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ASHLAND INC. Director's Dealing 2021

Jan 28, 2021

31616_dirs_2021-01-28_d6e3d36d-3e16-4d74-95aa-4d5315a917d8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-01-26

Reporting Person: Sandler Ricky C (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-26 Restricted Stock Units $ A 1319.4195 Disposed Common Stock (1319.4195) Direct

Footnotes

F1: Each Restricted Stock Unit represents a right to receive one (1) share of Common Stock, par value $0.01 per share ("Common Stock") of Ashland Global Holdings Inc. ("Ashland").

F2: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Common Stock.)

F3: Balance includes 5.571 additional Restricted Stock Units acquired in lieu of cash dividends paid on Mach 15, 2020, 5.961 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2020, 5.289 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2020, and 5.292 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2020.