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ASHLAND INC. — Director's Dealing 2023
Nov 22, 2023
31616_dirs_2023-11-21_45b94b8a-cbaf-452c-8702-df118a016784.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND INC. (ASH)
CIK: 0001674862
Period of Report: 2023-11-17
Reporting Person: LAMPKIN ROBIN E. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-17 | Common Stock | M | 157 | $76.90 | Acquired | 3285 | Direct |
| 2023-11-17 | Common Stock | F | 47 | $76.90 | Disposed | 3238 | Direct |
| 2023-11-17 | Common Stock | M | 228 | $76.90 | Acquired | 3466 | Direct |
| 2023-11-17 | Common Stock | F | 68 | $76.90 | Disposed | 3398 | Direct |
| 2023-11-17 | Common Stock | A | 223 | $76.90 | Acquired | 3621 | Direct |
| 2023-11-17 | Common Stock | F | 67 | $76.90 | Disposed | 3554 | Direct |
| 2023-11-18 | Common Stock | M | 247 | $78.32 | Acquired | 3801 | Direct |
| 2023-11-18 | Common Stock | F | 74 | $78.32 | Disposed | 3727 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-17 | Restricted Stock Units | $ | M | 157 | Disposed | Common Stock (157) | Direct | |
| 2023-11-17 | Restricted Stock Units | $ | M | 228 | Disposed | Common Stock (228) | Direct | |
| 2023-11-18 | Restricted Stock Units | $ | M | 247 | Disposed | Common Stock (247) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 819 | Indirect |
Footnotes
F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.
F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.