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ASHLAND INC. — Director's Dealing 2021
Jun 4, 2021
31616_dirs_2021-06-04_33c01753-2b9b-4519-af77-ddc35ab555d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-06-02
Reporting Person: BONI ERIC N (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock | M | 5085 | $95.42 | Acquired | 15231 | Direct |
| 2021-06-02 | Common Stock | F | 2656 | $95.42 | Disposed | 12575 | Direct |
| 2021-06-03 | Common Stock | S | 2429 | $93.88 | Disposed | 10146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-02 | Stock Appreciation Right | $29.50 | M | 5085 | Disposed | 2022-01-02 | Common Stock (5085) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7367 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2021.
F2: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below.
F3: Based on Employee Savings Plan information as of May 31, 2021, the latest date for which such information is reasonably available.
F4: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.