority of Hong Kong Offer Shares credited to your stock account. to sign the Application Form or give electronic application instructions on behalf of that other person as their agent. No receipt will be issued for application money paid. The Company will not issue temporary documents of title. D. Power of attorney Refund of application monies If your application is made by a person under a power of attorney, the If you do not receive any Hong Kong Offer Shares or if your application Company and the Joint Global Coordinators, as the Company’s agent, may is accepted only in part, the Company will refund to you your application accept or reject your application at their discretion and on any conditions they think fit, including requiring evidence of the attorney’s authority. monies, or the appropriate portion thereof, together with brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee Price Determination of the Global Offering of 0.005% without interest. If the Offer Price is less than the Maximum The Offer Price is expected to be fixed on or around Tuesday, December Offer Price, the Company will refund to you the surplus application 11, 2018. Applicants are required to pay the Maximum Offer Price of monies together with brokerage of 1%, SFC transaction levy of 0.0027% HK$13.50 for each Hong Kong Offer Share together with brokerage of and Stock Exchange trading fee of 0.005% without interest. The refund 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee procedures are stated in the “Despatch/Collection of Share Certificates/ of 0.005%. If the Offer Price is not agreed between the Company and E-refund Payment Instructions/Refund Checks” in the “How to Apply for the Joint Global Coordinators (for itself and on behalf of the Hong Kong Hong Kong Offer Shares” section of the Prospectus. Underwriters) by Monday, December 17, 2018, the Global Offering will not proceed and will lapse. Applications for Hong Kong Offer Shares will Effect of the Information You Give Us not be processed and no allotment of any Hong Kong Offer Shares will be Computershare Hong Kong Investor Services Limited and its made until the application lists close. related bodies’ corporate, directors, officers, employees and agents If the Company decides to set the Offer Price after making a Downward (“Representatives”) expressly disclaim and exclude to the maximum extent Offer Price Adjustment (a reduction of up to 10% below HK$10.50), permitted by law any liability for any loss or damage suffered or incurred the Company will separately announce the final Offer Price no later than by the applicant or any other person or entity however caused relating in Tuesday, December 18, 2018 on the website of the Stock Exchange at any way to, or connected with, any information provided by or on behalf www.hkexnews.hk and the Company’s website at www.asiainfo.com . of the applicant on or in connection with this document or any services
Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.
Publication of results
Irrespective of whether a Downward Offer Price adjustment is made, the Company expects to announce the Offer Price, the level of indication of interest in the International Offering, the level of applications under the Hong Kong Public Offering and the basis of allocation of the Hong Kong Offer Shares on or before Tuesday,
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投 資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 AsiaInfo Technologies Limited 亞信科技控股有限公司
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(於英屬維爾京群島註冊成立的有限公司) 全球發售
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申請條件 • 承諾及確認 閣下或 閣下為其利益提出申請的人士 甲.可提出申請的人士 並無亦不會申請或接納或表示有意認購任何國際發售 1. 閣下及 閣下為其利益提出申請的任何人士必須年滿 股份,亦無參與國際發售; 18 歲並擁有香港地址。 • 同意向本公司、香港證券登記處、收款銀行、聯席全
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- 如 閣下為公司,申請必須以個別成員名義提出。 球協調人、聯席保薦人、聯席賬簿管理人、聯席牽頭 3. 聯名申請人不得超過四名。 經辦人、承銷商及╱或彼等各自顧問及代理披露彼等 4. 如 閣下為法人團體,申請須經獲正式授權高級職員 所要求有關 閣下及 閣下為其利益提出申請的人士 簽署,並註明其所屬代表職銜及蓋上公司印章。 的任何個人資料;
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- 閣下必須身處美國境外且並非美籍人士(定義見美國 • 如香港境外任何地方的法例適用於 閣下的申請,則 證券法S規例),亦非中國法人或自然人。 同意及保證 閣下已遵守所有有關法例,且本公司、
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- 除非上市規則允許,否則下列人士不得申請任何香港 聯席全球協調人、聯席保薦人、聯席賬簿管理人、聯 發售股份: 席牽頭經辦人、承銷商及╱或彼等各自顧問及代理概 • 本公司股份的現有實益擁有人及╱或其緊密聯繫 不會因接納 閣下的購買要約或因 閣下根據招股章 人; 程及本申請表格所載條款及條件的權利及責任引致的
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• 本公司的核心關連人士(定義見上市規則)或緊隨 任何行動而違反香港以外地區的任何法例; 全球發售完成後將成為本公司核心關連人士的人 • 同意 閣下的申請一經接納,即不得因無意的失實陳 士;或 述而撤銷;
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• 已獲分配或已申請任何國際發售股份或以其他方 • 同意 閣下的申請受香港法例規管; 式參與國際發售。 • 聲明、保證及承諾(i) 閣下明白香港發售股份尚未亦 不會根據美國證券法登記;及(ii) 閣下及 閣下為
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乙. 如 閣下為代名人 其利益申請香港發售股份的任何人士均身處美國境外
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閣下作為代名人可提出超過一份香港發售股份申請,方法 (定義見S規例),或屬S規例第902 條第(h)(3)段所述的
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是:(i)透過中央結算及交收系統(「中央結算系統」)向香港 人士;
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結算發出電子認購指示(如 閣下為中央結算系統參與者); • 保證 閣下所提供的資料真實準確;
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或(ii)使用 白色 或 黃色 申請表格以本身名義代表不同實益擁 • 同意接納所申請的香港發售股份數目或分配予 閣下
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有人提交超過一份申請。 但數目少於所申請的香港發售股份;
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丙. 填寫及遞交本申請表格的效用 • 授權(i)本公司將香港結算代理人的名稱列入本公司股 填妥並遞交本申請表格後,即表示 閣下(如屬聯名申請 東名冊及本公司的組織章程大綱及細則規定之其他名 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 冊,作為 閣下獲分配任何香港發售股份的持有人, 其行事的每名人士的代理或代名人: 及(ii)本公司及╱或其代理將任何股票存入中央結算 • 承諾簽立所有相關文件並指示及授權本公司及╱或身 系統及╱或以普通郵遞方式按申請所示地址向 閣下 為本公司代理人的聯席全球協調人(或其代理人或代名 或聯名申請的排名首位申請人發送任何電子退款指 人),按照組織章程細則的規定將 閣下獲分配的任何 示及╱或任何退款支票,郵誤風險由 閣下承擔,除 香港發售股份以香港結算代理人名義登記而代表 閣 非 閣下已符合招股章程「— 親身領取」一節所載親身 下簽立任何文件及代 閣下進行一切必需事宜; 領取退款支票的條件;
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• 同意遵守本公司的組織章程大綱及細則、香港法例第 • 同意將獲配發的香港發售股份以香港結算代理人的名 32章公司(清盤及雜項條文)條例及英屬維爾京群島公 義發行,並直接存入中央結算系統,以寄存於 閣下 司法; 的投資者戶口持有人股份戶口或 閣下指定的中央結
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• 確認 閣下已閱讀招股章程及本申請表格所載條款及 算系統參與者股份戶口; 條件以及申請手續,並同意受其約束; • 同意香港結算及香港結算代理人均保留權利,(1)不接(1)不接不接
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• 確認 閣下已接獲及閱讀招股章程,且提出申請時僅 納以香港結算代理人名義發行的全部或部分該等獲
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依賴招股章程所載資料及陳述,且除招股章程任何補 配發股份,或不接納該等獲配發股份存入中央結算系 充文件所載者外,不會依賴任何其他資料或陳述; 統;(2)促使從中央結算系統提取該等獲配發股份,並(2)促使從中央結算系統提取該等獲配發股份,並促使從中央結算系統提取該等獲配發股份,並
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• 確認 閣下已知悉招股章程內有關全球發售的限制; 轉入 閣下名下,有關風險及費用概由 閣下承擔; • 同意本公司、聯席全球協調人、聯席保薦人、聯席賬 及(3)促使該等獲配發股份以 閣下名義或聯名申請人(3)促使該等獲配發股份以 閣下名義或聯名申請人促使該等獲配發股份以 閣下名義或聯名申請人 簿管理人、聯席牽頭經辦人、承銷商及彼等各自董 的排名首位申請人的名義發行,而在此情況下,會以 事、高級職員、僱員、合夥人、代理、顧問及任何其 普通郵遞方式將該等獲配發股份的股票寄往 閣下在 他參與各方現時及日後均毋須對招股章程(及其任何 申請表格上所示地址,郵誤風險概由 閣下承擔,或 補充文件)以外的任何資料及陳述負責;
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同意香港結算及香港結算代理人均保留權利,(1)不接(1)不接不接 納以香港結算代理人名義發行的全部或部分該等獲 配發股份,或不接納該等獲配發股份存入中央結算系 統;(2)促使從中央結算系統提取該等獲配發股份,並(2)促使從中央結算系統提取該等獲配發股份,並促使從中央結算系統提取該等獲配發股份,並 轉入 閣下名下,有關風險及費用概由 閣下承擔; 及(3)促使該等獲配發股份以 閣下名義或聯名申請人(3)促使該等獲配發股份以 閣下名義或聯名申請人促使該等獲配發股份以 閣下名義或聯名申請人 的排名首位申請人的名義發行,而在此情況下,會以 普通郵遞方式將該等獲配發股份的股票寄往 閣下在 申請表格上所示地址,郵誤風險概由 閣下承擔,或 提供該等股票供 閣下領取;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投 資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 同意香港結算及香港結算代理人均可調整以香港結算 代理人名義發行的獲配發股份數目;
如 閣下的香港發售股份申請獲接納(全部或部分)
代理人名義發行的獲配發股份數目; 如 閣下的申請全部或部分獲接納, 閣下的股票(前提 • 同意香港結算及香港結算代理人對招股章程及本申請 是於2018年12月19日(星期三)上午八時正香港公開發售已 表格未有載列的資料及陳述概不負責; 成為無條件且並無終止,股票方成為有效的所有權證明) • 同意香港結算及香港結算代理人概不以任何方式 將以香港結算代理人名義發行,並按 閣下在申請表格的 對 閣下負責; 指示於2018年12月18日(星期二)或(在特別情況下)由香港 • 聲明及表示此乃 閣下為本身或為其利益提出申請的 結算或香港結算代理人指定的任何其他日期直接存入中 人士所提出及擬提出的唯一申請; 央結算系統,以寄存於 閣下的中央結算系統投資者戶口 • 知悉根據聯交所發佈的指引函HKEx-GL91-18,倘國際 持有人股份戶口或 閣下指定的中央結算系統參與者股份 發售股份認購不足而香港發售股份獲超額認購(不論 戶口。 倍數如何),最多8,565,600股發售股份可自國際發售重 • 如 閣下透過中央結算系統投資者戶口持有人以外的 新分配至香港公開發售,故香港公開發售可供認購的 指定中央結算系統參與者提出申請:香港發售股份將 股份總數將增至17,131,200股發售股份,相當於全球發 寄存於 閣下指定的中央結算系統參與者(非中央結 售初步可供認購發售股份數目的約20%(超額配股權獲 算系統投資者戶口持有人)股份戶口, 閣下可向該中 行使前),而最終發售價須定為招股章程所述指標發 央結算系統參與者查詢獲配發的香港發售股份數目。 售價範圍的下限(即每股發售股份10.50港元)。重新分 • 如 閣下以中央結算系統投資者戶口持有人身份 — 配的詳情載於招股章程「全球發售架構 重新分配」 提出申請:本公司預期於 2018 年 12 月 18 日(星期 一段; 二)在《南華早報》(英文)、《香港經濟日報》(中 • 知悉本公司、董事及聯席全球協調人將倚賴 閣下的 文)、本公司網站 www.asiainfo.com 及 聯交所網站 聲明及陳述決定是否向 閣下配發任何香港發售股 www.hkexnews.hk 公佈中央結算系統投資者戶口持有 份。 閣下如作出虛假聲明,會被檢控; 人的申請結果及香港發售股份的結果。 閣下應查閱 • (如申請為 閣下本身的利益提出)保證 閣下或 閣 本公司刊發的公佈,如有任何資料不符,請於2018年 下任何代理或任何其他人士並無亦不會為 閣下的利 12月18日(星期二)或香港結算或香港結算代理人指定 益以 白色 或 黃色 申請表格或透過向香港結算或 白表 的其他日期下午五時正前知會香港結算。緊隨香港發 eIPO 服務發出 電子認購指示 提出其他申請;及 售股份寄存於 閣下的股份戶口後, 閣下即可透過 • (如 閣下作為代理為其他人士利益提出申請)保證 「結算通」電話系統及中央結算系統互聯網系統(根據香 (i) 閣下(作為該名人士的代理或為其利益)或該名人 港結算不時有效的「投資者戶口操作簡介」所載程序) 士或作為其代理的任何其他人士並無亦不會以 白色 或 查詢 閣下的新戶口結餘。香港結算亦將向 閣下提 黃色 申請表格或向香港結算發出 電子認購指示 提出其 供一份活動結單,列出寄存於 閣下股份戶口的香港 他申請;及(ii) 閣下已獲正式授權作為該其他人士代 發售股份數目。 。 理代為簽署申請表格或發出 電子認購指示 本公司不會就申請時繳付的款項發出收據,亦不會發出臨 時所有權文件。 丁. 授權書 如 閣下的申請由獲有授權書的人士提出,本公司及聯席 退還申請股款 全球協調人(作為本公司代理)可按其認為合適的任何條件 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 (包括要求出示授權證明)酌情接納或拒絕 閣下的申請。 納,本公司將不計利息退還 閣下的申請股款或其適當 部分連同相關的1%經紀佣金、0.0027%證監會交易徵費及 全球發售定價 0.005%聯交所交易費。如發售價低於最高發售價,本公司 預期發售價將於2018年12月11日(星期二)或前後釐定。申 將不計利息退還多收申請股款連同1%經紀佣金、0.0027% 請人須繳付最高發售價每股香港發售股份13.50港元,另加 證監會交易徵費及0.005%聯交所交易費。有關退款手續載 1%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易 於招股章程「如何申請香港發售股份」一節「寄發╱領取股 費。倘本公司與聯席全球協調人(本身及代表香港承銷商) 票╱電子退款指示╱退款支票」。 並無於2018年12月17日(星期一)或之前協定發售價,全球 發售不會進行並告失效。截止辦理申請登記前,不會處理 閣下向我們提供的資訊的有關影響 香港發售股份的申請或配發任何香港發售股份。 香港中央證券登記有限公司和其關連法人團體、董事、高 級職員、僱員及代理(「代表」)在法律所容許的最大限度內 倘本公司決定於下調發售價後釐定發售價(最多下調至 10.50港元以下10%),則本公司將在不遲於2018年12月18日 表明不會及免除在任何方面與申請人或代表申請人在此文 (星期二)於聯交所網站( www.hkexnews.hk )及本公司網站 件提供的或與此文件或在此文件下提供的任何服務相關的 ( www.asiainfo.com )上另行公佈最終發售價。 任何資料,或任何申請人或代表申請人提供與此文件或在 此文件下提供的任何服務相關的任何其他書面或口頭通 公佈結果 訊,有關或相關由申請人或任何其他人士或實體所遭受或 不論是否下調發售價,本公司預期於 2018 年 12 月 18 日(星 招致不論如何造成的任何損失或損害承擔任何法律責任。 期二)或之前在《南華早報》(英文)、《香港經濟日報》(英文)、《香港經濟日報》 此包括但不限於,該等資料中不論如何造成的任何錯誤或 (中文)以及本公司網站 www.asiainfo.com 及 聯交所網站 遺漏,或代表或任何其他人士或實體對該等資料或任何該 www.hkexnews.hk 公佈發售價、國際發售踴躍程度、香港公 等資料的文件紀錄、影像、紀錄或複製品,或其準確性、 開發售的申請水平及香港發售股份的分配基準。香港公開 完整性、合時性或可靠性作出的任何依據。
不論是否下調發售價,本公司預期於 2018 年 12 月 18 日(星 期二)或之前在《南華早報》(英文)、《香港經濟日報》(英文)、《香港經濟日報》 (中文)以及本公司網站 www.asiainfo.com 及 聯交所網站 www.hkexnews.hk 公佈發售價、國際發售踴躍程度、香港公 開發售的申請水平及香港發售股份的分配基準。香港公開 發售的分配結果以及獲接納申請人的香港身份證╱護照╱ 香港商業登記號碼(如適用)亦將於上述網站公佈。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement 3. Transfer of personal data This Personal Information Collection Statement informs Personal data held by the Company and the Hong Kong the applicant for, and holder of, Hong Kong Offer Shares, Share Registrar relating to the securities holders will be of the policies and practices of the Company and the Hong kept confidential but the Company and the Hong Kong Kong Share Registrar in relation to personal data and the Share Registrar may, to the extent necessary for achieving Personal Data (Privacy) Ordinance (Chapter 486 of the any of the above purposes, disclose or transfer (whether Laws of Hong Kong) (the “Ordinance”). within or outside Hong Kong) the personal data to, from or with any of the following: 1. Reasons for the collection of your personal data • the Company’s appointed agents such as financial It is necessary for applicants and registered holders to advisers, receiving banks and overseas principal supply correct personal data to the Company or its agents share registrar; and the Hong Kong Share Registrar when applying for • where applicants for securities request a deposit into securities or transferring securities into or out of their CCASS, HKSCC or HKSCC Nominees, who will names or in procuring the services of the Hong Kong use the personal data for the purposes of operating Share Registrar. Failure to supply the requested data may CCASS; result in your application for securities being rejected, or • any agents, contractors or third-party in delay or the inability of the Company or the Hong Kong service providers who offer administrative, Share Registrar to effect transfers or otherwise render telecommunications, computer, payment or other their services. It may also prevent or delay registration services to the Company or the Hong Kong Share or transfers of the Hong Kong Offer Shares which you have successfully applied for and/or the dispatch of share Registrar in connection with their respective business certificate(s) and/or refund cheque(s) to which you are operation; entitled. • the Stock Exchange, the SFC and any other statutory It is important that securities holders inform the Company regulatory or governmental bodies or otherwise as and the Hong Kong Share Registrar immediately of any required by laws, rules or regulations; and inaccuracies in the personal data supplied. • any persons or institutions with which the securities holders have or propose to have dealings, such as 2. Purposes their bankers, solicitors, accountants or stockbrokers The personal data of the securities holders may be used, etc. held, processed and/or stored (by whatever means) for the following purposes: 4. Retention of personal data • processing your application and refund cheque and The Company and the Hong Kong Share Registrar will e-Refund payment instruction(s), where applicable, keep the personal data of the applicants and holders of verification of compliance with the terms and securities for as long as necessary to fulfil the purposes application procedures set out in this Application for which the personal data were collected. Personal data Form and the Prospectus and announcing results of which is no longer required will be destroyed or dealt with allocation of the Hong Kong Offer Shares; in accordance with the Ordinance. • compliance with applicable laws and regulations in Hong Kong and elsewhere; 5. Access to and correction of personal data • registering new issues or transfers into or out of Securities holders have the right to ascertain whether the the names of securities holders including, where Company or the Hong Kong Share Registrar hold their applicable, HKSCC Nominees; • maintaining or updating the register of securities personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong holders of the Company; • verifying securities holders’ identities; Kong Share Registrar have the right to charge a reasonable • establishing benefit entitlements of securities holders fee for the processing of such requests. of the Company, such as dividends, rights issues and All requests for access to data or correction of data should bonus issues; be addressed to us, at our registered address disclosed in • distributing communications from the Company and the “Corporate Information” section of the Prospectus its subsidiaries; or as notified from time to time, for the attention of the • compiling statistical information and shareholder company secretary, or the Hong Kong Share Registrar for profiles; the attention of the privacy compliance officer. • disclosing relevant information to facilitate claims on entitlements; and By signing an Application Form or by giving electronic
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities holders may from time to time agree.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
個人資料收集聲明 3. 轉交個人資料 此項個人資料收集聲明是向香港發售股份的申 本公司及香港證券登記處會對所持有關證券持 請人及持有人說明本公司及香港證券登記處有 有人的個人資料保密,但本公司及香港證券登 關個人資料及香港法例第486章個人資料(私隱) 記處可在作上述任何用途的必要情況下,向下 條例(「條例」)方面的政策及常規。 列任何人士披露或轉交(不論在香港境內或境 外)有關個人資料: 1. 收集 閣下個人資料的原因 • 本公司委任的代理,例如財務顧問、收款銀 申請人及登記持有人以本身名義申請證券或受 行及海外股份過戶登記總處; 讓或轉讓證券時或尋求香港證券登記處的服務 • (如證券申請人要求將證券存於中央結算系 時,必須向本公司或其代理及香港證券登記處 統)香港結算或香港結算代理人,彼等將會 提供正確個人資料。未能提供所要求的資料可 就中央結算系統的運作使用有關個人資料; 能會導致 閣下的證券申請被拒或延遲,或本 • 向本公司或香港證券登記處提供與其各自 公司或香港證券登記處無法進行過戶或以其他 業務運作有關的行政、電訊、電腦、付款或 方式提供服務。此舉亦可能妨礙或延遲登記或 其他服務的任何代理、承辦商或第三方服 過戶 閣下已成功申請的香港發售股份及╱或 務供應商; 寄發 閣下應得的股票及╱或退款支票。 • 聯交所、證監會及任何其他法定監管機關 證券持有人所提供的個人資料如有任何錯誤, 或政府部門或法例、規則或法規另行規定 須立即通知本公司及香港證券登記處。 者;及 • 證券持有人與之有業務往來或擬有業務往 2. 用途 來的任何人士或機構,例如銀行、律師、會 證券持有人的個人資料可作以下用途及以任何 計師或股票經紀等。 方式使用、持有、處理及╱或保存: • 處理 閣下的申請及退款支票及電子退款 4. 保留個人資料 指示(如適用)、核實是否符合本申請表格 本公司及香港證券登記處將按收集個人資料所 及招股章程載列的條款與申請手續以及公 需的用途保留證券申請人及持有人的個人資 佈香港發售股份的分配結果; 料。毋須保留的個人資料將會根據條例銷毀或 • 遵守香港及其他地區的適用法例及法規; 處理。 • 以證券持有人(包括香港結算代理人(如適 用))的名義登記新發行證券或受讓或轉讓 5. 查閱及更正個人資料 證券; 證券持有人有權確定本公司或香港證券登記處 • 存置或更新本公司的證券持有人名冊; 是否持有其個人資料,並有權索取有關資料的 • 核實證券持有人身份; 副本及更正任何不準確資料。本公司及香港證 • 確定本公司證券持有人的受益權利,例如 券登記處有權就處理任何該等要求收取合理費 股息、供股及紅股等; 用。 • 派發本公司及其附屬公司的通訊; 所有查閱資料或更正資料的要求應按招股章程 • 編製統計數據及股東資料; 「公司資料」一節所披露或不時通知的本公司註 • 披露有關資料以便就權益提出申索;及 冊地址送交公司秘書,或向香港證券登記處的 • 與上述者有關的任何其他附帶或相關用途 私隱事務主任提出。 及╱或讓本公司及香港證券登記處能履行 對證券持有人及╱或監管機構承擔的責任 閣下簽署申請表格或向香港結算發出電子認購 及╱或證券持有人不時同意的任何其他用 指示,即表示同意上述各項。 途。