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ASHLAND INC. — Director's Dealing 2022
Dec 12, 2022
31616_dirs_2022-12-12_56f3cb4a-0ae4-4e7c-8eef-deaf2a6f6994.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND INC. (ASH)
CIK: 0001674862
Period of Report: 2022-11-17
Reporting Person: CHONG MIN (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-17 | Common Stock | M | 632 | $110.74 | Acquired | 1503.781 | Direct |
| 2022-11-17 | Common Stock | F | 300 | $110.74 | Disposed | 1203.781 | Direct |
| 2022-11-18 | Common Stock | M | 875 | $111.88 | Acquired | 2078.781 | Direct |
| 2022-11-18 | Common Stock | F | 416 | $111.88 | Disposed | 1662.781 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-17 | Restricted Stock Units | $ | M | 632 | Disposed | Common Stock (632) | Direct | |
| 2022-11-17 | Restricted Stock Units | $ | A | 2423 | Acquired | Common Stock (2423) | Direct | |
| 2022-11-18 | Restricted Stock Units | $ | M | 875 | Disposed | Common Stock (875) | Direct |
Footnotes
F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
F5: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.