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ASHLAND INC. — Director's Dealing 2022
Jan 4, 2022
31616_dirs_2022-01-04_59590af0-d19c-4ca9-8ee1-33cd48d9311e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2022-01-03
Reporting Person: CHONG MIN (Sr VP & Gen Mgr, Spc Additives)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-03 | Common Stock | M | 320 | $106.01 | Acquired | 975 | Direct |
| 2022-01-03 | Common Stock | F | 109 | $106.01 | Disposed | 866 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-03 | Restricted Stock Units | $ | M | 320 | Disposed | Common Stock (320) | Direct |
Footnotes
F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.