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ASHLAND INC. — Director's Dealing 2021
Jan 5, 2021
31616_dirs_2021-01-05_ecc768e1-cfd4-42fc-9f04-6b2638dc05c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-01-02
Reporting Person: CHONG MIN (Sr VP & Gen Mgr, Spc Additives)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-02 | Common Stock | M | 315 | — | Acquired | 315 | Direct |
| 2021-01-04 | Common Stock | F | 106 | $79.10 | Disposed | 209 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-02 | Restricted Stock Units | $ | M | 315 | Disposed | Common Stock (315) | Direct |
Footnotes
F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.