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ASHLAND INC. — Director's Dealing 2023
Jan 5, 2023
31616_dirs_2023-01-05_3b3fa944-ecfc-48c4-b4dc-3c60c82ecb2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND INC. (ASH)
CIK: 0001674862
Period of Report: 2023-01-03
Reporting Person: CHONG MIN (Sr VP & Gen Mgr, Spc Additives)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-03 | Common Stock | M | 2405 | $108.42 | Acquired | 4131.008 | Direct |
| 2023-01-03 | Common Stock | F | 763 | $108.42 | Disposed | 3368.008 | Direct |
| 2023-01-03 | Common Stock | M | 2715 | $108.42 | Acquired | 6083.008 | Direct |
| 2023-01-03 | Common Stock | F | 777 | $108.42 | Disposed | 5306.008 | Direct |
| 2023-01-03 | Common Stock | M | 326 | $108.42 | Acquired | 5632.008 | Direct |
| 2023-01-03 | Common Stock | F | 94 | $108.42 | Disposed | 5538.008 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | Restricted Stock Units | $ | M | 2405 | Disposed | Common Stock (2405) | Direct | |
| 2023-01-03 | Restricted Stock Units | $ | M | 2715 | Disposed | Common Stock (2715) | Direct | |
| 2023-01-03 | Restricted Stock Units | $ | M | 326 | Disposed | Common Stock (326) | Direct |
Footnotes
F1: Payment of tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F4: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.
F5: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.