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ASHLAND INC. — Director's Dealing 2021
Feb 5, 2021
31616_dirs_2021-02-05_baa09cda-c969-48ce-83ec-83c4fa77064b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-02-03
Reporting Person: WANG XIAOLAN (Sr VP & Gen Mgr, Personal Care)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-03 | Common Stock | M | 265.998 | — | Acquired | 265.998 | Direct |
| 2021-02-03 | Common Stock | D | 265.998 | $85.66 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-03 | Restricted Stock Equivalents | $ | M | 265.998 | Disposed | Common Stock (265.998) | Direct |
Footnotes
F1: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.
F2: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. One third of the restricted stock equivalents awarded on February 3, 2020 vested.
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